0001437749-23-018346.txt : 20230626
0001437749-23-018346.hdr.sgml : 20230626
20230626112912
ACCESSION NUMBER: 0001437749-23-018346
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221003
FILED AS OF DATE: 20230626
DATE AS OF CHANGE: 20230626
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patrick Donald Huntley
CENTRAL INDEX KEY: 0001735387
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37893
FILM NUMBER: 231040528
MAIL ADDRESS:
STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.)
STREET 2: 33 WHITEHALL STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fluent, Inc.
CENTRAL INDEX KEY: 0001460329
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 770688094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 6466697272
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Cogint, Inc.
DATE OF NAME CHANGE: 20160923
FORMER COMPANY:
FORMER CONFORMED NAME: IDI, Inc.
DATE OF NAME CHANGE: 20150520
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger Media, Inc.
DATE OF NAME CHANGE: 20121231
4/A
1
rdgdoc.xml
FORM 4/A
X0407
4/A
2022-10-03
2023-04-28
0001460329
Fluent, Inc.
FLNT
0001735387
Patrick Donald Huntley
C/O FLUENT, INC.
300 VESEY STREET, 9TH FLOOR
NEW YORK
NY
10282
1
Chief Executive Officer
0
Common Stock
2022-10-03
4
A
0
459500
0
A
929500
D
Common Stock
2023-03-24
4
A
0
459500
0
A
1389000
D
Stock Options
4.7200
2020-02-01
2029-02-01
Common Stock
396000
396000
D
The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service.
This filing corrects the original filing which incorrectly reported the number of shares of common stock owned by the Reporting Person. This error is reflected in the Form 4 filed by the Reporting Person on May 18, 2023.
The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service.
50% of the Stock Option grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.
/s/ Donald H Patrick
2023-06-26