0001460669-16-000003.txt : 20161206 0001460669-16-000003.hdr.sgml : 20161206 20161206165025 ACCESSION NUMBER: 0001460669-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 EFFECTIVENESS DATE: 20161206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund CENTRAL INDEX KEY: 0001460669 IRS NUMBER: 202699715 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-130027 FILM NUMBER: 162036796 BUSINESS ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: (949) 720-6000 MAIL ADDRESS: STREET 1: 650 NEWPORT CENTER DRIVE CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Total Return Fund DATE OF NAME CHANGE: 20090401 D/A 1 primary_doc.xml X0707 D/A LIVE 0001460669 PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund 650 NEWPORT CENTER DRIVE NEWPORT BEACH CA CALIFORNIA 92660 (949) 720-6000 DELAWARE PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Total Return Fund Limited Liability Company true n/a Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Promoter Managing Member of the Issuer ("Managing Member") Richard H. Clarida 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jennifer S. Bridwell 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Joachim Fels 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David C. Flattum 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Brent R. Harris 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Douglas M. Hodge 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Daniel J. Ivascyn 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Lew W. Jacobs IV 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Alfred T. Murata 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mark R. Kiesel 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David C. Lown 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Scott A. Mather 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member James F. Moore 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David N. Fisher III 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Douglas J. Ongaro 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Thomas J. Otterbein 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Kimberley Gr Korinke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Stephen A. Rodosky 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jonathan Lane Horne 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Thibault C. Stracke 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Susan L. Wilson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mihir P. Worah 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mohit Mittal 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member William G. De Leon 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jennifer E. Durham 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Michael A. Gomez 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Candice Stack Whitten 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Ravinder Kumar Mattu 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Edward Devlin 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Peter G. Strelow 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Qi Wang 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Mohsen Fahmi 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Andrew Taylor Vaden 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Jerome M. Schneider 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Eric Michael Sutherland 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Joshua Theodore Thimons 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Robert O. Young 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Richard R. LebBrun Jr. 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Sudesh N. Mariappa 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member John William Murray 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Marc Peter Seidner 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member David L. Braun 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Daniel Hyman 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Andrew R. Jessop 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Nicholas J. Johnson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Robin C. Nabors 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Managing Member Nicholas J. Johnson 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Robin C. Nabors 650 Newport Center Drive Newport Beach CA CALIFORNIA 92660 Executive Officer Executive Officer of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001460669-15-000002 2005-08-31 true true false 5000000 PIMCO INVESTMENTS LLC 154957 None None 1633 BROADWAY, 45TH FLOOR NEW YORK NY NEW YORK 10019 All States false Indefinite 765794221 Indefinite false 18 0 0 OFFERS AND SALES OF LIMITED LIABILITY COMPANY INTERESTS IN THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES. 0 false PIMCO Private Funds LLC - PIMCO Large Cap StocksPLUS Absolute Return Fund ANDREW SPOTTISWOODE ANDREW SPOTTISWOODE SENIOR VICE PRESIDENT 2016-12-06