0001144204-16-089197.txt : 20160321 0001144204-16-089197.hdr.sgml : 20160321 20160321163420 ACCESSION NUMBER: 0001144204-16-089197 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 EFFECTIVENESS DATE: 20160321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YORK TOTAL RETURN UNIT TRUST CENTRAL INDEX KEY: 0001460926 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129786 FILM NUMBER: 161519051 BUSINESS ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 BUSINESS PHONE: 345-949-9107 MAIL ADDRESS: STREET 1: ROYAL BANK HOUSE STREET 2: 4TH FLOOR, 24 SHEDDEN ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-1110 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460926 YORK TOTAL RETURN UNIT TRUST ROYAL BANK HOUSE 4TH FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 345-949-9107 CAYMAN ISLANDS None None Other Unit Trust true N/A Royal Bank of Canada Trust Company (Cayman) Limited ROYAL BANK HOUSE 4TH FLOOR, 24 SHEDDEN ROAD GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1110 Director Trustee of the Issuer N/A York Total Return Domestic Holdings, LLC 767 FIFTH AVENUE, 17TH FLOOR NEW YORK NY NEW YORK 10153 Executive Officer Manager of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001144204-15-017209 2006-06-01 true true false 250000 Merrill Lynch Alternative Investments LLC None None None 4 WORLD FINANCIAL CENTER 250 VESEY STREET NEW YORK NY NEW YORK 10080 All States false Credit Suisse Securities (USA) LLC 816 None None 11 MADISON AVENUE 24TH FLOOR NEW YORK NY NEW YORK 10010 All States false iCapital Securities, LLC 171061 None None 441 LEXINGTON AVENUE 9TH FLOOR NEW YORK NY NEW YORK 10017 All States false Indefinite 806220897 Indefinite The information in this Item 13 and the other information in this Form D relating to sales are limited to the Issuer's exempt U.S. offering only, and does not include sales to non-U.S. persons. false 61 10620507 true 0 The above includes amounts paid to recipients listed in Item 12 relating to sales to non-U.S. persons (as well as sales in the Issuer's exempt U.S. offering). All amounts are paid by the Manager out of fee income it receives from the Issuer. 0 The Manager of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations. false YORK TOTAL RETURN UNIT TRUST /s/ Richard P. Swanson Richard P. Swanson General Counsel of the Manager of the Issuer 2016-03-21