0001085146-17-002388.txt : 20171114 0001085146-17-002388.hdr.sgml : 20171114 20171114120829 ACCESSION NUMBER: 0001085146-17-002388 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 171199642 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 09-30-2017 09-30-2017 false Concert Wealth Management Inc.

1900 THE ALAMEDA 1ST FLOOR SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-4 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. Please note that CONCERT Wealth Management, Inc. is in the process of concluding operations and will file form ADV-W, prior to the end of 2017. We will not be filing form 13F for the 4th quarter of 2017. James Thorn 408-856-6224 /s/ James Thorn San Jose CA 11-06-2017 4 25 24688 1 Howard Financial 2 Good Harbor Financial 3 Adhesion Wealth Advisor Solutions 4 Lord Abbett INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AKAMAI TECHNOLOGIES INC COM 00971T101 1250 25654 SH SOLE 0 0 25654 AT&T INC COM 00206R102 458 11675 SH SOLE 0 0 11675 BBX CAP CORP NEW CL A 05491N104 257 34794 SH SOLE 0 0 34794 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 489 12110 SH SOLE 0 0 12110 ETFS GOLD TR SHS 26922Y105 1486 11991 SH SOLE 0 0 11991 FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 33739P103 482 12905 SH SOLE 0 0 12905 GWG HLDGS INC COM 36192A109 1444 1444000 SH SOLE 0 0 1444000 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 338 11385 SH SOLE 0 0 11385 ISHARES INC MSCI BRIC INDX 464286657 786 18239 SH SOLE 0 0 18239 ISHARES TR CORE S&P SCP ETF 464287804 753 10150 SH SOLE 0 0 10150 ISHARES TR CORE US AGGBD ET 464287226 1361 12401 SH SOLE 0 0 12401 ISHARES TR SHORT TREAS BD 464288679 1795 16244 SH SOLE 0 0 16244 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 533 34894 SH SOLE 0 0 34894 PROSHARES TR SHRT HGH YIELD 74347R131 703 30392 SH SOLE 0 0 30392 RESONANT INC COM 76118L102 1542 348202 SH SOLE 0 0 348202 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 340 12608 SH SOLE 0 0 12608 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 551 16385 SH SOLE 0 0 16385 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1678 27578 SH SOLE 0 0 27578 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 634 13359 SH SOLE 0 0 13359 SPDR SER TR BLOOMBERG SRT TR 78468R408 287 10392 SH SOLE 0 0 10392 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 659 23448 SH SOLE 0 0 23448 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 229 21592 SH SOLE 0 0 21592 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3887 30009 SH SOLE 0 0 30009 VANGUARD INDEX FDS VALUE ETF 922908744 1082 10849 SH SOLE 0 0 10849 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1664 31574 SH SOLE 0 0 31574