0001567619-22-011525.txt : 20220523
0001567619-22-011525.hdr.sgml : 20220523
20220523163722
ACCESSION NUMBER: 0001567619-22-011525
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220519
FILED AS OF DATE: 20220523
DATE AS OF CHANGE: 20220523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graham Andrew L.
CENTRAL INDEX KEY: 0001458737
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 22952276
MAIL ADDRESS:
STREET 1: 3802 COCONUT PALM DRIVE
CITY: TAMPA
STATE: FL
ZIP: 33619
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4
1
doc1.xml
FORM 4
X0306
4
2022-05-19
0
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001458737
Graham Andrew L.
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
1
0
0
0
Common Stock
2022-05-19
4
P
0
15000
1.249
A
15036
D
Common Stock
2022-05-20
4
P
0
8680
1.21
A
23716
D
Stock Option (right to buy)
5.95
2031-10-28
Common Stock
12605
12605
D
Stock Option (right to buy)
500
2025-10-22
Common Stock
100
100
D
Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date.
This option is presently exercisable in full.
/s/ Andrew L. Graham
2022-05-23