0000899243-20-022204.txt : 20200812
0000899243-20-022204.hdr.sgml : 20200812
20200812210735
ACCESSION NUMBER: 0000899243-20-022204
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200805
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kusserow Paul B. K.
CENTRAL INDEX KEY: 0001456688
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39427
FILM NUMBER: 201096864
MAIL ADDRESS:
STREET 1: 780 SAN YSIDRO ROAD
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oak Street Health, Inc.
CENTRAL INDEX KEY: 0001564406
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 843446686
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 312-773-3374
MAIL ADDRESS:
STREET 1: 30 W. MONROE ST., STE. 1200
CITY: CHICAGO
STATE: IL
ZIP: 60603
FORMER COMPANY:
FORMER CONFORMED NAME: Oak Street Health, LLC
DATE OF NAME CHANGE: 20121211
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-08-05
0
0001564406
Oak Street Health, Inc.
?OSH?
0001456688
Kusserow Paul B. K.
C/O OAK STREET HEALTH, INC.
30 W. MONROE STREET, SUITE 1200
CHICAGO
IL
60603
1
0
0
0
Common stock, $0.001 par value
2020-08-10
4
J
0
475893
0.00
A
475893
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
4377
0.00
A
2030-08-05
Common Stock, par value $0.001
4377
4377
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
6561
0.00
A
2030-08-05
Common Stock, par value $0.001
6561
6561
D
Employee Stock Options (Right to Buy)
21.00
2020-08-05
4
A
0
12404
0.00
A
2030-08-05
Common Stock, par value $0.001
12404
12404
D
These shares of common stock of Oak Street Health, Inc. (the "Issuer") were issued in connection with the closing of the Issuer's initial public offering on August 10, 2020 (the "Closing Date") in exchange for Series III-D units and incentive units pursuant to the transactions contemplated by the Master Structuring Agreement dated August 10, 2020, by and among the Issuer, OSH Merger Sub 1, LLC, Quantum Strategic Partners Ltd., General Atlantic OSH Interholdco L.P., OSH Management Holdings, LLC ("Management Holdings"), Oak Street Health, LLC and Geoffrey Price dated August 10, 2020 (the "Organizational Transactions").
Represents shares of the Issuer's common stock, par value $0.001 issued in exchange for Series III-D units and vested incentive units of Oak Street Health, LLC and unvested incentive units in of Management Holdings in connection with the Organizational Transactions. The issuance of these securities was approved by the Issuer's board of directors under Rule 16b-3. Shares issued in exchange for the unvested incentive units were issued under the Oak Street Health Omnibus Incentive Plan (the "Plan").
Represents options issued under the Plan in exchange for vested incentive units in Management Holdings in connection with the Organizational Transactions. Such options are fully vested and exercisable.
Represents options issued under the Plan in exchange for unvested time-vesting incentive units in Management Holdings in connection with the Organizational Transactions. These options will vest in nine equal quarterly installments beginning on September 12, 2020.
Represents options issued under the Plan in exchange for unvested performance-vesting incentive units in Management Holdings in connection with the Organizational Transactions. Such options will cliff vest 100% on December 12, 2022.
/s/ Robert Guenthner, as attorney-in-fact for Paul Kusserow
2020-08-12