Chief Compliance Officer

0001085146-16-002852.txt : 20160209 0001085146-16-002852.hdr.sgml : 20160209 20160208212440 ACCESSION NUMBER: 0001085146-16-002852 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160208 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 161397096 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 12-31-2015 12-31-2015 false Concert Wealth Management Inc.

1900 THE ALAMEDA SUITE 300 SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Chief Compliance Officer 408-856-6224 /s/ James Thorn San Jose CA 02-08-2016 10 852 748806 1 Advisors Asset Management 2 Adhesion Wealth Advisor Solutions 3 Allianz Global Investors 4 Columbia 5 Envestnet 6 Frontier Growth & Income 7 Invesco Advisers 8 Lord Abbett 9 Merlin Asset Mgt 10 Sitrin INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 742 4928 SH SOLE 0 0 4930 ABBOTT LABS COM 002824100 19 418 SH DFND 5 418 0 0 ABBOTT LABS COM 002824100 2297 51604 SH SOLE 0 0 51608 ABBVIE INC COM 00287Y109 5 84 SH DFND 3 84 0 0 ABBVIE INC COM 00287Y109 30 503 SH DFND 5 503 0 0 ABBVIE INC COM 00287Y109 3139 52955 SH SOLE 0 0 52966 ABBVIE INC COM 00287Y109 0 2200 SH Call SOLE 0 0 2200 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 185 33865 SH SOLE 0 0 33866 ACTIVE POWER INC COM NEW 00504W308 14 10775 SH SOLE 0 0 10775 ACUITY BRANDS INC COM 00508Y102 3 11 SH DFND 5 11 0 0 ACUITY BRANDS INC COM 00508Y102 784 3354 SH SOLE 0 0 3354 ADOBE SYS INC COM 00724F101 5 49 SH DFND 5 49 0 0 ADOBE 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11487 SH SOLE 0 0 11489 HCA HOLDINGS INC COM 40412C101 253 3723 SH SOLE 0 0 3723 HCP INC COM 40414L109 1954 50964 SH SOLE 0 0 50964 HD SUPPLY HLDGS INC COM 40416M105 232 7780 SH DFND 9 7780 0 0 HERITAGE COMMERCE CORP COM 426927109 161 13398 SH SOLE 0 0 13398 HESS CORP COM 42809H107 273 5596 SH SOLE 0 0 5596 HEWLETT PACKARD ENTERPRISE C COM 42824C109 159 10546 SH SOLE 0 0 10548 HOME DEPOT INC COM 437076102 266 2019 SH DFND 10 2019 0 0 HOME DEPOT INC COM 437076102 3485 26371 SH SOLE 0 0 26375 HONEYWELL INTL INC COM 438516106 23 209 SH DFND 5 209 0 0 HONEYWELL INTL INC COM 438516106 219 2111 SH DFND 9 2111 0 0 HONEYWELL INTL INC COM 438516106 1540 14892 SH SOLE 0 0 14894 HONEYWELL INTL INC COM 438516106 0 200 SH Call SOLE 0 0 200 HUNTINGTON BANCSHARES INC COM 446150104 149 13583 SH SOLE 0 0 13583 HUNTINGTON INGALLS INDS INC COM 446413106 276 2180 SH DFND 9 2180 0 0 IAMGOLD CORP COM 450913108 28 20000 SH SOLE 0 0 20000 ILLINOIS TOOL WKS INC COM 452308109 280 3012 SH SOLE 0 0 3012 ILLUMINA INC COM 452327109 297 1549 SH SOLE 0 0 1549 INCYTE CORP COM 45337C102 297 2737 SH SOLE 0 0 2737 INTEL CORP COM 458140100 244 7112 SH DFND 9 7112 0 0 INTEL CORP COM 458140100 4455 129557 SH SOLE 0 0 129571 INTERDIGITAL INC COM 45867G101 677 13822 SH SOLE 0 0 13822 INTERNATIONAL BUSINESS MACHS COM 459200101 1749 12682 SH SOLE 0 0 12695 INTERVAL LEISURE GROUP INC COM 46113M108 669 42183 SH SOLE 0 0 42185 INTL PAPER CO COM 460146103 756 19782 SH SOLE 0 0 19784 INTREXON CORP COM 46122T102 331 11000 SH SOLE 0 0 11000 INTUITIVE SURGICAL INC COM NEW 46120E602 4 7 SH DFND 4 7 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 1444 2648 SH SOLE 0 0 2648 ISHARES BELGIUM CAPD ETF 464286301 305 16900 SH SOLE 0 0 16900 ISHARES EM MK MINVOL ETF 464286533 282 5782 SH SOLE 0 0 5782 ISHARES GLB HGH YLD ETF 464286178 372 8322 SH SOLE 0 0 8322 ISHARES MSCI EURZONE ETF 464286608 241 6862 SH SOLE 0 0 6862 ISHARES MSCI FRNTR100ETF 464286145 295 11935 SH SOLE 0 0 11935 ISHARES MSCI JAPAN ETF 464286848 829 68759 SH SOLE 0 0 68762 ISHARES MSCI MEX CAP ETF 464286822 389 7877 SH SOLE 0 0 7877 ISHARES MSCI SPAN CP ETF 464286764 381 13563 SH SOLE 0 0 13563 ISHARES MSCI STH KOR ETF 464286772 329 6687 SH SOLE 0 0 6687 ISHARES GOLD TRUST ISHARES 464285105 182 17911 SH SOLE 0 0 17911 ISHARES SILVER TRUST ISHARES 46428Q109 187 14267 SH SOLE 0 0 14267 ISHARES TR 1-3 YR CR BD ETF 464288646 242 2315 SH SOLE 0 0 2315 ISHARES TR 1-3 YR TR BD ETF 464287457 493 5849 SH SOLE 0 0 5849 ISHARES TR 20+ YR TR BD ETF 464287432 346 2862 SH SOLE 0 0 2864 ISHARES TR 2018 CORP EX ETF 46432FAG2 5162 52157 SH SOLE 0 0 52157 ISHARES TR 3-7 YR TR BD ETF 464288661 61 495 SH DFND 5 495 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 1971 16096 SH SOLE 0 0 16096 ISHARES TR 7-10 Y TR BD ETF 464287440 562 5315 SH SOLE 0 0 5315 ISHARES TR AGENCY BOND ETF 464288166 213 1881 SH SOLE 0 0 1881 ISHARES TR CHINA LG-CAP ETF 464287184 293 8244 SH SOLE 0 0 8244 ISHARES TR COHEN&STEER REIT 464287564 231 2328 SH SOLE 0 0 2328 ISHARES TR CORE HIGH DV ETF 46429B663 572 7743 SH SOLE 0 0 7744 ISHARES TR CORE MSCI EAFE 46432F842 244 4435 SH SOLE 0 0 4440 ISHARES TR CORE S&P MCP ETF 464287507 1514 10842 SH SOLE 0 0 10845 ISHARES TR CORE S&P SCP ETF 464287804 992 9004 SH SOLE 0 0 9014 ISHARES TR CORE S&P TTL STK 464287150 438 4688 SH SOLE 0 0 4694 ISHARES TR CORE S&P500 ETF 464287200 5352 26118 SH SOLE 0 0 26130 ISHARES TR CORE US AGGBD ET 464287226 1881 17382 SH SOLE 0 0 17389 ISHARES TR CORE US AGGBD ET 464287226 75 696 SH DFND 5 696 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 1897 29267 SH SOLE 0 0 29294 ISHARES TR EAFE SML CP ETF 464288273 539 10749 SH SOLE 0 0 10770 ISHARES TR EUROPE ETF 464287861 672 16793 SH SOLE 0 0 16793 ISHARES TR EUROPE ETF 464287861 3 86 SH DFND 9 86 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 616 12240 SH SOLE 0 0 12240 ISHARES TR IBOXX HI YD ETF 464288513 380 4711 SH SOLE 0 0 4716 ISHARES TR IBOXX INV CP ETF 464287242 1018 8901 SH SOLE 0 0 8905 ISHARES TR INTERM CR BD ETF 464288638 312 2896 SH SOLE 0 0 2896 ISHARES TR INTL SEL DIV ETF 464288448 3773 131615 SH SOLE 0 0 131619 ISHARES TR INTL SEL DIV ETF 464288448 534 18602 SH DFND 5 18602 0 0 ISHARES TR JP MOR EM MK ETF 464288281 848 8001 SH SOLE 0 0 8003 ISHARES TR MBS ETF 464288588 295 2735 SH DFND 5 2735 0 0 ISHARES TR MBS ETF 464288588 712 6620 SH SOLE 0 0 6620 ISHARES TR MRGSTR MD CP ETF 464288208 439 3050 SH SOLE 0 0 3055 ISHARES TR MSCI ACWI ETF 464288257 7746 138778 SH SOLE 0 0 138785 ISHARES TR MSCI EAFE ETF 464287465 1814 30801 SH SOLE 0 0 30811 ISHARES TR MSCI EMG MKT ETF 464287234 944 29323 SH SOLE 0 0 29330 ISHARES TR MSCI KLD400 SOC 464288570 220 2911 SH SOLE 0 0 2911 ISHARES TR NA TEC-SFTWR ETF 464287515 472 4574 SH SOLE 0 0 4574 ISHARES TR NASDQ BIOTEC ETF 464287556 327 967 SH SOLE 0 0 967 ISHARES TR PHLX SEMICND ETF 464287523 262 2938 SH SOLE 0 0 2938 ISHARES TR RUS 1000 ETF 464287622 1179 10378 SH SOLE 0 0 10384 ISHARES TR RUS 1000 GRW ETF 464287614 1026 10311 SH DFND 5 10311 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 6 64 SH DFND 9 64 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1876 18892 SH SOLE 0 0 18897 ISHARES TR RUS 1000 GRW ETF 464287614 211 2123 SH DFND 2 2123 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 0 400 SH Put SOLE 0 0 400 ISHARES TR RUS 1000 VAL ETF 464287598 1208 12356 SH DFND 5 12356 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1507 15374 SH SOLE 0 0 15376 ISHARES TR RUS 1000 VAL ETF 464287598 282 2876 SH DFND 2 2876 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 250 1801 SH SOLE 0 0 1801 ISHARES TR RUS MID-CAP ETF 464287499 647 4034 SH DFND 5 4034 0 0 ISHARES TR RUS MID-CAP ETF 464287499 881 5504 SH SOLE 0 0 5512 ISHARES TR RUSSELL 2000 ETF 464287655 3021 26814 SH SOLE 0 0 26820 ISHARES TR RUSSELL 2000 ETF 464287655 448 3996 SH DFND 5 3996 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 35 19200 SH Put SOLE 0 0 19200 ISHARES TR RUSSELL 3000 ETF 464287689 2184 18132 SH SOLE 0 0 18133 ISHARES TR S&P 100 ETF 464287101 630 6921 SH SOLE 0 0 6921 ISHARES TR S&P 500 GRWT ETF 464287309 774 6670 SH SOLE 0 0 6685 ISHARES TR S&P 500 VAL ETF 464287408 238 2666 SH SOLE 0 0 2670 ISHARES TR S&P MC 400VL ETF 464287705 206 1775 SH SOLE 0 0 1775 ISHARES TR SELECT DIVID ETF 464287168 841 11124 SH SOLE 0 0 11129 ISHARES TR SHRT TRS BD ETF 464288679 212 1915 SH SOLE 0 0 1915 ISHARES TR SP SMCP600GR ETF 464287887 1594 12811 SH SOLE 0 0 12823 ISHARES TR SP SMCP600VL ETF 464287879 249 2323 SH SOLE 0 0 2324 ISHARES TR TIPS BD ETF 464287176 387 3499 SH SOLE 0 0 3501 ISHARES TR U.S. AER&DEF ETF 464288760 265 2248 SH SOLE 0 0 2248 ISHARES TR U.S. CNSM GD ETF 464287812 246 2260 SH SOLE 0 0 2260 ISHARES TR U.S. CNSM SV ETF 464287580 236 1652 SH SOLE 0 0 1652 ISHARES TR U.S. FIN SVC ETF 464287770 349 3873 SH SOLE 0 0 3873 ISHARES TR U.S. FINLS ETF 464287788 204 2295 SH SOLE 0 0 2296 ISHARES TR U.S. INDS ETF 464287754 258 2548 SH SOLE 0 0 2548 ISHARES TR U.S. PFD STK ETF 464288687 1707 43924 SH SOLE 0 0 43929 ISHARES TR U.S. PHARMA ETF 464288836 334 2053 SH SOLE 0 0 2054 ISHARES TR U.S. REAL ES ETF 464287739 707 9416 SH SOLE 0 0 9418 ISHARES TR U.S. TELECOM ETF 464287713 352 12380 SH SOLE 0 0 12380 ISHARES TR US BR DEL SE ETF 464288794 249 6120 SH SOLE 0 0 6120 ISHARES TR US HLTHCARE ETF 464287762 274 1824 SH SOLE 0 0 1824 ISHARES TR US HLTHCR PR ETF 464288828 678 5517 SH SOLE 0 0 5518 ISHARES TR US OIL&GS EX ETF 464288851 8652 163464 SH SOLE 0 0 163468 ISHARES TR USA MIN VOL ETF 46429B697 2111 50503 SH SOLE 0 0 50507 JETBLUE AIRWAYS CORP COM 477143101 690 30324 SH SOLE 0 0 30324 JOHNSON & JOHNSON COM 478160104 6 57 SH DFND 3 57 0 0 JOHNSON & JOHNSON COM 478160104 35 339 SH DFND 5 339 0 0 JOHNSON & JOHNSON COM 478160104 4691 45755 SH SOLE 0 0 45762 JOHNSON & JOHNSON COM 478160104 217 2108 SH DFND 10 2108 0 0 JOHNSON CTLS INC COM 478366107 1161 29220 SH SOLE 0 0 29220 JPMORGAN CHASE & CO COM 46625H100 4714 71240 SH SOLE 0 0 71244 KELLOGG CO COM 487836108 291 4040 SH SOLE 0 0 4040 KEYCORP NEW COM 493267108 924 70144 SH SOLE 0 0 70148 KIMBERLY CLARK CORP COM 494368103 1846 14529 SH SOLE 0 0 14530 KIMBERLY CLARK CORP COM 494368103 56 433 SH DFND 5 433 0 0 KKR & CO L P DEL COM UNITS 48248M102 819 52216 PRN SOLE 0 0 52225 KLA-TENCOR CORP COM 482480100 251 3635 SH DFND 9 3635 0 0 KLA-TENCOR CORP COM 482480100 495 7117 SH SOLE 0 0 7118 KLA-TENCOR CORP COM 482480100 10 4200 SH Call DFND 9 4200 0 0 KLA-TENCOR CORP COM 482480100 0 900 SH Call SOLE 0 0 900 KLA-TENCOR CORP COM 482480100 0 11 SH DFND 5 11 0 0 KRAFT HEINZ CO COM 500754106 2210 30350 SH SOLE 0 0 30358 KROGER CO COM 501044101 395 9439 SH SOLE 0 0 9442 L BRANDS INC COM 501797104 260 2668 SH SOLE 0 0 2668 L-3 COMMUNICATIONS HLDGS INC COM 502424104 503 4214 SH SOLE 0 0 4214 LABORATORY CORP AMER HLDGS COM NEW 50540R409 248 2017 SH SOLE 0 0 2017 LADENBURG THALMAN FIN SVCS I COM 50575Q102 32 11609 SH DFND 5 11609 0 0 LAM RESEARCH CORP COM 512807108 220 2771 SH DFND 9 2771 0 0 LAM RESEARCH CORP COM 512807108 578 7313 SH SOLE 0 0 7313 LANNET INC COM 516012101 447 11133 SH SOLE 0 0 11133 LAS VEGAS SANDS CORP COM 517834107 334 7764 SH SOLE 0 0 7764 LAUDER ESTEE COS INC CL A 518439104 201 2264 SH DFND 10 2264 0 0 LAUDER ESTEE COS INC CL A 518439104 448 5180 SH SOLE 0 0 5180 LENNAR CORP CL A 526057104 386 7891 SH SOLE 0 0 7891 LG DISPLAY CO LTD SPONS ADR REP 50186V102 139 13772 SH SOLE 0 0 13772 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 424 79294 SH SOLE 0 0 79310 LIBERTY ALL-STAR GROWTH FD I COM 529900102 59 12470 SH SOLE 0 0 12470 LILLY ELI & CO COM 532457108 1479 17569 SH SOLE 0 0 17574 LIMONEIRA CO COM 532746104 229 15360 SH SOLE 0 0 15360 LIONS GATE ENTMNT CORP COM NEW 535919203 329 10149 SH DFND 5 10149 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 15 449 SH DFND 9 449 0 0 LOCKHEED MARTIN CORP COM 539830109 706 3245 SH SOLE 0 0 3245 LOWES COS INC COM 548661107 1023 13456 SH SOLE 0 0 13457 LPATH INC COM NEW 548910306 3 15000 SH SOLE 0 0 15000 LULULEMON ATHLETICA INC COM 550021109 643 12338 SH SOLE 0 0 12338 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 240 12605 SH SOLE 0 0 12605 MACYS INC COM 55616P104 217 6332 SH SOLE 0 0 6332 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 348 5127 SH SOLE 0 0 5128 MALLINCKRODT PUB LTD CO SHS G5785G107 308 4146 SH SOLE 0 0 4146 MANAGED HIGH YIELD PLUS FD I COM 561911108 24 12680 SH SOLE 0 0 12680 MANITOWOC INC COM 563571108 163 10638 SH SOLE 0 0 10638 MARATHON PETE CORP COM 56585A102 946 18301 SH SOLE 0 0 18305 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 237 5108 SH SOLE 0 0 5108 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 623 4920 SH SOLE 0 0 4920 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 531 24047 SH SOLE 0 0 24047 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 221 7146 SH SOLE 0 0 7148 MASCO CORP COM 574599106 403 14253 SH SOLE 0 0 14253 MASTERCARD INC CL A 57636Q104 240 2467 SH DFND 9 2467 0 0 MASTERCARD INC CL A 57636Q104 698 7136 SH SOLE 0 0 7136 MCDERMOTT INTL INC COM 580037109 233 70550 SH SOLE 0 0 70550 MCDERMOTT INTL INC COM 580037109 0 12600 SH Call SOLE 0 0 12600 MCDONALDS CORP COM 580135101 2943 24834 SH SOLE 0 0 24846 MCKESSON CORP COM 58155Q103 419 2119 SH SOLE 0 0 2119 MEDIVATION INC COM 58501N101 233 4833 SH DFND 9 4833 0 0 MERCK & CO INC NEW COM 58933Y105 2894 54644 SH SOLE 0 0 54657 MERCK & CO INC NEW COM 58933Y105 0 500 SH Call SOLE 0 0 500 MERCK & CO INC NEW COM 58933Y105 35 651 SH DFND 5 651 0 0 METLIFE INC COM 59156R108 201 4178 SH DFND 10 4178 0 0 METLIFE INC COM 59156R108 1154 23866 SH SOLE 0 0 23868 MFS INTER INCOME TR SH BEN INT 55273C107 88 19370 SH SOLE 0 0 19370 MICRON TECHNOLOGY INC COM 595112103 186 13071 SH DFND 9 13071 0 0 MICROSOFT CORP COM 594918104 234 4154 SH DFND 10 4154 0 0 MICROSOFT CORP COM 594918104 59 1056 SH DFND 5 1056 0 0 MICROSOFT CORP COM 594918104 245 4429 SH DFND 9 4429 0 0 MICROSOFT CORP COM 594918104 16040 288807 SH SOLE 0 0 288842 MIND C T I LTD ORD M70240102 46 18317 SH SOLE 0 0 18318 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 112 18096 SH SOLE 0 0 18096 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 200 4756 SH SOLE 0 0 4756 MOHAWK INDS INC COM 608190104 267 1406 SH SOLE 0 0 1406 MOLSON COORS BREWING CO CL B 60871R209 288 3053 SH SOLE 0 0 3053 MONDELEZ INTL INC CL A 609207105 1029 23130 SH SOLE 0 0 23137 MONSANTO CO NEW COM 61166W101 24 243 SH DFND 5 243 0 0 MONSANTO CO NEW COM 61166W101 708 7180 SH SOLE 0 0 7181 MORGAN STANLEY COM NEW 617446448 1438 45098 SH SOLE 0 0 45099 NATIONAL OILWELL VARCO INC COM 637071101 268 7914 SH SOLE 0 0 7914 NATIONAL RETAIL PPTYS INC COM 637417106 245 6076 SH SOLE 0 0 6082 NATURAL HEALTH TRENDS CORP COM PAR $.001 63888P406 519 15294 SH SOLE 0 0 15294 NAUTILUS INC COM 63910B102 671 39811 SH SOLE 0 0 39811 NAVIENT CORP COM 63938C108 407 36227 SH SOLE 0 0 36227 NETEASE INC SPONSORED ADR 64110W102 324 1787 SH DFND 9 1787 0 0 NETFLIX INC COM 64110L106 1276 11103 SH SOLE 0 0 11103 NETFLIX INC COM 64110L106 0 100 SH Call SOLE 0 0 100 NETFLIX INC COM 64110L106 3 25 SH DFND 4 25 0 0 NETSUITE INC COM 64118Q107 879 10373 SH SOLE 0 0 10373 NEUBERGER BERMAN RE ES SEC F COM 64190A103 97 19331 SH SOLE 0 0 19331 NEUSTAR INC CL A 64126X201 670 27754 SH SOLE 0 0 27754 NEWLINK GENETICS CORP COM 651511107 607 16682 SH SOLE 0 0 16682 NIKE INC CL B 654106103 1970 31307 SH SOLE 0 0 31308 NORDSTROM INC COM 655664100 661 13305 SH SOLE 0 0 13308 NORFOLK SOUTHERN CORP COM 655844108 216 2555 SH SOLE 0 0 2557 NORTHWEST BANCSHARES INC MD COM 667340103 1198 89568 SH SOLE 0 0 89568 NOVARTIS A G SPONSORED ADR 66987V109 789 9151 SH SOLE 0 0 9151 NOVO-NORDISK A S ADR 670100205 739 12742 SH SOLE 0 0 12742 NUVEEN AMT-FREE MUN INCOME F COM 670657105 248 17875 SH SOLE 0 0 17875 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 257 16556 SH SOLE 0 0 16557 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 244 30894 SH SOLE 0 0 30894 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 875 61163 SH SOLE 0 0 61163 NUVEEN MUN VALUE FD INC COM 670928100 143 14138 SH SOLE 0 0 14139 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 485 33557 SH SOLE 0 0 33557 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 683 50993 SH SOLE 0 0 50993 NVIDIA CORP COM 67066G104 282 8543 SH DFND 9 8543 0 0 NVIDIA CORP COM 67066G104 660 20093 SH SOLE 0 0 20093 NXP SEMICONDUCTORS N V COM N6596X109 237 2813 SH DFND 9 2813 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 300 6193 SH SOLE 0 0 6193 OCCIDENTAL PETE CORP DEL COM 674599105 814 12112 SH SOLE 0 0 12113 OLIN CORP COM PAR $1 680665205 482 27552 SH SOLE 0 0 27552 OMNICOM GROUP INC COM 681919106 1080 14218 SH SOLE 0 0 14218 ORACLE CORP COM 68389X105 184 5030 SH DFND 9 5030 0 0 ORACLE CORP COM 68389X105 1457 39812 SH SOLE 0 0 39815 ORACLE CORP COM 68389X105 3 10000 SH Call DFND 9 10000 0 0 ORACLE CORP COM 68389X105 0 1100 SH Call SOLE 0 0 1100 ORACLE CORP COM 68389X105 37 1017 SH DFND 5 1017 0 0 ORANGE SPONSORED ADR 684060106 169 10357 SH SOLE 0 0 10357 ORASURE TECHNOLOGIES INC COM 68554V108 169 25900 SH SOLE 0 0 25900 PACCAR INC COM 693718108 758 15996 SH SOLE 0 0 15998 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 151 11500 SH SOLE 0 0 11500 PALO ALTO NETWORKS INC COM 697435105 358 2036 SH SOLE 0 0 2036 PAN AMERICAN SILVER CORP COM 697900108 78 12000 SH SOLE 0 0 12000 PAPA JOHNS INTL INC COM 698813102 323 5765 SH SOLE 0 0 5765 PAYPAL HLDGS INC COM 70450Y103 2093 57942 SH SOLE 0 0 57942 PEPCO HOLDINGS INC COM 713291102 1763 67729 SH SOLE 0 0 67732 PEPSICO INC COM 713448108 2289 23085 SH SOLE 0 0 23091 PFIZER INC COM 717081103 5 159 SH DFND 3 159 0 0 PFIZER INC COM 717081103 29 876 SH DFND 5 876 0 0 PFIZER INC COM 717081103 4869 150948 SH SOLE 0 0 150966 PFIZER INC COM 717081103 0 1500 SH Call SOLE 0 0 1500 PG&E CORP COM 69331C108 324 6070 SH SOLE 0 0 6071 PHILIP MORRIS INTL INC COM 718172109 14 150 SH DFND 5 150 0 0 PHILIP MORRIS INTL INC COM 718172109 4966 56544 SH SOLE 0 0 56557 PHILLIPS 66 COM 718546104 1045 12820 SH SOLE 0 0 12822 PIMCO CALIF MUN INCOME FD II COM 72201C109 182 15200 SH SOLE 0 0 15200 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 644 7022 SH SOLE 0 0 7022 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 257 2456 SH SOLE 0 0 2456 PIMCO HIGH INCOME FD COM SHS 722014107 222 27445 SH SOLE 0 0 27445 PIMCO STRATEGIC INCOME FD IN COM 72200X104 94 10451 SH SOLE 0 0 10452 PINNACLE FINL PARTNERS INC COM 72346Q104 535 10426 SH SOLE 0 0 10426 PINNACLE WEST CAP CORP COM 723484101 476 7410 SH SOLE 0 0 7411 PIONEER HIGH INCOME TR COM 72369H106 208 21599 SH SOLE 0 0 21599 PLUM CREEK TIMBER CO INC COM 729251108 896 18853 SH SOLE 0 0 18856 PNC FINL SVCS GROUP INC COM 693475105 363 3794 SH SOLE 0 0 3794 POLARIS INDS INC COM 731068102 547 6294 SH SOLE 0 0 6295 POTASH CORP SASK INC COM 73755L107 937 54627 SH SOLE 0 0 54627 POWERSHARES ACT MANG COMM FD DB OPT YLD DIV 73937V106 277 17872 SH SOLE 0 0 17872 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 351 26308 SH SOLE 0 0 26308 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 504 12978 SH SOLE 0 0 12978 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 631 11083 SH SOLE 0 0 11083 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 868 42341 SH SOLE 0 0 42341 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 3552 85917 SH SOLE 0 0 85917 POWERSHARES ETF TRUST DYN LSR & ENT 73935X757 317 8660 SH SOLE 0 0 8660 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1244 17819 SH SOLE 0 0 17820 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 430 9485 SH SOLE 0 0 9485 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 2152 29492 SH SOLE 0 0 29493 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1839 24669 SH SOLE 0 0 24669 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1484 47558 SH SOLE 0 0 47558 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 425 14569 SH SOLE 0 0 14569 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 835 44227 SH SOLE 0 0 44228 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 3175 36560 SH SOLE 0 0 36560 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 478 5087 SH SOLE 0 0 5087 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 779 57493 SH SOLE 0 0 57495 POWERSHARES ETF TRUST RUSSELL 2000 GRW 73935X872 634 26049 SH SOLE 0 0 26049 POWERSHARES ETF TRUST RUSSELL 2000 VAL 73935X864 253 11019 SH SOLE 0 0 11019 POWERSHARES ETF TRUST RUSSELL MID GRW 73935X807 2176 72189 SH SOLE 0 0 72189 POWERSHARES ETF TRUST RUSSELL MID VAL 73935X880 284 11466 SH SOLE 0 0 11466 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 846 36504 SH SOLE 0 0 36504 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 411 26460 SH SOLE 0 0 26460 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 238 10016 SH SOLE 0 0 10017 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 296 20060 SH SOLE 0 0 20061 POWERSHARES ETF TRUST II DWA SC MOMNT PTF 73936Q744 373 9835 SH SOLE 0 0 9836 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 229 10336 SH DFND 5 10336 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 266 11884 SH SOLE 0 0 11887 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 217 10535 SH SOLE 0 0 10536 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 591 39628 SH SOLE 0 0 39629 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 178 10275 SH SOLE 0 0 10276 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 331 12998 SH SOLE 0 0 12999 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 800 SH Put SOLE 0 0 800 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 1300 SH Call SOLE 0 0 1300 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3 34 SH DFND 5 34 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 1 SH DFND 9 1 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6950 62171 SH SOLE 0 0 62173 PPL CORP COM 69351T106 331 9713 SH SOLE 0 0 9718 PRAXAIR INC COM 74005P104 231 2284 SH SOLE 0 0 2284 PRECISION CASTPARTS CORP COM 740189105 240 1033 SH SOLE 0 0 1033 PRICE T ROWE GROUP INC COM 74144T108 627 8711 SH SOLE 0 0 8712 PRICELINE GRP INC COM NEW 741503403 225 176 SH DFND 10 176 0 0 PRICELINE GRP INC COM NEW 741503403 4 3 SH DFND 5 3 0 0 PRICELINE GRP INC COM NEW 741503403 1407 1101 SH SOLE 0 0 1101 PROCTER & GAMBLE CO COM 742718109 5906 74318 SH SOLE 0 0 74332 PROCTER & GAMBLE CO COM 742718109 5 69 SH DFND 3 69 0 0 PROCTER & GAMBLE CO COM 742718109 37 465 SH DFND 5 465 0 0 PROFIRE ENERGY INC COM 74316X101 134 135786 SH SOLE 0 0 135786 PROSHARES TR MSCI EMRG ETF 74347X302 525 11656 SH SOLE 0 0 11656 PROSHARES TR PSHS LC COR PLUS 74347R248 667 13498 SH SOLE 0 0 13503 PROSHARES TR PSHS SHRT S&P500 74347R503 715 34228 SH SOLE 0 0 34228 PROSHARES TR PSHS ULT MCAP400 74347R404 1255 18504 SH SOLE 0 0 18504 PROSHARES TR PSHS ULT S&P 500 74347R107 1460 23109 SH SOLE 0 0 23109 PROSHARES TR PSHS ULTRA QQQ 74347R206 1739 22264 SH SOLE 0 0 22264 PROSHARES TR PSHS ULTRUSS2000 74347R842 1093 13878 SH SOLE 0 0 13878 PROSHARES TR S&P 500 DV ARIST 74348A467 1395 28374 SH SOLE 0 0 28378 PRUDENTIAL FINL INC COM 744320102 1014 12549 SH SOLE 0 0 12549 PUBLIC STORAGE COM 74460D109 678 2739 SH SOLE 0 0 2742 PULTE GROUP INC COM 745867101 204 11313 SH SOLE 0 0 11313 PUTNAM MANAGED MUN INCOM TR COM 746823103 143 19400 SH SOLE 0 0 19400 QORVO INC COM 74736K101 350 6872 SH SOLE 0 0 6872 QUALCOMM INC COM 747525103 2739 55390 SH SOLE 0 0 55398 RADIAN GROUP INC COM 750236101 389 29216 SH SOLE 0 0 29216 RADIO ONE INC CL D NON VTG 75040P405 172 99790 SH SOLE 0 0 99790 RAYTHEON CO COM NEW 755111507 973 7852 SH SOLE 0 0 7855 REALTY INCOME CORP COM 756109104 2945 57053 SH SOLE 0 0 57055 RED HAT INC COM 756577102 360 4342 SH SOLE 0 0 4342 REGENERON PHARMACEUTICALS COM 75886F107 450 828 SH SOLE 0 0 828 REYNOLDS AMERICAN INC COM 761713106 370 8053 SH SOLE 0 0 8059 RITE AID CORP COM 767754104 119 14858 SH SOLE 0 0 14858 ROYAL BK CDA MONTREAL QUE COM 780087102 594 11075 SH SOLE 0 0 11075 ROYAL BK CDA MONTREAL QUE COM 780087102 0 4 SH DFND 5 4 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 118 13418 SH SOLE 0 0 13418 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 269 5783 SH SOLE 0 0 5787 ROYCE MICRO-CAP TR INC COM 780915104 259 35661 SH SOLE 0 0 35675 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 927 6424 SH SOLE 0 0 6424 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 530 4274 SH SOLE 0 0 4274 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 422 4973 SH SOLE 0 0 4973 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2159 28084 SH SOLE 0 0 28087 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 203 1763 SH SOLE 0 0 1763 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 462 5768 SH SOLE 0 0 5769 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 278 5663 SH SOLE 0 0 5663 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 293 6221 SH SOLE 0 0 6221 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 985 6407 SH SOLE 0 0 6407 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 687 7450 SH SOLE 0 0 7451 SALESFORCE COM INC COM 79466L302 1319 16757 SH SOLE 0 0 16757 SALESFORCE COM INC COM 79466L302 237 3014 SH DFND 10 3014 0 0 SANDRIDGE ENERGY INC COM 80007P307 1 11750 SH SOLE 0 0 11750 SANOFI SPONSORED ADR 80105N105 662 15593 SH SOLE 0 0 15593 SCHLUMBERGER LTD COM 806857108 1372 19894 SH SOLE 0 0 19895 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 441 22592 SH SOLE 0 0 22594 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 788 28682 SH SOLE 0 0 28682 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 990 18434 SH SOLE 0 0 18434 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 872 16876 SH SOLE 0 0 16876 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2810 57276 SH SOLE 0 0 57276 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 864 22367 SH SOLE 0 0 22370 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2097 39704 SH SOLE 0 0 39705 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 530 13264 SH SOLE 0 0 13264 SCIENCE APPLICATNS INTL CP N COM 808625107 620 13370 SH SOLE 0 0 13370 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1286 17278 SH SOLE 0 0 17278 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1797 35602 SH SOLE 0 0 35605 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1913 26641 SH SOLE 0 0 26641 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2236 37125 SH SOLE 0 0 37126 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2474 104049 SH SOLE 0 0 104051 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2096 39545 SH SOLE 0 0 39545 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 723 16678 SH SOLE 0 0 16679 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 541 12534 SH SOLE 0 0 12535 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2469 57498 SH SOLE 0 0 57503 SEMPRA ENERGY COM 816851109 94 1000 SH DFND 5 1000 0 0 SEMPRA ENERGY COM 816851109 1710 18141 SH SOLE 0 0 18142 SERVICENOW INC COM 81762P102 204 2342 SH SOLE 0 0 2342 SHERWIN WILLIAMS CO COM 824348106 666 2566 SH SOLE 0 0 2566 SHERWIN WILLIAMS CO COM 824348106 232 904 SH DFND 10 904 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 812 10535 SH SOLE 0 0 10536 SOUTHERN CO COM 842587107 994 21303 SH SOLE 0 0 21309 SOUTHERN NATL BANCORP OF VA COM 843395104 692 52996 SH SOLE 0 0 52996 SOUTHWEST AIRLS CO COM 844741108 655 15257 SH SOLE 0 0 15260 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 454 2611 SH SOLE 0 0 2611 SPDR GOLD TRUST GOLD SHS 78463V107 1582 15616 SH SOLE 0 0 15616 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 367 4997 SH SOLE 0 0 4997 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 723 15453 SH SOLE 0 0 15453 SPDR INDEX SHS FDS INTL UTILT ETF 78463X632 164 10289 SH SOLE 0 0 10290 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 1269 49124 SH SOLE 0 0 49129 SPDR S&P 500 ETF TR TR UNIT 78462F103 74 39700 SH Put SOLE 0 0 39700 SPDR S&P 500 ETF TR TR UNIT 78462F103 16 80 SH DFND 5 80 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10493 51624 SH SOLE 0 0 51637 SPDR S&P 500 ETF TR TR UNIT 78462F103 39 2000 SH Call SOLE 0 0 2000 SPDR SER TR SHT TRM HGH YLD 78468R408 753 29229 SH SOLE 0 0 29229 SPDR SERIES TRUST BARC SHT TR CP 78464A474 382 12590 SH SOLE 0 0 12590 SPDR SERIES TRUST BARCLYS TIPS ETF 78464A656 238 4398 SH SOLE 0 0 4398 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 1144 26422 SH SOLE 0 0 26424 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 343 10096 SH SOLE 0 0 10097 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 122 2132 SH DFND 2 2132 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 401 7048 SH DFND 5 7048 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 5083 89070 SH SOLE 0 0 89125 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1023 19746 SH SOLE 0 0 19746 SPDR SERIES TRUST BRCLYS LG TRS ET 78464A664 1616 23101 SH SOLE 0 0 23101 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 422 7770 SH SOLE 0 0 7770 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 252 2565 SH SOLE 0 0 2566 SPDR SERIES TRUST S&P BIOTECH 78464A870 498 7103 SH SOLE 0 0 7103 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1728 23552 SH SOLE 0 0 23553 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2079 60491 SH SOLE 0 0 60498 SPDR SERIES TRUST S&P REGL BKG 78464A698 1870 44620 SH SOLE 0 0 44620 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 792 18409 SH SOLE 0 0 18409 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 681 15621 SH SOLE 0 0 15621 SPOK HLDGS INC COM 84863T106 702 38071 SH SOLE 0 0 38071 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 201 22908 SH SOLE 0 0 22908 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 58 10950 SH SOLE 0 0 10950 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 2890 59496 SH SOLE 0 0 59496 ST JUDE MED INC COM 790849103 208 3344 SH DFND 9 3344 0 0 STANLEY BLACK & DECKER INC COM 854502101 411 3871 SH SOLE 0 0 3871 STARBUCKS CORP COM 855244109 305 5065 SH DFND 9 5065 0 0 STARBUCKS CORP COM 855244109 10772 179308 SH SOLE 0 0 179331 STARBUCKS CORP COM 855244109 2 34 SH DFND 5 34 0 0 STARBUCKS CORP COM 855244109 270 4512 SH DFND 10 4512 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 484 6945 SH SOLE 0 0 6945 STRYKER CORP COM 863667101 537 5744 SH SOLE 0 0 5745 SUN LIFE FINL INC COM 866796105 1074 34336 SH SOLE 0 0 34336 SUNEDISON INC COM 86732Y109 105 20622 SH SOLE 0 0 20622 SUNPOWER CORP COM 867652406 434 14465 SH SOLE 0 0 14465 SUNTRUST BKS INC COM 867914103 372 8780 SH SOLE 0 0 8780 SWEDISH EXPT CR CORP ROG AGRI ETN22 870297603 134 21368 SH SOLE 0 0 21368 SYNGENTA AG SPONSORED ADR 87160A100 262 3299 SH SOLE 0 0 3299 TABLEAU SOFTWARE INC CL A 87336U105 215 2276 SH SOLE 0 0 2276 TARGET CORP COM 87612E106 713 9773 SH SOLE 0 0 9776 TASER INTL INC COM 87651B104 617 35878 SH SOLE 0 0 35878 TCW STRATEGIC INCOME FUND IN COM 872340104 1323 250622 SH SOLE 0 0 250622 TEGNA INC COM 87901J105 687 26844 SH SOLE 0 0 26845 TEMPLETON EMERG MKTS INCOME COM 880192109 153 15256 SH SOLE 0 0 15259 TEMPLETON GLOBAL INCOME FD COM 880198106 104 16324 SH SOLE 0 0 16326 TESLA MTRS INC COM 88160R101 744 3113 SH SOLE 0 0 3113 TESORO CORP COM 881609101 596 5605 SH SOLE 0 0 5605 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 439 6697 SH SOLE 0 0 6697 TEXAS INSTRS INC COM 882508104 0 14 SH DFND 5 14 0 0 TEXAS INSTRS INC COM 882508104 234 4287 SH DFND 9 4287 0 0 TEXAS INSTRS INC COM 882508104 3295 60176 SH SOLE 0 0 60176 TEXTRON INC COM 883203101 235 5556 SH SOLE 0 0 5556 TJX COS INC NEW COM 872540109 588 8297 SH DFND 5 8297 0 0 TJX COS INC NEW COM 872540109 212 2992 SH DFND 9 2992 0 0 TJX COS INC NEW COM 872540109 341 4825 SH SOLE 0 0 4826 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 277 9934 SH SOLE 0 0 9935 TOTAL S A SPONSORED ADR 89151E109 513 11477 SH SOLE 0 0 11477 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1401 11450 SH SOLE 0 0 11451 TRAVELERS COMPANIES INC COM 89417E109 1127 9991 SH SOLE 0 0 9991 TRINA SOLAR LIMITED SPON ADR 89628E104 164 15018 SH SOLE 0 0 15018 TWENTY FIRST CENTY FOX INC CL A 90130A101 556 20384 SH SOLE 0 0 20384 TWITTER INC COM 90184L102 704 30457 SH SOLE 0 0 30457 TYSON FOODS INC CL A 902494103 363 6800 SH SOLE 0 0 6800 ULTA SALON COSMETCS & FRAG I COM 90384S303 319 1726 SH SOLE 0 0 1726 UNDER ARMOUR INC CL A 904311107 828 10371 SH SOLE 0 0 10371 UNILEVER N V N Y SHS NEW 904784709 301 6999 SH SOLE 0 0 6999 UNILEVER PLC SPON ADR NEW 904767704 249 5810 SH SOLE 0 0 5810 UNILIFE CORP NEW COM 90478E103 14 29730 SH SOLE 0 0 29730 UNION PAC CORP COM 907818108 8 110 SH DFND 5 110 0 0 UNION PAC CORP COM 907818108 956 12181 SH SOLE 0 0 12183 UNITED PARCEL SERVICE INC CL B 911312106 188 1976 SH DFND 10 1976 0 0 UNITED PARCEL SERVICE INC CL B 911312106 26 278 SH DFND 5 278 0 0 UNITED PARCEL SERVICE INC CL B 911312106 5297 520727 SH SOLE 0 0 520729 UNITED PARCEL SERVICE INC CL B 911312106 0 356300 SH Call SOLE 0 0 356300 UNITED PARCEL SERVICE INC CL B 911312106 0 211000 SH Put SOLE 0 0 211000 UNITED RENTALS INC COM 911363109 242 3352 SH DFND 9 3352 0 0 UNITED RENTALS INC COM 911363109 1069 14692 SH SOLE 0 0 14692 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 987 57914 SH SOLE 0 0 57914 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 280 6822 SH SOLE 0 0 6822 UNITED TECHNOLOGIES CORP COM 913017109 2657 27642 SH SOLE 0 0 27644 UNITEDHEALTH GROUP INC COM 91324P102 231 1953 SH DFND 9 1953 0 0 UNITEDHEALTH GROUP INC COM 91324P102 732 6174 SH SOLE 0 0 6177 US BANCORP DEL COM NEW 902973304 1957 45970 SH SOLE 0 0 45971 V F CORP COM 918204108 340 5473 SH SOLE 0 0 5474 VALE S A ADR 91912E105 38 11607 SH SOLE 0 0 11608 VALERO ENERGY CORP NEW COM 91913Y100 723 10204 SH SOLE 0 0 10205 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 1291 12036 SH SOLE 0 0 12037 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 210 2627 SH DFND 5 2627 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 753 9464 SH SOLE 0 0 9464 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5276 65320 SH SOLE 0 0 65326 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 926 10974 SH SOLE 0 0 10974 VANGUARD INDEX FDS GROWTH ETF 922908736 828 7775 SH SOLE 0 0 7776 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 985 9926 SH SOLE 0 0 9927 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 636 7424 SH SOLE 0 0 7424 VANGUARD INDEX FDS MID CAP ETF 922908629 518 4299 SH SOLE 0 0 4302 VANGUARD INDEX FDS REIT ETF 922908553 1349 16907 SH SOLE 0 0 16910 VANGUARD INDEX FDS SMALL CP ETF 922908751 709 6404 SH SOLE 0 0 6407 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1102 9127 SH SOLE 0 0 9128 VANGUARD INDEX FDS TOTAL STK MKT 922908769 224 2151 SH DFND 5 2151 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1709 16330 SH SOLE 0 0 16335 VANGUARD INDEX FDS VALUE ETF 922908744 432 5314 SH SOLE 0 0 5318 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 913 21076 SH DFND 5 21076 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 860 19781 SH SOLE 0 0 19781 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 0 300 SH Put SOLE 0 0 300 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 40 1234 SH DFND 2 1234 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 261 7942 SH DFND 5 7942 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2372 72513 SH SOLE 0 0 72513 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 994 20006 SH SOLE 0 0 20006 VANGUARD NAT RES LLC COM UNIT 92205F106 35 12506 SH SOLE 0 0 12508 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1236 14723 SH SOLE 0 0 14723 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1047 19843 SH SOLE 0 0 19843 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 700 8864 SH SOLE 0 0 8864 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1782 22904 SH SOLE 0 0 22904 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1912 52048 SH SOLE 0 0 52049 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 527 7870 SH SOLE 0 0 7870 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1228 10011 SH SOLE 0 0 10021 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1091 8452 SH SOLE 0 0 8466 VANGUARD WORLD FDS ENERGY ETF 92204A306 424 5126 SH SOLE 0 0 5141 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1107 22910 SH SOLE 0 0 22929 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2097 15794 SH SOLE 0 0 15797 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 564 5560 SH SOLE 0 0 5572 VANGUARD WORLD FDS INF TECH ETF 92204A702 905 8339 SH SOLE 0 0 8346 VANGUARD WORLD FDS MATERIALS ETF 92204A801 281 3006 SH SOLE 0 0 3010 VANGUARD WORLD FDS UTILITIES ETF 92204A876 204 2160 SH SOLE 0 0 2161 VASCO DATA SEC INTL INC COM 92230Y104 642 37693 SH SOLE 0 0 37693 VERISIGN INC COM 92343E102 247 2818 SH SOLE 0 0 2818 VERIZON COMMUNICATIONS INC COM 92343V104 6314 136607 SH SOLE 0 0 136616 VERTEX PHARMACEUTICALS INC COM 92532F100 966 7670 SH SOLE 0 0 7670 VIACOM INC NEW CL B 92553P201 890 21950 SH SOLE 0 0 21950 VISA INC COM CL A 92826C839 278 3606 SH DFND 10 3606 0 0 VISA INC COM CL A 92826C839 227 2921 SH DFND 9 2921 0 0 VISA INC COM CL A 92826C839 1640 21136 SH SOLE 0 0 21140 WABCO HLDGS INC COM 92927K102 236 2315 SH SOLE 0 0 2315 WALGREENS BOOTS ALLIANCE INC COM 931427108 282 3274 SH SOLE 0 0 3274 WAL-MART STORES INC COM 931142103 1057 17367 SH SOLE 0 0 17368 WASTE MGMT INC DEL COM 94106L109 15 282 SH DFND 5 282 0 0 WASTE MGMT INC DEL COM 94106L109 429 8036 SH SOLE 0 0 8037 WELLS FARGO & CO NEW COM 949746101 244 4471 SH DFND 10 4471 0 0 WELLS FARGO & CO NEW COM 949746101 11 210 SH DFND 3 210 0 0 WELLS FARGO & CO NEW COM 949746101 45 851 SH DFND 5 851 0 0 WELLS FARGO & CO NEW COM 949746101 3687 67875 SH SOLE 0 0 67879 WELLS FARGO & CO NEW COM 949746101 0 300 SH Call SOLE 0 0 300 WESTERN ALLIANCE BANCORP COM 957638109 300 8361 SH SOLE 0 0 8361 WESTERN ASSET INTM MUNI FD I COM 958435109 182 17869 SH SOLE 0 0 17869 WESTERN DIGITAL CORP COM 958102105 483 8012 SH SOLE 0 0 8012 WEYERHAEUSER CO COM 962166104 940 31272 SH SOLE 0 0 31275 WHIRLPOOL CORP COM 963320106 201 1372 SH SOLE 0 0 1372 WHITING PETE CORP NEW COM 966387102 101 10214 SH SOLE 0 0 10214 WI-LAN INC COM 928972108 17 12379 SH SOLE 0 0 12379 WILLIAMS SONOMA INC COM 969904101 211 3596 SH SOLE 0 0 3596 WISDOMTREE TR DIV EX-FINL FD 97717W406 1107 15769 SH SOLE 0 0 15772 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1163 21698 SH SOLE 0 0 21698 WISDOMTREE TR HIGH DIV FD 97717W208 774 13029 SH SOLE 0 0 13030 WISDOMTREE TR INTL DIV EX FINL 97717W786 230 6079 SH SOLE 0 0 6079 WISDOMTREE TR INTL EQUITY FD 97717W703 852 18314 SH SOLE 0 0 18323 WISDOMTREE TR INTL LRGCAP DV 97717W794 735 16982 SH SOLE 0 0 16982 WISDOMTREE TR INTL MIDCAP DV 97717W778 268 4780 SH SOLE 0 0 4780 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 2266 85820 SH SOLE 0 0 85820 WISDOMTREE TR JAPN HEDGE EQT 97717W851 2632 52477 SH SOLE 0 0 52480 WISDOMTREE TR LARGECAP DIVID 97717W307 443 6235 SH SOLE 0 0 6236 WISDOMTREE TR MDCP EARN FUND 97717W570 1138 13100 SH SOLE 0 0 13100 WISDOMTREE TR MIDCAP DIVI FD 97717W505 1358 16970 SH SOLE 0 0 16973 WISDOMTREE TR SMALLCAP DIVID 97717W604 521 8121 SH SOLE 0 0 8121 WISDOMTREE TR SMLCAP EARN FD 97717W562 391 5113 SH SOLE 0 0 5113 WISDOMTREE TR TOTAL DIVID FD 97717W109 1708 23848 SH SOLE 0 0 23851 WISDOMTREE TR TTL EARNING FD 97717W596 309 4331 SH SOLE 0 0 4332 WOODWARD INC COM 980745103 613 12352 SH SOLE 0 0 12352 XCEL ENERGY INC COM 98389B100 407 11302 SH SOLE 0 0 11306 XILINX INC COM 983919101 221 4730 SH DFND 9 4730 0 0 XILINX INC COM 983919101 568 12009 SH SOLE 0 0 12009 YAHOO INC COM 984332106 1798 53928 SH SOLE 0 0 53928 YUM BRANDS INC COM 988498101 468 6395 SH SOLE 0 0 6399 ZIOPHARM ONCOLOGY INC COM 98973P101 99 12000 SH SOLE 0 0 12000 ZOETIS INC CL A 98978V103 213 4430 SH SOLE 0 0 4430