X0306 4 2018-11-01 0 0001013238 ARADIGM CORP ARDM 0001325447 First Eagle Investment Management, LLC 1345 AVENUE OF THE AMERICAS 48TH FLOOR NEW YORK NY 10105 0 0 1 0 0001459708 21 APRIL FUND, LTD. CITCO FUND SERVICES (CAYMAN ISLANDS) LTD REGATTA OFFICE PARK WEST BAY ROAD GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 0001457518 First Eagle Value in Biotechnology Master Fund, Ltd. CITCO FUND SERVICES (CAYMAN ISLANDS) LTD REGATTA OFFICE PARK WEST BAY ROAD GRAND CAYMAN E9 KY1-1205 CAYMAN ISLANDS 0 0 1 0 0001459688 21 APRIL FUND, L.P. 1345 AVENUE OF THE AMERICAS 48TH FLOOR NEW YORK NY 10105 0 0 1 0 9.0% Senior Convertible Notes due 2021 2018-11-01 4 J 0 141076 A 2021-04-30 Common Stock 27076 3276076 I See footnotes See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. FIRST EAGLE INVESTMENT MANAGEMENT, LLC, General Partner of April LP and Investment Adviser of April Ltd. and FEVIBM, By /s/ Michael M. Kellen 2018-11-05 FIRST EAGLE INVESTMENT MANAGEMENT, LLC, By /s/ Michael M. Kellen 2018-11-05