0001437749-23-018346.txt : 20230626 0001437749-23-018346.hdr.sgml : 20230626 20230626112912 ACCESSION NUMBER: 0001437749-23-018346 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221003 FILED AS OF DATE: 20230626 DATE AS OF CHANGE: 20230626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patrick Donald Huntley CENTRAL INDEX KEY: 0001735387 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 231040528 MAIL ADDRESS: STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.) STREET 2: 33 WHITEHALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4/A 1 rdgdoc.xml FORM 4/A X0407 4/A 2022-10-03 2023-04-28 0001460329 Fluent, Inc. FLNT 0001735387 Patrick Donald Huntley C/O FLUENT, INC. 300 VESEY STREET, 9TH FLOOR NEW YORK NY 10282 1 Chief Executive Officer 0 Common Stock 2022-10-03 4 A 0 459500 0 A 929500 D Common Stock 2023-03-24 4 A 0 459500 0 A 1389000 D Stock Options 4.7200 2020-02-01 2029-02-01 Common Stock 396000 396000 D The shares of common stock were issued pursuant to the Issuer's 2022 Omnibus Equity Incentive Plan (the "2022 Plan") and vest in three equal annual installments with the first installment vesting on March 1, 2023 subject to the Reporting Person's continued service. This filing corrects the original filing which incorrectly reported the number of shares of common stock owned by the Reporting Person. This error is reflected in the Form 4 filed by the Reporting Person on May 18, 2023. The shares of common stock were issued pursuant to the Issuer's 2022 Plan and vest in three equal annual installments with the first installment vesting on March 1, 2024 subject to the Reporting Person's continued service. 50% of the Stock Option grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days. /s/ Donald H Patrick 2023-06-26