0001104659-16-156946.txt : 20161114 0001104659-16-156946.hdr.sgml : 20161111 20161114164939 ACCESSION NUMBER: 0001104659-16-156946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV, LP CENTRAL INDEX KEY: 0001459707 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15339 FILM NUMBER: 161995555 BUSINESS ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 BUSINESS PHONE: 8587568300 MAIL ADDRESS: STREET 1: 6051 EL TORDO STREET 2: P.O. BOX 1329 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 FORMER COMPANY: FORMER CONFORMED NAME: CASTLE CREEK CAPITAL PARTNERS IV LP DATE OF NAME CHANGE: 20090325 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001459707 XXXXXXXX 09-30-2016 09-30-2016 false CASTLE CREEK CAPITAL PARTNERS IV, LP

6051 EL TORDO P.O. BOX 1329 RANCHO SANTA FE CA 92067

13F HOLDINGS REPORT 028-15339 N Martin J. Szumski 858-756-8300 /s/ Martin J. Szumski Rancho Santa Fe CA 11-14-2016 1 8 167166 false 1 028-15366 Castle Creek Capital IV LLC INFORMATION TABLE 2 a16-21557_1informationtable.xml INFORMATION TABLE EASTERN VA BANKSHARES INC COM 277196101 8532 1061225 SH OTR 1 0 1061225 0 FIRST BANCORP N C COM 318910106 19073 963794 SH OTR 1 0 963794 0 FIRST MERCHANTS CORP. COM 320817109 24871 929747 SH OTR 1 0 929747 0 FIRST NBC BANK HOLDING CO. COM 32115D106 20819 2205382 SH OTR 1 0 2205382 0 GUARANTY BANCORP DEL COM NEW 40075T607 25523 1429849 SH OTR 1 0 1429849 0 HERITAGE COMMERCE CORP COM 426927109 41170 3763225 SH OTR 1 0 3763225 0 MBT FINANCIAL CORP COM 578877102 16982 1876423 SH OTR 1 0 1876423 0 WASHINGTONFIRST BANKSHARES I COM 940730104 10197 414337 SH OTR 1 0 414337 0