-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FF02tJ3bnL8cSVriwxkgmGVuqR9xoKdV8p6MMjdFsFnJ4RPe9EQcPpN7EZ3kHjaa Ek0gTsZEADmkhm/EmjCosw== 0001460960-10-000003.txt : 20100317 0001460960-10-000003.hdr.sgml : 20100317 20100317141155 ACCESSION NUMBER: 0001460960-10-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20100317 DATE AS OF CHANGE: 20100317 EFFECTIVENESS DATE: 20100317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENESIS SMALLER COMPANIES SICAV CENTRAL INDEX KEY: 0001460960 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129770 FILM NUMBER: 10688456 BUSINESS ADDRESS: STREET 1: BROWN BROTHERS HARRIMAN (LUXEMBOURG) STREET 2: 2-8 AVENUE CHARLES DE GAULLE CITY: LUXEMBOURG STATE: XX ZIP: L-1653 BUSINESS PHONE: 352-47-4-0661 MAIL ADDRESS: STREET 1: BROWN BROTHERS HARRIMAN (LUXEMBOURG) STREET 2: 2-8 AVENUE CHARLES DE GAULLE CITY: LUXEMBOURG STATE: XX ZIP: L-1653 D/A 1 primary_doc.xml X0603 D/A LIVE 0001460960 GENESIS SMALLER COMPANIES SICAV BROWN BROTHERS HARRIMAN (LUXEMBOURG) 2-8 AVENUE CHARLES DE GAULLE LUXEMBOURG N4 L-1653 352-47-4-0661 LUXEMBOURG None None Other SICAV true LLP Genesis Asset Managers, Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Promoter Investment Manager John Hallam Kings Mills Farm Kings Mill Castel Y7 GY5 7JT Executive Officer Promoter Operating Committee Member of Investment Manager of Issuer Mark Huntley Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Operating Committee Member of Investment Manager of Issuer Stephen Birkett Collins Stewart Wealth Management Collins Stewart House, The Grange St. Peter Port Y7 GY1 2QA Executive Officer Promoter Operating Committee Member of Investment Manager of Issuer Mel Carvill PPF Partners Limited Generali House, Hirzel Street St. Peter Port Y7 GY1 4PA Executive Officer Promoter Operating Committee Member of Investment Manager of Issuer Karen Yerburgh Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Managing Partner and Operating Committee Member of Investment Manager of Issuer Martyn Ryan Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Director Promoter Partner and Operating Committee Member of Investment Manager of Issuer Andrew Elder Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Paul Ballantyne Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Arindam Bhattacharjee Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Paul Greatbatch Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer James Juracka Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Evgeny Kuznetsov Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Catherine Vlasto Heritage Hall Le Marchant Street St. Peter Port Y7 GY1 4HY Executive Officer Promoter Partner of Investment Manager of Issuer Richard Goddard MDO Services 19 Rue de Bitbourg Luxembourg N4 L-1273 Director John Christopher Wilcockson HSBC Securities Services (Luxembourg) SA 40 Avenue Monterey, BP 413 Luxembourg N4 L-2014 Director Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.1 true 9999999997-09-015565 1996-03-01 true true false 0 Indefinite 2107000000 Indefinite false 30 0 0 0 false GENESIS SMALLER COMPANIES SICAV /s/ Martyn Ryan Martyn Ryan Director 2010-03-17 -----END PRIVACY-ENHANCED MESSAGE-----