0001567619-22-011525.txt : 20220523 0001567619-22-011525.hdr.sgml : 20220523 20220523163722 ACCESSION NUMBER: 0001567619-22-011525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220519 FILED AS OF DATE: 20220523 DATE AS OF CHANGE: 20220523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graham Andrew L. CENTRAL INDEX KEY: 0001458737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 22952276 MAIL ADDRESS: STREET 1: 3802 COCONUT PALM DRIVE CITY: TAMPA STATE: FL ZIP: 33619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 doc1.xml FORM 4 X0306 4 2022-05-19 0 0001640384 LM FUNDING AMERICA, INC. LMFA 0001458737 Graham Andrew L. 1200 PLATT STREET SUITE 100 TAMPA FL 33606 1 0 0 0 Common Stock 2022-05-19 4 P 0 15000 1.249 A 15036 D Common Stock 2022-05-20 4 P 0 8680 1.21 A 23716 D Stock Option (right to buy) 5.95 2031-10-28 Common Stock 12605 12605 D Stock Option (right to buy) 500 2025-10-22 Common Stock 100 100 D Options were granted under the LM Funding America, Inc. 2021 Omnibus Incentive Plan ("Plan"). Options will vest as to one-half of the option shares on April 26, 2022, and as to one-half of the option shares on October 28, 2022, subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer's common stock achieving a closing price of greater than $12.00 for 10 consecutive trading days. Notwithstanding, the options will not be exercisable unless and until the Plan is approved by the Issuer's stockholders within one year of grant date. This option is presently exercisable in full. /s/ Andrew L. Graham 2022-05-23