0001085146-15-002121.txt : 20151102
0001085146-15-002121.hdr.sgml : 20151102
20151030195432
ACCESSION NUMBER: 0001085146-15-002121
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151102
DATE AS OF CHANGE: 20151030
EFFECTIVENESS DATE: 20151102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concert Wealth Management Inc.
CENTRAL INDEX KEY: 0001456534
IRS NUMBER: 371532751
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13474
FILM NUMBER: 151188942
BUSINESS ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95126
BUSINESS PHONE: 408-856-6310
MAIL ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001456534
XXXXXXXX
09-30-2015
09-30-2015
false
Concert Wealth Management Inc.
1900 THE ALAMEDA
SUITE 300
SAN JOSE
CA
95126
13F HOLDINGS REPORT
028-13474
Y
Proxy voting authority for managers 1-7 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.
James Thorn
Chief Compliance Officer
408-856-6224
/s/ James Thorn
San Jose
CA
10-29-2015
10
751
738432
1
Advisors Asset Management
2
Adhesion Wealth Advisor Solutions
3
Allianz Global Investors
4
Columbia
5
Envestnet
6
Frontier Growth & Income
7
Invesco Advisers
8
Lord Abbett
9
Merlin Asset Mgt
10
Sitrin
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
703
4948
SH
SOLE
0
0
4948
ABBOTT LABS
COM
2824100
2391
59573
SH
SOLE
0
0
59573
ABBVIE INC
COM
00287Y109
2997
55287
SH
SOLE
0
0
55287
ABERDEEN AUSTRALIA EQTY FD I
COM
3011103
186
34573
SH
SOLE
0
0
34573
ACUITY BRANDS INC
COM
00508Y102
591
3372
SH
SOLE
0
0
3372
ADOBE SYS INC
COM
00724F101
2050
25015
SH
SOLE
0
0
25015
AETNA INC NEW
COM
00817Y108
371
3395
SH
SOLE
0
0
3395
AFLAC INC
COM
1055102
1457
25087
SH
SOLE
0
0
25087
AIR LEASE CORP
CL A
00912X302
258
8198
SH
SOLE
0
0
8198
AIR PRODS & CHEMS INC
COM
9158106
297
2328
SH
SOLE
0
0
2328
AKAMAI TECHNOLOGIES INC
COM
00971T101
2402
34787
SH
SOLE
0
0
34787
ALASKA AIR GROUP INC
COM
11659109
723
9046
SH
SOLE
0
0
9046
ALCATEL-LUCENT
SPONSORED ADR
13904305
46
12277
SH
SOLE
0
0
12277
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
294
4950
SH
SOLE
0
0
4950
ALLIANZGI CONV & INCOME FD
COM
18828103
121
20623
SH
SOLE
0
0
20623
ALLIANZGI EQUITY & CONV INCO
COM
18829101
385
22459
SH
SOLE
0
0
22459
ALLSTATE CORP
COM
20002101
562
9666
SH
SOLE
0
0
9666
ALPS ETF TR
BARRONS 400 ETF
00162Q726
390
13125
SH
SOLE
0
0
13125
ALPS ETF TR
ALERIAN MLP
00162Q866
1816
145808
SH
SOLE
0
0
145808
ALTRIA GROUP INC
COM
02209S103
4364
80251
SH
SOLE
0
0
80251
AMAZON COM INC
COM
23135106
232
452
SH
DFND
9
0
0
452
AMAZON COM INC
COM
23135106
4564
8869
SH
SOLE
0
0
8869
AMC NETWORKS INC
CL A
00164V103
225
3074
SH
DFND
9
0
0
3074
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
1780
107526
SH
DFND
5
0
0
107526
AMERICAN AIRLS GROUP INC
COM
02376R102
580
15741
SH
SOLE
0
0
15741
AMERICAN ELEC PWR INC
COM
25537101
391
6863
SH
SOLE
0
0
6863
AMERICAN EXPRESS CO
COM
25816109
2032
27333
SH
SOLE
0
0
27333
AMERIGAS PARTNERS L P
UNIT L P INT
30975106
2092
50260
SH
SOLE
0
0
50260
AMERISOURCEBERGEN CORP
COM
03073E105
574
6085
SH
SOLE
0
0
6085
AMGEN INC
COM
31162100
201
1446
SH
DFND
10
0
0
1446
AMGEN INC
COM
31162100
2524
18172
SH
SOLE
0
0
18172
ANADARKO PETE CORP
COM
32511107
631
10502
SH
SOLE
0
0
10502
ANNALY CAP MGMT INC
COM
35710409
568
57381
SH
SOLE
0
0
57381
ANTHEM INC
COM
36752103
492
3501
SH
SOLE
0
0
3501
APOLLO INVT CORP
COM
03761U106
177
32083
SH
SOLE
0
0
32083
APPLE INC
COM
37833100
26722
242232
SH
SOLE
0
0
242232
APPLE INC
COM
37833100
234
2113
SH
DFND
9
0
0
2113
APPLIED MATLS INC
COM
38222105
167
11432
SH
DFND
9
0
0
11432
APPLIED MATLS INC
COM
38222105
440
29811
SH
SOLE
0
0
29811
AQUA AMERICA INC
COM
03836W103
392
14958
SH
SOLE
0
0
14958
ARES CAP CORP
COM
04010L103
161
11224
SH
SOLE
0
0
11224
ARIAD PHARMACEUTICALS INC
COM
04033A100
248
42389
SH
SOLE
0
0
42389
ASTRAZENECA PLC
SPONSORED ADR
46353108
464
14535
SH
SOLE
0
0
14535
AT&T INC
COM
00206R102
5253
160885
SH
SOLE
0
0
160885
ATOSSA GENETICS INC
COM
04962H100
55
71942
SH
SOLE
0
0
71942
AU OPTRONICS CORP
SPONSORED ADR
2255107
212
71118
SH
SOLE
0
0
71118
AUTOMATIC DATA PROCESSING IN
COM
53015103
603
7519
SH
SOLE
0
0
7519
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
250
1996
SH
DFND
9
0
0
1996
AVID TECHNOLOGY INC
COM
05367P100
402
49802
SH
SOLE
0
0
49802
BAIDU INC
SPON ADR REP A
56752108
240
1748
SH
SOLE
0
0
1748
BAKER HUGHES INC
COM
57224107
202
3840
SH
SOLE
0
0
3840
BANCO SANTANDER SA
ADR
05964H105
89
16995
SH
SOLE
0
0
16995
BANCROFT FUND LTD
COM
59695106
191
10242
SH
SOLE
0
0
10242
BANK AMER CORP
COM
60505104
5739
367659
SH
SOLE
0
0
367659
BANK AMER CORP
*W EXP 01/16/201
60505146
194
34047
SH
SOLE
0
0
34047
BANK MONTREAL QUE
COM
63671101
1031
19048
SH
SOLE
0
0
19048
BAXALTA INC
COM
07177M103
516
16542
SH
SOLE
0
0
16542
BAXTER INTL INC
COM
71813109
535
16359
SH
SOLE
0
0
16359
BB&T CORP
COM
54937107
260
7263
SH
SOLE
0
0
7263
BECTON DICKINSON & CO
COM
75887109
209
1569
SH
DFND
10
0
0
1569
BECTON DICKINSON & CO
COM
75887109
1180
8891
SH
SOLE
0
0
8891
BELLATRIX EXPLORATION LTD
COM
78314101
16
11100
SH
SOLE
0
0
11100
BERKSHIRE HATHAWAY INC DEL
CL A
84670108
1365
7
SH
SOLE
0
0
7
BERKSHIRE HATHAWAY INC DEL
CL B NEW
84670702
996
7772
SH
SOLE
0
0
7772
BEST BUY INC
COM
86516101
813
21705
SH
SOLE
0
0
21705
BGC PARTNERS INC
CL A
05541T101
263
31614
SH
SOLE
0
0
31614
BHP BILLITON LTD
SPONSORED ADR
88606108
258
8149
SH
SOLE
0
0
8149
BIG LOTS INC
COM
89302103
1174
24522
SH
SOLE
0
0
24522
BIOGEN INC
COM
09062X103
208
721
SH
DFND
9
0
0
721
BIOGEN INC
COM
09062X103
1252
4295
SH
SOLE
0
0
4295
BLACKROCK CR ALLCTN INC TR
COM
92508100
168
13953
SH
SOLE
0
0
13953
BLACKROCK ENH CAP & INC FD I
COM
09256A109
466
35331
SH
SOLE
0
0
35331
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
304
42349
SH
SOLE
0
0
42349
BLACKROCK INCOME TR INC
COM
09247F100
74
11684
SH
SOLE
0
0
11684
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
92524107
77
12443
SH
SOLE
0
0
12443
BLACKROCK MUN 2020 TERM TR
COM SHS
09249X109
294
18720
SH
SOLE
0
0
18720
BLACKROCK MUNICIPL INC QLTY
COM
92479104
175
12647
SH
SOLE
0
0
12647
BLACKROCK MUNIHLDNGS CALI QL
COM
09254L107
151
10500
SH
SOLE
0
0
10500
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
153
11538
SH
SOLE
0
0
11538
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
178
11891
SH
SOLE
0
0
11891
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
253
16000
SH
SOLE
0
0
16000
BLACKROCK MUNIYIELD FD INC
COM
09253W104
332
23330
SH
SOLE
0
0
23330
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
1034
32489
SH
SOLE
0
0
32489
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
286
18000
SH
SOLE
0
0
18000
BOEING CO
COM
97023105
220
1666
SH
DFND
9
0
0
1666
BOEING CO
COM
97023105
5517
42176
SH
SOLE
0
0
42176
BP PLC
SPONSORED ADR
55622104
1552
50929
SH
SOLE
0
0
50929
BRISTOL MYERS SQUIBB CO
COM
110122108
3757
63303
SH
SOLE
0
0
63303
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
431
3914
SH
SOLE
0
0
3914
BROWN FORMAN CORP
CL A
115637100
546
5098
SH
SOLE
0
0
5098
CABELAS INC
COM
126804301
207
4543
SH
SOLE
0
0
4543
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
223
20573
SH
SOLE
0
0
20573
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
170
16982
SH
SOLE
0
0
16982
CALAMOS GBL DYN INCOME FUND
COM
12811L107
312
44585
SH
SOLE
0
0
44585
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
284
30398
SH
SOLE
0
0
30398
CALUMET SPECIALTY PRODS PTNR
UT LTD PARTNER
131476103
371
15266
SH
SOLE
0
0
15266
CAPITAL ONE FINL CORP
COM
14040H105
355
4882
SH
SOLE
0
0
4882
CASI PHARMACEUTICALS INC
COM
14757U109
45
41666
SH
SOLE
0
0
41666
CATERPILLAR INC DEL
COM
149123101
802
12214
SH
SOLE
0
0
12214
CBS CORP NEW
CL B
124857202
556
13947
SH
SOLE
0
0
13947
CELGENE CORP
COM
151020104
232
2150
SH
DFND
9
0
0
2150
CELGENE CORP
COM
151020104
704
6516
SH
SOLE
0
0
6516
CENTRAL SECS CORP
COM
155123102
572
29152
SH
SOLE
0
0
29152
CENTURYLINK INC
COM
156700106
1022
40567
SH
SOLE
0
0
40567
CF INDS HLDGS INC
COM
125269100
616
13906
SH
SOLE
0
0
13906
CHENIERE ENERGY INC
COM NEW
16411R208
205
4218
SH
SOLE
0
0
4218
CHEVRON CORP NEW
COM
166764100
227
2887
SH
DFND
10
0
0
2887
CHEVRON CORP NEW
COM
166764100
7010
88750
SH
SOLE
0
0
88750
CHICAGO BRIDGE & IRON CO N V
COM
167250109
215
5498
SH
SOLE
0
0
5498
CHUBB CORP
COM
171232101
500
4063
SH
SOLE
0
0
4063
CIGNA CORPORATION
COM
125509109
876
6450
SH
SOLE
0
0
6450
CISCO SYS INC
COM
17275R102
214
8168
SH
DFND
9
0
0
8168
CISCO SYS INC
COM
17275R102
3201
121353
SH
SOLE
0
0
121353
CITIGROUP INC
*W EXP 10/28/201
172967234
0
20000
SH
SOLE
0
0
20000
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2017
18383M548
10444
460335
SH
SOLE
0
0
460335
CLAYMORE EXCHANGE TRD FD TR
GUGG CRP BD 2016
18383M555
10918
492119
SH
SOLE
0
0
492119
CLAYMORE EXCHANGE TRD FD TR
GUGG SPINOFF ETF
18383M605
1011
26487
SH
SOLE
0
0
26487
CLOROX CO DEL
COM
189054109
1206
10385
SH
SOLE
0
0
10385
COCA COLA CO
COM
191216100
2278
56819
SH
SOLE
0
0
56819
COGNEX CORP
COM
192422103
333
9690
SH
SOLE
0
0
9690
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
547
28722
SH
SOLE
0
0
28722
COHEN & STEERS QUALITY RLTY
COM
19247L106
467
41200
SH
SOLE
0
0
41200
COHEN & STEERS TOTAL RETURN
COM
19247R103
167
14099
SH
SOLE
0
0
14099
COLGATE PALMOLIVE CO
COM
194162103
904
14317
SH
SOLE
0
0
14317
COMCAST CORP NEW
CL A
20030N101
816
14277
SH
SOLE
0
0
14277
COMCAST CORP NEW
CL A SPL
20030N200
373
6543
SH
SOLE
0
0
6543
COMERICA INC
COM
200340107
224
5459
SH
SOLE
0
0
5459
COMPANHIA BRASILEIRA DE DIST
SPN ADR PFD CL A
20440T201
157
12533
SH
SOLE
0
0
12533
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
142
36930
SH
SOLE
0
0
36930
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
48
26716
SH
SOLE
0
0
26716
CONAGRA FOODS INC
COM
205887102
242
5900
SH
SOLE
0
0
5900
CONOCOPHILLIPS
COM
20825C104
226
4739
SH
DFND
10
0
0
4739
CONOCOPHILLIPS
COM
20825C104
2654
55354
SH
SOLE
0
0
55354
CONSOLIDATED EDISON INC
COM
209115104
1089
16293
SH
SOLE
0
0
16293
CORNING INC
COM
219350105
530
30943
SH
SOLE
0
0
30943
COSTCO WHSL CORP NEW
COM
22160K105
270
1874
SH
DFND
10
0
0
1874
COSTCO WHSL CORP NEW
COM
22160K105
3383
23433
SH
SOLE
0
0
23433
CREDIT SUISSE ASSET MGMT INC
COM
224916106
43
14829
SH
SOLE
0
0
14829
CSX CORP
COM
126408103
1402
51930
SH
SOLE
0
0
51930
CUMMINS INC
COM
231021106
755
6951
SH
SOLE
0
0
6951
CURRENCYSHARES EURO TR
EURO SHS
23130C108
412
3763
SH
SOLE
0
0
3763
CVS HEALTH CORP
COM
126650100
937
9714
SH
SOLE
0
0
9714
CYTEC INDS INC
COM
232820100
376
5110
SH
SOLE
0
0
5110
DANAHER CORP DEL
COM
235851102
585
6864
SH
SOLE
0
0
6864
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
4465
61717
SH
SOLE
0
0
61717
DBX ETF TR
HRV CHINA SMCP
233051754
209
5711
SH
SOLE
0
0
5711
DBX ETF TR
DB XTR MSCI EUR
233051853
368
14735
SH
SOLE
0
0
14735
DEERE & CO
COM
244199105
363
4929
SH
SOLE
0
0
4929
DELTA AIR LINES INC DEL
COM NEW
247361702
1070
23896
SH
SOLE
0
0
23896
DEVON ENERGY CORP NEW
COM
25179M103
449
12170
SH
SOLE
0
0
12170
DIAGEO P L C
SPON ADR NEW
25243Q205
286
2674
SH
SOLE
0
0
2674
DISCOVER FINL SVCS
COM
254709108
484
9359
SH
SOLE
0
0
9359
DISNEY WALT CO
COM DISNEY
254687106
2661
26116
SH
SOLE
0
0
26116
DNP SELECT INCOME FD
COM
23325P104
139
15452
SH
SOLE
0
0
15452
DOLLAR GEN CORP NEW
COM
256677105
332
4635
SH
SOLE
0
0
4635
DOMINION RES INC VA NEW
COM
25746U109
479
6823
SH
SOLE
0
0
6823
DONNELLEY R R & SONS CO
COM
257867101
146
10126
SH
SOLE
0
0
10126
DOUGLAS DYNAMICS INC
COM
25960R105
702
34990
SH
SOLE
0
0
34990
DOW CHEM CO
COM
260543103
544
12944
SH
SOLE
0
0
12944
DREYFUS STRATEGIC MUN BD FD
COM
26202F107
94
12000
SH
SOLE
0
0
12000
DREYFUS STRATEGIC MUNS INC
COM
261932107
119
14427
SH
SOLE
0
0
14427
DU PONT E I DE NEMOURS & CO
COM
263534109
1298
26959
SH
SOLE
0
0
26959
E M C CORP MASS
COM
268648102
864
35851
SH
SOLE
0
0
35851
EASTMAN CHEM CO
COM
277432100
315
4872
SH
SOLE
0
0
4872
EATON VANCE FLTING RATE INC
COM
278279104
153
11513
SH
SOLE
0
0
11513
EATON VANCE SH TM DR DIVR IN
COM
27828V104
388
29202
SH
SOLE
0
0
29202
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
230
39200
SH
SOLE
0
0
39200
EATON VANCE TAX MNGD GBL DV
COM
27829F108
200
23947
SH
SOLE
0
0
23947
EATON VANCE TX ADV GLBL DIV
COM
27828S101
198
13252
SH
SOLE
0
0
13252
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
335
32885
SH
SOLE
0
0
32885
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
141
13141
SH
SOLE
0
0
13141
EBAY INC
COM
278642103
771
31716
SH
SOLE
0
0
31716
ECOPETROL S A
SPONSORED ADS
279158109
169
19962
SH
SOLE
0
0
19962
EDISON INTL
COM
281020107
221
3492
SH
SOLE
0
0
3492
EDWARDS LIFESCIENCES CORP
COM
28176E108
328
2320
SH
SOLE
0
0
2320
ELECTRONIC ARTS INC
COM
285512109
404
5951
SH
SOLE
0
0
5951
ELLIE MAE INC
COM
28849P100
2063
30981
SH
SOLE
0
0
30981
ELLSWORTH GROWTH & INCOME FD
COM
289074106
577
73373
SH
SOLE
0
0
73373
EMERSON ELEC CO
COM
291011104
697
15735
SH
SOLE
0
0
15735
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
253
12210
SH
SOLE
0
0
12210
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
1045
25650
SH
SOLE
0
0
25650
ENTERPRISE PRODS PARTNERS L
COM
293792107
571
22949
SH
SOLE
0
0
22949
ENZON PHARMACEUTICALS INC
COM
293904108
45
45939
SH
SOLE
0
0
45939
EOG RES INC
COM
26875P101
904
12354
SH
SOLE
0
0
12354
ETFS GOLD TR
SHS
26922Y105
2260
20722
SH
SOLE
0
0
20722
ETFS SILVER TR
SILVER SHS
26922X107
192
13710
SH
SOLE
0
0
13710
EVEREST RE GROUP LTD
COM
G3223R108
629
3660
SH
SOLE
0
0
3660
EXCO RESOURCES INC
COM
269279402
42
55360
SH
SOLE
0
0
55360
EXELON CORP
COM
30161N101
279
9397
SH
SOLE
0
0
9397
EXXON MOBIL CORP
COM
30231G102
5579
75142
SH
SOLE
0
0
75142
F5 NETWORKS INC
COM
315616102
231
2005
SH
DFND
9
0
0
2005
FACEBOOK INC
CL A
30303M102
236
2624
SH
DFND
10
0
0
2624
FACEBOOK INC
CL A
30303M102
214
2370
SH
DFND
9
0
0
2370
FACEBOOK INC
CL A
30303M102
3808
42342
SH
SOLE
0
0
42342
FACTORSHARES TR
ISE CYBER SEC
30304R407
367
14360
SH
SOLE
0
0
14360
FEDEX CORP
COM
31428X106
694
4808
SH
SOLE
0
0
4808
FERRELLGAS PARTNERS L.P.
UNIT LTD PART
315293100
1022
51512
SH
SOLE
0
0
51512
FIDELITY
MSCI CONSM DIS
316092204
1647
55717
SH
SOLE
0
0
55717
FIDELITY
MSCI HLTH CARE I
316092600
497
15708
SH
SOLE
0
0
15708
FIDELITY COMWLTH TR
NDQ CP IDX TRK
315912808
1000
5515
SH
SOLE
0
0
5515
FIREEYE INC
COM
31816Q101
300
9543
SH
SOLE
0
0
9543
FIRST SOLAR INC
COM
336433107
208
4862
SH
SOLE
0
0
4862
FIRST TR ENERGY INCOME & GRW
COM
33738G104
1009
39441
SH
SOLE
0
0
39441
FIRST TR ENHANCED EQTY INC F
COM
337318109
147
11667
SH
SOLE
0
0
11667
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
564
8511
SH
SOLE
0
0
8511
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
2201
100320
SH
SOLE
0
0
100320
FIRST TR EXCHANGE TRADED FD
FIRST TR ENH NEW
33739Q408
299
5000
SH
SOLE
0
0
5000
FIRST TR MLP & ENERGY INCOME
COM
33739B104
290
18210
PRN
SOLE
0
0
18210
FIRST TR US IPO INDEX FD
SHS
336920103
317
6527
SH
SOLE
0
0
6527
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
734
38124
SH
SOLE
0
0
38124
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
207
11045
SH
SOLE
0
0
11045
FLUOR CORP NEW
COM
343412102
293
7054
SH
SOLE
0
0
7054
FOOT LOCKER INC
COM
344849104
377
5260
SH
SOLE
0
0
5260
FORD MTR CO DEL
COM PAR $0.01
345370860
3308
243758
SH
SOLE
0
0
243758
FORTINET INC
COM
34959E109
861
20375
SH
SOLE
0
0
20375
FREEPORT-MCMORAN INC
CL B
35671D857
146
15220
SH
SOLE
0
0
15220
FRONTIER COMMUNICATIONS CORP
COM
35906A108
808
170761
SH
SOLE
0
0
170761
FS INVT CORP
COM
302635107
5514
591635
PRN
SOLE
0
0
591635
FULLER H B CO
COM
359694106
216
6346
SH
SOLE
0
0
6346
G WILLI FOOD INTL LTD
ORD
M52523103
46
10402
SH
SOLE
0
0
10402
GABELLI DIVD & INCOME TR
COM
36242H104
558
31608
SH
SOLE
0
0
31608
GABELLI MULTIMEDIA TR INC
COM
36239Q109
219
29126
SH
SOLE
0
0
29126
GAP INC DEL
COM
364760108
276
9613
SH
SOLE
0
0
9613
GENERAL DYNAMICS CORP
COM
369550108
226
1644
SH
SOLE
0
0
1644
GENERAL ELECTRIC CO
COM
369604103
8731
344991
SH
SOLE
0
0
344991
GENERAL MLS INC
COM
370334104
1286
22819
SH
SOLE
0
0
22819
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
513
13396
PRN
SOLE
0
0
13396
GENUINE PARTS CO
COM
372460105
227
2765
SH
SOLE
0
0
2765
GENWORTH FINL INC
COM CL A
37247D106
60
13369
SH
SOLE
0
0
13369
GILEAD SCIENCES INC
COM
375558103
217
2220
SH
DFND
9
0
0
2220
GILEAD SCIENCES INC
COM
375558103
2264
23027
SH
SOLE
0
0
23027
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
945
24307
SH
SOLE
0
0
24307
GLOBAL X FDS
GLB X GURU INDEX
37950E341
608
26074
SH
SOLE
0
0
26074
GLOBAL X FDS
GLB X SUPERDIV
37950E549
1309
66436
SH
SOLE
0
0
66436
GLOBALSTAR INC
COM
378973408
79
50000
SH
SOLE
0
0
50000
GLOBEIMMUNE INC
COM
37957B100
108
10230
SH
SOLE
0
0
10230
GOLDMAN SACHS GROUP INC
COM
38141G104
211
1226
SH
DFND
10
0
0
1226
GOLDMAN SACHS GROUP INC
COM
38141G104
1577
9119
SH
SOLE
0
0
9119
GOOGLE INC
CL A
38259P508
2727
4290
SH
SOLE
0
0
4290
GOOGLE INC
CL C
38259P706
222
367
SH
DFND
9
0
0
367
GOOGLE INC
CL C
38259P706
2306
3813
SH
SOLE
0
0
3813
GUIDEWIRE SOFTWARE INC
COM
40171V100
638
12126
SH
SOLE
0
0
12126
HALLIBURTON CO
COM
406216101
312
8626
SH
SOLE
0
0
8626
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
293
11574
SH
SOLE
0
0
11574
HANCOCK JOHN PREMUIM DIV FD
COM SH BEN INT
41013T105
132
10482
SH
SOLE
0
0
10482
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
248
12602
SH
SOLE
0
0
12602
HARLEY DAVIDSON INC
COM
412822108
702
12942
SH
SOLE
0
0
12942
HARTFORD FINL SVCS GROUP INC
COM
416515104
795
17391
SH
SOLE
0
0
17391
HCA HOLDINGS INC
COM
40412C101
287
3747
SH
SOLE
0
0
3747
HCP INC
COM
40414L109
2308
61820
SH
SOLE
0
0
61820
HD SUPPLY HLDGS INC
COM
40416M105
221
7764
SH
DFND
9
0
0
7764
HERITAGE COMMERCE CORP
COM
426927109
154
13398
SH
SOLE
0
0
13398
HESS CORP
COM
42809H107
315
6272
SH
SOLE
0
0
6272
HEWLETT PACKARD CO
COM
428236103
366
15161
SH
SOLE
0
0
15161
HOME DEPOT INC
COM
437076102
228
1966
SH
DFND
10
0
0
1966
HOME DEPOT INC
COM
437076102
3193
27602
SH
SOLE
0
0
27602
HONEYWELL INTL INC
COM
438516106
201
2111
SH
DFND
9
0
0
2111
HONEYWELL INTL INC
COM
438516106
1531
16237
SH
SOLE
0
0
16237
HUNTINGTON BANCSHARES INC
COM
446150104
138
13042
SH
SOLE
0
0
13042
HUNTINGTON INGALLS INDS INC
COM
446413106
235
2180
SH
DFND
9
0
0
2180
IAMGOLD CORP
COM
450913108
33
20000
SH
SOLE
0
0
20000
ILLINOIS TOOL WKS INC
COM
452308109
243
2968
SH
SOLE
0
0
2968
ILLUMINA INC
COM
452327109
279
1592
SH
SOLE
0
0
1592
INCYTE CORP
COM
45337C102
302
2737
SH
SOLE
0
0
2737
INTEL CORP
COM
458140100
214
7155
SH
DFND
9
0
0
7155
INTEL CORP
COM
458140100
3909
129689
SH
SOLE
0
0
129689
INTERDIGITAL INC
COM
45867G101
726
14163
SH
SOLE
0
0
14163
INTERNATIONAL BUSINESS MACHS
COM
459200101
2697
18618
SH
SOLE
0
0
18618
INTL PAPER CO
COM
460146103
809
21177
SH
SOLE
0
0
21177
INTREXON CORP
COM
46122T102
313
9800
SH
SOLE
0
0
9800
INTUITIVE SURGICAL INC
COM NEW
46120E602
1229
2672
SH
SOLE
0
0
2672
ISHARES
MSCI FRNTR100ETF
464286145
252
10024
SH
SOLE
0
0
10024
ISHARES
GLB HGH YLD ETF
464286178
389
8322
SH
SOLE
0
0
8322
ISHARES
EM HGHYL BD ETF
464286285
378
8390
SH
SOLE
0
0
8390
ISHARES
BELGIUM CAPD ETF
464286301
280
17400
SH
SOLE
0
0
17400
ISHARES
EM MK MINVOL ETF
464286533
260
5255
SH
SOLE
0
0
5255
ISHARES
MSCI TAIWAN ETF
464286731
158
11879
SH
SOLE
0
0
11879
ISHARES
MSCI SPAN CP ETF
464286764
401
13394
SH
SOLE
0
0
13394
ISHARES
MSCI STH KOR ETF
464286772
366
7576
SH
SOLE
0
0
7576
ISHARES
MSCI GERMANY ETF
464286806
504
20549
SH
SOLE
0
0
20549
ISHARES
MSCI JAPAN ETF
464286848
748
65436
SH
SOLE
0
0
65436
ISHARES GOLD TRUST
ISHARES
464285105
185
17342
SH
SOLE
0
0
17342
ISHARES SILVER TRUST
ISHARES
46428Q109
239
17175
SH
SOLE
0
0
17175
ISHARES TR
S&P 100 ETF
464287101
941
11104
SH
SOLE
0
0
11104
ISHARES TR
CORE S&P TTL STK
464287150
432
4946
SH
SOLE
0
0
4946
ISHARES TR
SELECT DIVID ETF
464287168
828
11395
SH
SOLE
0
0
11395
ISHARES TR
TIPS BD ETF
464287176
978
8811
SH
SOLE
0
0
8811
ISHARES TR
CHINA LG-CAP ETF
464287184
292
8227
SH
SOLE
0
0
8227
ISHARES TR
CORE S&P500 ETF
464287200
6970
36167
SH
SOLE
0
0
36167
ISHARES TR
CORE US AGGBD ET
464287226
1904
17323
SH
SOLE
0
0
17323
ISHARES TR
MSCI EMG MKT ETF
464287234
1028
31477
SH
SOLE
0
0
31477
ISHARES TR
IBOXX INV CP ETF
464287242
1509
13001
SH
SOLE
0
0
13001
ISHARES TR
S&P 500 GRWT ETF
464287309
1148
10651
SH
SOLE
0
0
10651
ISHARES TR
S&P 500 VAL ETF
464287408
254
3018
SH
SOLE
0
0
3018
ISHARES TR
20+ YR TR BD ETF
464287432
819
6652
SH
SOLE
0
0
6652
ISHARES TR
7-10 Y TR BD ETF
464287440
1999
18529
SH
SOLE
0
0
18529
ISHARES TR
1-3 YR TR BD ETF
464287457
1860
21921
SH
SOLE
0
0
21921
ISHARES TR
MSCI EAFE ETF
464287465
1651
28949
SH
SOLE
0
0
28949
ISHARES TR
RUS MID-CAP ETF
464287499
663
4252
SH
DFND
5
0
0
4252
ISHARES TR
RUS MID-CAP ETF
464287499
810
5197
SH
SOLE
0
0
5197
ISHARES TR
CORE S&P MCP ETF
464287507
1393
10174
SH
SOLE
0
0
10174
ISHARES TR
NA TEC-SFTWR ETF
464287515
391
4180
SH
SOLE
0
0
4180
ISHARES TR
PHLX SEMICND ETF
464287523
249
3088
SH
SOLE
0
0
3088
ISHARES TR
NASDQ BIOTEC ETF
464287556
345
1141
SH
SOLE
0
0
1141
ISHARES TR
COHEN&STEER REIT
464287564
624
6715
SH
SOLE
0
0
6715
ISHARES TR
RUS 1000 VAL ETF
464287598
268
2876
SH
DFND
2
0
0
2876
ISHARES TR
RUS 1000 VAL ETF
464287598
1196
12817
SH
DFND
5
0
0
12817
ISHARES TR
RUS 1000 VAL ETF
464287598
1164
12467
SH
SOLE
0
0
12467
ISHARES TR
S&P MC 400GR ETF
464287606
711
4514
SH
SOLE
0
0
4514
ISHARES TR
RUS 1000 GRW ETF
464287614
270
2901
SH
DFND
2
0
0
2901
ISHARES TR
RUS 1000 GRW ETF
464287614
1253
13464
SH
DFND
5
0
0
13464
ISHARES TR
RUS 1000 GRW ETF
464287614
1491
16027
SH
SOLE
0
0
16027
ISHARES TR
RUS 1000 ETF
464287622
1287
12013
SH
SOLE
0
0
12013
ISHARES TR
RUS 2000 GRW ETF
464287648
248
1858
SH
SOLE
0
0
1858
ISHARES TR
RUSSELL 2000 ETF
464287655
10519
96322
SH
SOLE
0
0
96322
ISHARES TR
RUSSELL 2000 ETF
464287655
506
4626
SH
DFND
5
0
0
4626
ISHARES TR
RUSSELL 3000 ETF
464287689
2126
18607
SH
SOLE
0
0
18607
ISHARES TR
S&P MC 400VL ETF
464287705
233
2055
SH
SOLE
0
0
2055
ISHARES TR
U.S. TELECOM ETF
464287713
313
11639
SH
SOLE
0
0
11639
ISHARES TR
U.S. REAL ES ETF
464287739
742
10427
SH
SOLE
0
0
10427
ISHARES TR
U.S. INDS ETF
464287754
237
2442
SH
SOLE
0
0
2442
ISHARES TR
CORE S&P SCP ETF
464287804
728
6822
SH
SOLE
0
0
6822
ISHARES TR
EUROPE ETF
464287861
430
10817
SH
SOLE
0
0
10817
ISHARES TR
SP SMCP600VL ETF
464287879
411
3921
SH
SOLE
0
0
3921
ISHARES TR
SP SMCP600GR ETF
464287887
1493
12414
SH
SOLE
0
0
12414
ISHARES TR
MSCI AC ASIA ETF
464288182
294
5554
SH
DFND
5
0
0
5554
ISHARES TR
MRGSTR MD CP ETF
464288208
406
2931
SH
SOLE
0
0
2931
ISHARES TR
MSCI ACWI ETF
464288257
6736
124943
SH
SOLE
0
0
124943
ISHARES TR
EAFE SML CP ETF
464288273
633
13251
SH
SOLE
0
0
13251
ISHARES TR
JP MOR EM MK ETF
464288281
518
4878
SH
SOLE
0
0
4878
ISHARES TR
INTL SEL DIV ETF
464288448
288
10240
SH
DFND
5
0
0
10240
ISHARES TR
INTL SEL DIV ETF
464288448
1449
51579
SH
SOLE
0
0
51579
ISHARES TR
IBOXX HI YD ETF
464288513
901
10842
SH
SOLE
0
0
10842
ISHARES TR
MSCI KLD400 SOC
464288570
206
2911
SH
SOLE
0
0
2911
ISHARES TR
MBS ETF
464288588
318
2897
SH
DFND
5
0
0
2897
ISHARES TR
MBS ETF
464288588
1074
9809
SH
SOLE
0
0
9809
ISHARES TR
INTERM CR BD ETF
464288638
331
3027
SH
SOLE
0
0
3027
ISHARES TR
1-3 YR CR BD ETF
464288646
244
2310
SH
SOLE
0
0
2310
ISHARES TR
3-7 YR TR BD ETF
464288661
1619
13004
SH
SOLE
0
0
13004
ISHARES TR
SHRT TRS BD ETF
464288679
1499
13576
SH
SOLE
0
0
13576
ISHARES TR
U.S. PFD STK ETF
464288687
1529
39712
SH
SOLE
0
0
39712
ISHARES TR
US HOME CONS ETF
464288752
303
11601
SH
SOLE
0
0
11601
ISHARES TR
U.S. BR-DEAL ETF
464288794
241
6120
SH
SOLE
0
0
6120
ISHARES TR
US HLTHCR PR ETF
464288828
657
5347
SH
SOLE
0
0
5347
ISHARES TR
U.S. PHARMA ETF
464288836
300
2016
SH
SOLE
0
0
2016
ISHARES TR
FLTG RATE BD ETF
46429B655
1028
20428
SH
SOLE
0
0
20428
ISHARES TR
CORE HIGH DV ETF
46429B663
568
8151
SH
SOLE
0
0
8151
ISHARES TR
EAFE MIN VOL ETF
46429B689
1769
28358
SH
SOLE
0
0
28358
ISHARES TR
USA MIN VOL ETF
46429B697
1571
39693
SH
SOLE
0
0
39693
ISHARES TR
CORE MSCI EAFE
46432F842
216
4083
SH
SOLE
0
0
4083
ISHARES TR
2018 CORP EX ETF
46432FAG2
5329
53845
SH
SOLE
0
0
53845
JETBLUE AIRWAYS CORP
COM
477143101
595
22926
SH
SOLE
0
0
22926
JOHNSON & JOHNSON
COM
478160104
4391
47078
SH
SOLE
0
0
47078
JOHNSON CTLS INC
COM
478366107
1284
31292
SH
SOLE
0
0
31292
JPMORGAN CHASE & CO
COM
46625H100
4317
70955
SH
SOLE
0
0
70955
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
212
6928
SH
SOLE
0
0
6928
KELLOGG CO
COM
487836108
274
4102
SH
SOLE
0
0
4102
KEYCORP NEW
COM
493267108
942
72651
SH
SOLE
0
0
72651
KIMBERLY CLARK CORP
COM
494368103
1568
14392
SH
SOLE
0
0
14392
KKR & CO L P DEL
COM UNITS
48248M102
783
46686
PRN
SOLE
0
0
46686
KLA-TENCOR CORP
COM
482480100
220
4381
SH
DFND
9
0
0
4381
KRAFT HEINZ CO
COM
500754106
2201
31175
SH
SOLE
0
0
31175
KROGER CO
COM
501044101
292
8100
SH
SOLE
0
0
8100
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
448
4287
SH
SOLE
0
0
4287
LADENBURG THALMAN FIN SVCS I
COM
50575Q102
24
11609
SH
DFND
5
0
0
11609
LAM RESEARCH CORP
COM
512807108
488
7339
SH
SOLE
0
0
7339
LANNET INC
COM
516012101
473
11416
SH
SOLE
0
0
11416
LAS VEGAS SANDS CORP
COM
517834107
289
7533
SH
SOLE
0
0
7533
LENNAR CORP
CL A
526057104
376
7750
SH
SOLE
0
0
7750
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
403
79310
SH
SOLE
0
0
79310
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
59
12470
SH
SOLE
0
0
12470
LIFEVANTAGE CORP
COM
53222K106
78
96949
SH
SOLE
0
0
96949
LILLY ELI & CO
COM
532457108
1439
17209
SH
SOLE
0
0
17209
LIONS GATE ENTMNT CORP
COM NEW
535919203
374
10149
SH
DFND
5
0
0
10149
LOCKHEED MARTIN CORP
COM
539830109
639
3086
SH
SOLE
0
0
3086
LOWES COS INC
COM
548661107
934
13446
SH
SOLE
0
0
13446
LPL FINL HLDGS INC
COM
50212V100
282
28553
SH
SOLE
0
0
28553
LULULEMON ATHLETICA INC
COM
550021109
685
13544
SH
SOLE
0
0
13544
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
245
12605
SH
SOLE
0
0
12605
MACYS INC
COM
55616P104
430
8416
SH
SOLE
0
0
8416
MADISON SQUARE GARDEN CO
CL A
55826P100
309
4257
SH
SOLE
0
0
4257
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
225
3726
SH
SOLE
0
0
3726
MAJESCO ENTERTAINMENT CO
COM PAR $.001
560690307
12
10000
SH
SOLE
0
0
10000
MALLINCKRODT PUB LTD CO
SHS
G5785G107
249
3933
SH
SOLE
0
0
3933
MANAGED HIGH YIELD PLUS FD I
COM
561911108
22
13805
SH
SOLE
0
0
13805
MANITOWOC INC
COM
563571108
161
10700
SH
SOLE
0
0
10700
MANNKIND CORP
COM
56400P201
42
12655
SH
SOLE
0
0
12655
MANULIFE FINL CORP
COM
56501R106
175
11290
SH
SOLE
0
0
11290
MARATHON OIL CORP
COM
565849106
173
11385
SH
SOLE
0
0
11385
MARATHON PETE CORP
COM
56585A102
846
18315
SH
SOLE
0
0
18315
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
212
15262
SH
SOLE
0
0
15262
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
229
4958
SH
SOLE
0
0
4958
MARKET VECTORS ETF TR
EMKT HIYLD BD
57061R403
792
35191
SH
SOLE
0
0
35191
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
214
8858
PRN
SOLE
0
0
8858
MASCO CORP
COM
574599106
338
13278
SH
SOLE
0
0
13278
MASTERCARD INC
CL A
57636Q104
229
2540
SH
DFND
9
0
0
2540
MASTERCARD INC
CL A
57636Q104
568
6260
SH
SOLE
0
0
6260
MCDERMOTT INTL INC
COM
580037109
208
49079
SH
SOLE
0
0
49079
MCDERMOTT INTL INC
COM
580037109
0
12600
SH
Call
SOLE
0
0
12600
MCDONALDS CORP
COM
580135101
2354
23895
SH
SOLE
0
0
23895
MCKESSON CORP
COM
58155Q103
359
1936
SH
SOLE
0
0
1936
MERCK & CO INC NEW
COM
58933Y105
2716
54973
SH
SOLE
0
0
54973
METLIFE INC
COM
59156R108
1242
26406
SH
SOLE
0
0
26406
MEXICO FD INC
COM
592835102
251
14313
SH
SOLE
0
0
14313
MFS INTER INCOME TR
SH BEN INT
55273C107
88
19370
SH
SOLE
0
0
19370
MICHAEL KORS HLDGS LTD
SHS
G60754101
203
8514
SH
DFND
9
0
0
8514
MICRON TECHNOLOGY INC
COM
595112103
196
13071
SH
DFND
9
0
0
13071
MICRON TECHNOLOGY INC
COM
595112103
2
10000
SH
Call
SOLE
9
0
0
10000
MICROSOFT CORP
COM
594918104
12656
286277
SH
SOLE
0
0
286277
MIND C T I LTD
ORD
M70240102
58
21042
SH
SOLE
0
0
21042
MOBILE MINI INC
COM
60740F105
200
6487
SH
SOLE
0
0
6487
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
226
31882
SH
SOLE
0
0
31882
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
321
6972
SH
SOLE
0
0
6972
MOLSON COORS BREWING CO
CL B
60871R209
288
3550
SH
SOLE
0
0
3550
MONDELEZ INTL INC
CL A
609207105
1060
25514
SH
SOLE
0
0
25514
MONSANTO CO NEW
COM
61166W101
617
7218
SH
SOLE
0
0
7218
MORGAN STANLEY
COM NEW
617446448
1276
40329
SH
SOLE
0
0
40329
NATIONAL OILWELL VARCO INC
COM
637071101
358
9344
SH
SOLE
0
0
9344
NATIONAL RETAIL PPTYS INC
COM
637417106
214
5899
SH
SOLE
0
0
5899
NAUTILUS INC
COM
63910B102
618
40522
SH
SOLE
0
0
40522
NAVIENT CORP
COM
63938C108
197
18212
SH
SOLE
0
0
18212
NETEASE INC
SPONSORED ADR
64110W102
218
1807
SH
DFND
9
0
0
1807
NETFLIX INC
COM
64110L106
510
4944
SH
SOLE
0
0
4944
NETSUITE INC
COM
64118Q107
874
10410
SH
SOLE
0
0
10410
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
97
20381
SH
SOLE
0
0
20381
NEUSTAR INC
CL A
64126X201
783
28542
SH
SOLE
0
0
28542
NEWLINK GENETICS CORP
COM
651511107
529
14520
SH
SOLE
0
0
14520
NIKE INC
CL B
654106103
1677
13639
SH
SOLE
0
0
13639
NORDSTROM INC
COM
655664100
952
13278
SH
SOLE
0
0
13278
NORTHWEST BANCSHARES INC MD
COM
667340103
1166
89428
SH
SOLE
0
0
89428
NOVARTIS A G
SPONSORED ADR
66987V109
939
10277
SH
SOLE
0
0
10277
NOVO-NORDISK A S
ADR
670100205
910
16827
SH
SOLE
0
0
16827
NUCOR CORP
COM
670346105
208
5540
SH
DFND
10
0
0
5540
NUCOR CORP
COM
670346105
846
22348
SH
SOLE
0
0
22348
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
233
17875
SH
SOLE
0
0
17875
NUVEEN CA DIVIDEND ADV MUN F
COM
67066Y105
245
16413
SH
SOLE
0
0
16413
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
245
30894
SH
SOLE
0
0
30894
NUVEEN DOW 30 DYN OVERWRITE
SHS
67075F105
825
61163
SH
SOLE
0
0
61163
NUVEEN MUN VALUE FD INC
COM
670928100
139
14104
SH
SOLE
0
0
14104
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
457
33557
SH
SOLE
0
0
33557
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
576
47693
SH
SOLE
0
0
47693
NVIDIA CORP
COM
67066G104
243
9888
SH
DFND
9
0
0
9888
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
699
14215
SH
SOLE
0
0
14215
OCCIDENTAL PETE CORP DEL
COM
674599105
575
8701
SH
SOLE
0
0
8701
OCWEN FINL CORP
COM NEW
675746309
115
17170
SH
SOLE
0
0
17170
OMNICOM GROUP INC
COM
681919106
964
14422
SH
SOLE
0
0
14422
ORACLE CORP
COM
68389X105
1453
40026
SH
SOLE
0
0
40026
ORACLE CORP
COM
68389X105
4
10000
SH
Call
SOLE
9
0
0
10000
ORANGE
SPONSORED ADR
684060106
326
21450
SH
SOLE
0
0
21450
ORASURE TECHNOLOGIES INC
COM
68554V108
113
25900
SH
SOLE
0
0
25900
PACCAR INC
COM
693718108
808
15490
SH
SOLE
0
0
15490
PALO ALTO NETWORKS INC
COM
697435105
391
2292
SH
SOLE
0
0
2292
PAN AMERICAN SILVER CORP
COM
697900108
77
12030
SH
SOLE
0
0
12030
PAPA JOHNS INTL INC
COM
698813102
412
6016
SH
SOLE
0
0
6016
PAYPAL HLDGS INC
COM
70450Y103
1831
58864
SH
SOLE
0
0
58864
PEPCO HOLDINGS INC
COM
713291102
1756
72645
SH
SOLE
0
0
72645
PEPSICO INC
COM
713448108
2129
22776
SH
SOLE
0
0
22776
PFIZER INC
COM
717081103
4781
152367
SH
SOLE
0
0
152367
PG&E CORP
COM
69331C108
238
4500
SH
SOLE
0
0
4500
PHILIP MORRIS INTL INC
COM
718172109
4745
59602
SH
SOLE
0
0
59602
PHILLIPS 66
COM
718546104
569
7276
SH
SOLE
0
0
7276
PILGRIMS PRIDE CORP NEW
COM
72147K108
509
24615
SH
SOLE
0
0
24615
PIMCO CALIF MUN INCOME FD II
COM
72201C109
200
18200
SH
SOLE
0
0
18200
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
315
2997
SH
SOLE
0
0
2997
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
543
5736
SH
SOLE
0
0
5736
PIMCO HIGH INCOME FD
COM SHS
722014107
198
27445
SH
SOLE
0
0
27445
PIMCO STRATEGIC INCOME FD IN
COM
72200X104
87
10148
SH
SOLE
0
0
10148
PINNACLE WEST CAP CORP
COM
723484101
475
7407
SH
SOLE
0
0
7407
PIONEER HIGH INCOME TR
COM
72369H106
252
24735
SH
SOLE
0
0
24735
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
624
20665
SH
SOLE
0
0
20665
PLUM CREEK TIMBER CO INC
COM
729251108
778
19416
SH
SOLE
0
0
19416
PNC FINL SVCS GROUP INC
COM
693475105
331
3709
SH
SOLE
0
0
3709
POTASH CORP SASK INC
COM
73755L107
1078
52808
SH
SOLE
0
0
52808
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
582
38507
SH
SOLE
0
0
38507
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
443
12338
SH
SOLE
0
0
12338
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935X104
2024
28991
SH
SOLE
0
0
28991
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
3314
82324
SH
SOLE
0
0
82324
POWERSHARES ETF TRUST
DYNAMIC OTC PT
73935X203
1731
24110
SH
SOLE
0
0
24110
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
839
46009
SH
SOLE
0
0
46009
POWERSHARES ETF TRUST
DYNA BUYBK ACH
73935X286
390
8952
SH
SOLE
0
0
8952
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X302
532
42142
SH
SOLE
0
0
42142
POWERSHARES ETF TRUST
CON STAPLE SEC
73935X393
260
4865
SH
SOLE
0
0
4865
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
465
5087
SH
SOLE
0
0
5087
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
3348
40462
SH
SOLE
0
0
40462
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
1387
47258
SH
SOLE
0
0
47258
POWERSHARES ETF TRUST
S&P 500 HGH QLTY
73935X682
788
35704
SH
SOLE
0
0
35704
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
399
14189
SH
SOLE
0
0
14189
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
685
47672
SH
SOLE
0
0
47672
POWERSHARES ETF TRUST
DIV ACHV PRTF
73935X732
814
41841
SH
SOLE
0
0
41841
POWERSHARES ETF TRUST
ZACKS MC PRTFL
73935X740
376
25985
SH
SOLE
0
0
25985
POWERSHARES ETF TRUST
DYN LSR & ENT
73935X757
310
8660
SH
SOLE
0
0
8660
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
1220
18336
SH
SOLE
0
0
18336
POWERSHARES ETF TRUST
RUSSELL MID GRW
73935X807
2071
71629
SH
SOLE
0
0
71629
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
1142
24907
SH
SOLE
0
0
24907
POWERSHARES ETF TRUST
RUSSELL 2000 VAL
73935X864
253
11019
SH
SOLE
0
0
11019
POWERSHARES ETF TRUST
RUSSELL 2000 GRW
73935X872
604
26063
SH
SOLE
0
0
26063
POWERSHARES ETF TRUST
RUSSELL MID VAL
73935X880
283
11466
SH
SOLE
0
0
11466
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
237
10597
SH
SOLE
0
0
10597
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
329
21380
SH
SOLE
0
0
21380
POWERSHARES ETF TRUST II
DWA SC MOMNT PTF
73936Q744
343
9198
SH
SOLE
0
0
9198
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
330
14331
SH
SOLE
0
0
14331
POWERSHARES GLOBAL ETF TRUST
INSUR NATL MUN
73936T474
311
12455
SH
SOLE
0
0
12455
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
485
32894
SH
SOLE
0
0
32894
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
6593
64831
SH
SOLE
0
0
64831
PPL CORP
COM
69351T106
341
10292
SH
SOLE
0
0
10292
PRAXAIR INC
COM
74005P104
236
2328
SH
SOLE
0
0
2328
PRECISION CASTPARTS CORP
COM
740189105
256
1105
SH
SOLE
0
0
1105
PRICE T ROWE GROUP INC
COM
74144T108
597
8636
SH
SOLE
0
0
8636
PRICELINE GRP INC
COM NEW
741503403
367
297
SH
SOLE
0
0
297
PROCTER & GAMBLE CO
COM
742718109
5320
73988
SH
SOLE
0
0
73988
PROFIRE ENERGY INC
COM
74316X101
130
135786
SH
SOLE
0
0
135786
PROSHARES TR
PSHS ULT S&P 500
74347R107
1209
21720
SH
SOLE
0
0
21720
PROSHARES TR
PSHS ULTRA QQQ
74347R206
1431
22019
SH
SOLE
0
0
22019
PROSHARES TR
PSHS LC COR PLUS
74347R248
667
14530
SH
SOLE
0
0
14530
PROSHARES TR
PSHS ULT MCAP400
74347R404
1208
18504
SH
SOLE
0
0
18504
PROSHARES TR
PSHS SHRT S&P500
74347R503
2252
100012
SH
SOLE
0
0
100012
PROSHARES TR
PSHS ULTRUSS2000
74347R842
1024
13677
SH
SOLE
0
0
13677
PROSHARES TR
MSCI EMRG ETF
74347X302
563
12293
SH
SOLE
0
0
12293
PROSHARES TR
SHRT 20+YR TRE
74347X849
357
14620
SH
SOLE
0
0
14620
PROSHARES TR
S&P 500 DV ARIST
74348A467
1419
30429
SH
SOLE
0
0
30429
PRUDENTIAL FINL INC
COM
744320102
976
12736
SH
SOLE
0
0
12736
PUBLIC STORAGE
COM
74460D109
560
2651
SH
SOLE
0
0
2651
PULTE GROUP INC
COM
745867101
229
12033
SH
SOLE
0
0
12033
PUTNAM MANAGED MUN INCOM TR
COM
746823103
139
19400
SH
SOLE
0
0
19400
QORVO INC
COM
74736K101
294
6545
SH
SOLE
0
0
6545
QUALCOMM INC
COM
747525103
3459
64529
SH
SOLE
0
0
64529
RADIAN GROUP INC
COM
750236101
399
24809
SH
SOLE
0
0
24809
RADIO ONE INC
CL D NON VTG
75040P405
213
99790
SH
SOLE
0
0
99790
RAYTHEON CO
COM NEW
755111507
894
8162
SH
SOLE
0
0
8162
REALTY INCOME CORP
COM
756109104
2819
59598
SH
SOLE
0
0
59598
RED HAT INC
COM
756577102
311
4329
SH
SOLE
0
0
4329
REGENERON PHARMACEUTICALS
COM
75886F107
375
802
SH
SOLE
0
0
802
REYNOLDS AMERICAN INC
COM
761713106
305
6823
SH
SOLE
0
0
6823
RITE AID CORP
COM
767754104
89
14858
SH
SOLE
0
0
14858
ROYAL BK CDA MONTREAL QUE
COM
780087102
599
10836
SH
SOLE
0
0
10836
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
335
7007
SH
SOLE
0
0
7007
ROYCE MICRO-CAP TR INC
COM
780915104
247
32114
SH
SOLE
0
0
32114
RPX CORP
COM
74972G103
759
54580
SH
SOLE
0
0
54580
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
2060
28023
SH
SOLE
0
0
28023
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
829
6216
SH
SOLE
0
0
6216
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
276
5761
SH
SOLE
0
0
5761
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
453
3665
SH
SOLE
0
0
3665
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W817
609
7150
SH
SOLE
0
0
7150
RYDEX ETF TRUST
GUG S&P500EQWTHC
78355W841
913
6512
SH
SOLE
0
0
6512
RYDEX ETF TRUST
GUG S&P500EQWTEN
78355W866
307
6211
SH
SOLE
0
0
6211
RYDEX ETF TRUST
GUG S&P SC500 EQ
78355W882
347
4119
SH
SOLE
0
0
4119
SALESFORCE COM INC
COM
79466L302
204
2916
SH
DFND
10
0
0
2916
SALESFORCE COM INC
COM
79466L302
983
14213
SH
SOLE
0
0
14213
SANDRIDGE ENERGY INC
COM
80007P307
4
19688
SH
SOLE
0
0
19688
SANDRIDGE ENERGY INC
COM
80007P307
0
10900
SH
Call
SOLE
0
0
10900
SANOFI
SPONSORED ADR
80105N105
766
16248
SH
SOLE
0
0
16248
SAP SE
SPON ADR
803054204
465
7180
SH
SOLE
0
0
7180
SCHLUMBERGER LTD
COM
806857108
1547
22615
SH
SOLE
0
0
22615
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3482
75043
SH
SOLE
0
0
75043
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
2044
41155
SH
SOLE
0
0
41155
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
647
16270
SH
SOLE
0
0
16270
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
630
16200
SH
SOLE
0
0
16200
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
255
5025
SH
SOLE
0
0
5025
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
604
16878
SH
SOLE
0
0
16878
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
862
31548
SH
SOLE
0
0
31548
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2738
52504
SH
SOLE
0
0
52504
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
391
7157
SH
SOLE
0
0
7157
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1828
35984
SH
SOLE
0
0
35984
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
308
10801
SH
SOLE
0
0
10801
SCIENCE APPLICATNS INTL CP N
COM
808625107
562
13793
SH
SOLE
0
0
13793
SEATTLE GENETICS INC
COM
812578102
230
5962
SH
SOLE
0
0
5962
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
472
11758
SH
SOLE
0
0
11758
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1608
24206
SH
SOLE
0
0
24206
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
1647
35017
SH
SOLE
0
0
35017
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
1232
17335
SH
SOLE
0
0
17335
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
1666
27324
SH
SOLE
0
0
27324
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2154
95151
SH
SOLE
0
0
95151
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1365
27583
SH
SOLE
0
0
27583
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2209
55696
SH
SOLE
0
0
55696
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
812
18679
SH
SOLE
0
0
18679
SEMPRA ENERGY
COM
816851109
1575
16275
SH
SOLE
0
0
16275
SIBANYE GOLD LTD
SPONSORED ADR
825724206
200
42942
SH
SOLE
0
0
42942
SKYWORKS SOLUTIONS INC
COM
83088M102
201
2383
SH
DFND
9
0
0
2383
SKYWORKS SOLUTIONS INC
COM
83088M102
1045
12390
SH
SOLE
0
0
12390
SOUTHERN CO
COM
842587107
875
20233
SH
SOLE
0
0
20233
SOUTHERN NATL BANCORP OF VA
COM
843395104
610
53979
SH
SOLE
0
0
53979
SOVRAN SELF STORAGE INC
COM
84610H108
1002
10638
PRN
SOLE
0
0
10638
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
434
2669
SH
SOLE
0
0
2669
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
367
4997
SH
SOLE
0
0
4997
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
777
17233
SH
SOLE
0
0
17233
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
258
6512
SH
SOLE
0
0
6512
SPDR INDEX SHS FDS
S&P WRLD EX US
78463X889
1250
49298
SH
SOLE
0
0
49298
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9250
48360
SH
SOLE
0
0
48360
SPDR S&P 500 ETF TR
TR UNIT
78462F103
357
22200
SH
Put
SOLE
0
0
22200
SPDR SER TR
SHT TRM HGH YLD
78468R408
1465
54437
SH
SOLE
0
0
54437
SPDR SERIES TRUST
MORGAN TECH ETF
78464A102
385
7770
SH
SOLE
0
0
7770
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
1229
27541
SH
SOLE
0
0
27541
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
511
14368
SH
SOLE
0
0
14368
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
998
32711
SH
SOLE
0
0
32711
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
686
13131
SH
SOLE
0
0
13131
SPDR SERIES TRUST
S&P TRANSN ETF
78464A532
346
7874
SH
SOLE
0
0
7874
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
5419
93780
SH
SOLE
0
0
93780
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
625
10797
SH
DFND
5
0
0
10797
SPDR SERIES TRUST
BARCLYS TIPS ETF
78464A656
252
4525
SH
SOLE
0
0
4525
SPDR SERIES TRUST
BRCLYS LG TRS ET
78464A664
1099
15317
SH
SOLE
0
0
15317
SPDR SERIES TRUST
S&P REGL BKG
78464A698
985
23885
SH
SOLE
0
0
23885
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
749
16784
SH
SOLE
0
0
16784
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
8019
244207
SH
SOLE
0
0
244207
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
1608
22378
SH
SOLE
0
0
22378
SPDR SERIES TRUST
S&P BK ETF
78464A797
679
20228
SH
SOLE
0
0
20228
SPDR SERIES TRUST
S&P 600 SML CAP
78464A813
246
2548
SH
SOLE
0
0
2548
SPDR SERIES TRUST
S&P BIOTECH
78464A870
463
7401
SH
SOLE
0
0
7401
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
1929
56237
SH
SOLE
0
0
56237
SPOK HLDGS INC
COM
84863T106
649
39030
SH
SOLE
0
0
39030
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
210
23020
SH
SOLE
0
0
23020
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
63
10950
SH
SOLE
0
0
10950
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
2658
53727
SH
SOLE
0
0
53727
ST JUDE MED INC
COM
790849103
212
3337
SH
DFND
9
0
0
3337
STANDARD PAC CORP NEW
COM
85375C101
169
21040
SH
SOLE
0
0
21040
STANLEY BLACK & DECKER INC
COM
854502101
288
2951
SH
SOLE
0
0
2951
STARBUCKS CORP
COM
855244109
250
4404
SH
DFND
10
0
0
4404
STARBUCKS CORP
COM
855244109
217
3848
SH
DFND
9
0
0
3848
STARBUCKS CORP
COM
855244109
10379
182523
SH
SOLE
0
0
182523
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
507
7573
SH
SOLE
0
0
7573
STATOIL ASA
SPONSORED ADR
85771P102
273
18594
SH
SOLE
0
0
18594
STRYKER CORP
COM
863667101
508
5399
SH
SOLE
0
0
5399
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
279
8287
SH
SOLE
0
0
8287
SUN LIFE FINL INC
COM
866796105
1149
35531
SH
SOLE
0
0
35531
SUNPOWER CORP
COM
867652406
276
13782
SH
SOLE
0
0
13782
SUNTRUST BKS INC
COM
867914103
331
8676
SH
SOLE
0
0
8676
TARGET CORP
COM
87612E106
558
7066
SH
SOLE
0
0
7066
TATA MTRS LTD
SPONSORED ADR
876568502
297
13220
SH
SOLE
0
0
13220
TCW STRATEGIC INCOME FUND IN
COM
872340104
1271
244622
SH
SOLE
0
0
244622
TEGNA INC
COM
87901J105
622
27196
SH
SOLE
0
0
27196
TEMPLETON EMERG MKTS INCOME
COM
880192109
147
14918
SH
SOLE
0
0
14918
TEMPLETON GLOBAL INCOME FD
COM
880198106
106
16889
SH
SOLE
0
0
16889
TERNIUM SA
SPON ADR
880890108
212
17081
SH
SOLE
0
0
17081
TESLA MTRS INC
COM
88160R101
756
3055
SH
SOLE
0
0
3055
TESORO CORP
COM
881609101
368
3799
SH
SOLE
0
0
3799
TESSERA TECHNOLOGIES INC
COM
88164L100
643
19813
SH
SOLE
0
0
19813
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
591
10494
SH
SOLE
0
0
10494
TEXAS INSTRS INC
COM
882508104
216
4331
SH
DFND
9
0
0
4331
TEXAS INSTRS INC
COM
882508104
2996
60544
SH
SOLE
0
0
60544
TEXTRON INC
COM
883203101
209
5556
SH
SOLE
0
0
5556
THE ADT CORPORATION
COM
00101J106
200
6685
SH
SOLE
0
0
6685
THERMO FISHER SCIENTIFIC INC
COM
883556102
202
1682
SH
SOLE
0
0
1682
TJX COS INC NEW
COM
872540109
592
8288
SH
DFND
5
0
0
8288
TJX COS INC NEW
COM
872540109
213
2992
SH
DFND
9
0
0
2992
TJX COS INC NEW
COM
872540109
329
4626
SH
SOLE
0
0
4626
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
266
9843
SH
SOLE
0
0
9843
TOTAL S A
SPONSORED ADR
89151E109
629
14142
SH
SOLE
0
0
14142
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1154
9774
SH
SOLE
0
0
9774
TRAVELERS COMPANIES INC
COM
89417E109
965
9713
SH
SOLE
0
0
9713
TRINA SOLAR LIMITED
SPON ADR
89628E104
109
11990
SH
SOLE
0
0
11990
TWENTY FIRST CENTY FOX INC
CL A
90130A101
559
20601
SH
SOLE
0
0
20601
TWITTER INC
COM
90184L102
706
26231
SH
SOLE
0
0
26231
TYSON FOODS INC
CL A
902494103
357
8267
SH
SOLE
0
0
8267
ULTA SALON COSMETCS & FRAG I
COM
90384S303
283
1726
SH
SOLE
0
0
1726
UNDER ARMOUR INC
CL A
904311107
985
10218
SH
SOLE
0
0
10218
UNILEVER N V
N Y SHS NEW
904784709
493
12267
SH
SOLE
0
0
12267
UNILEVER PLC
SPON ADR NEW
904767704
245
6018
SH
SOLE
0
0
6018
UNILIFE CORP NEW
COM
90478E103
91
92435
SH
SOLE
0
0
92435
UNION PAC CORP
COM
907818108
1170
13193
SH
SOLE
0
0
13193
UNITED PARCEL SERVICE INC
CL B
911312106
11185
434003
SH
SOLE
0
0
434003
UNITED RENTALS INC
COM
911363109
202
3359
SH
DFND
9
0
0
3359
UNITED RENTALS INC
COM
911363109
859
14325
SH
SOLE
0
0
14325
UNITED TECHNOLOGIES CORP
COM
913017109
2493
28083
SH
SOLE
0
0
28083
UNITEDHEALTH GROUP INC
COM
91324P102
227
1953
SH
DFND
9
0
0
1953
UNITEDHEALTH GROUP INC
COM
91324P102
906
7800
SH
SOLE
0
0
7800
US BANCORP DEL
COM NEW
902973304
1830
45020
SH
SOLE
0
0
45020
V F CORP
COM
918204108
308
4528
SH
SOLE
0
0
4528
VALE S A
ADR
91912E105
70
16259
SH
SOLE
0
0
16259
VALERO ENERGY CORP NEW
COM
91913Y100
630
10435
SH
SOLE
0
0
10435
VANGUARD ADMIRAL FDS INC
SMLCP 600 GRTH
921932794
833
8109
SH
SOLE
0
0
8109
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
248
2900
SH
SOLE
0
0
2900
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1592
19834
SH
SOLE
0
0
19834
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
5280
64574
SH
SOLE
0
0
64574
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
660
7954
SH
SOLE
0
0
7954
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
967
9973
SH
SOLE
0
0
9973
VANGUARD INDEX FDS
REIT ETF
922908553
2205
29143
SH
SOLE
0
0
29143
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1078
9094
SH
SOLE
0
0
9094
VANGUARD INDEX FDS
MID CAP ETF
922908629
467
3982
SH
SOLE
0
0
3982
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
958
11668
SH
SOLE
0
0
11668
VANGUARD INDEX FDS
GROWTH ETF
922908736
701
6986
SH
SOLE
0
0
6986
VANGUARD INDEX FDS
VALUE ETF
922908744
335
4359
SH
SOLE
0
0
4359
VANGUARD INDEX FDS
SMALL CP ETF
922908751
675
6255
SH
SOLE
0
0
6255
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1955
19834
SH
SOLE
0
0
19834
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
862
20277
SH
DFND
5
0
0
20277
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
907
21253
SH
SOLE
0
0
21253
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3396
102849
SH
SOLE
0
0
102849
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
1559
31753
SH
SOLE
0
0
31753
VANGUARD NAT RES LLC
COM UNIT
92205F106
97
12621
SH
SOLE
0
0
12621
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
288
3606
SH
SOLE
0
0
3606
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
280
2882
SH
SOLE
0
0
2882
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
900
10570
SH
SOLE
0
0
10570
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1649
22378
SH
SOLE
0
0
22378
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
2283
63972
SH
SOLE
0
0
63972
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
468
7453
SH
SOLE
0
0
7453
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
1132
9623
SH
SOLE
0
0
9623
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
1286
10591
SH
SOLE
0
0
10591
VANGUARD WORLD FDS
ENERGY ETF
92204A306
589
6978
SH
SOLE
0
0
6978
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
1163
25129
SH
SOLE
0
0
25129
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
2057
16727
SH
SOLE
0
0
16727
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
620
6535
SH
SOLE
0
0
6535
VANGUARD WORLD FDS
INF TECH ETF
92204A702
850
8459
SH
SOLE
0
0
8459
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
389
4487
SH
SOLE
0
0
4487
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
200
2141
SH
SOLE
0
0
2141
VASCO DATA SEC INTL INC
COM
92230Y104
624
35908
SH
SOLE
0
0
35908
VERIZON COMMUNICATIONS INC
COM
92343V104
5874
134789
SH
SOLE
0
0
134789
VERTEX PHARMACEUTICALS INC
COM
92532F100
794
7649
SH
SOLE
0
0
7649
VIACOM INC NEW
CL B
92553P201
1057
24684
SH
SOLE
0
0
24684
VISA INC
COM CL A
92826C839
250
3615
SH
DFND
10
0
0
3615
VISA INC
COM CL A
92826C839
226
3254
SH
DFND
9
0
0
3254
VISA INC
COM CL A
92826C839
1688
24105
SH
SOLE
0
0
24105
VMWARE INC
CL A COM
928563402
225
2851
SH
SOLE
0
0
2851
WABCO HLDGS INC
COM
92927K102
202
1926
SH
DFND
9
0
0
1926
WABCO HLDGS INC
COM
92927K102
290
2799
SH
SOLE
0
0
2799
WALGREENS BOOTS ALLIANCE INC
COM
931427108
453
5417
SH
SOLE
0
0
5417
WAL-MART STORES INC
COM
931142103
1029
15951
SH
SOLE
0
0
15951
WASTE MGMT INC DEL
COM
94106L109
326
6544
SH
SOLE
0
0
6544
WELLS FARGO & CO NEW
COM
949746101
224
4377
SH
DFND
10
0
0
4377
WELLS FARGO & CO NEW
COM
949746101
3447
67019
SH
SOLE
0
0
67019
WESTERN ALLIANCE BANCORP
COM
957638109
255
8435
SH
SOLE
0
0
8435
WESTERN ASSET INTM MUNI FD I
COM
958435109
177
17869
SH
SOLE
0
0
17869
WESTERN DIGITAL CORP
COM
958102105
692
8686
SH
SOLE
0
0
8686
WEYERHAEUSER CO
COM
962166104
861
31789
SH
SOLE
0
0
31789
WHIRLPOOL CORP
COM
963320106
211
1446
SH
SOLE
0
0
1446
WHITING PETE CORP NEW
COM
966387102
192
12332
SH
SOLE
0
0
12332
WI-LAN INC
COM
928972108
24
12770
SH
SOLE
0
0
12770
WILLIAMS SONOMA INC
COM
969904101
279
3629
SH
SOLE
0
0
3629
WISDOMTREE TR
TOTAL DIVID FD
97717W109
1515
22405
SH
SOLE
0
0
22405
WISDOMTREE TR
HIGH DIV FD
97717W208
722
12940
SH
SOLE
0
0
12940
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
229
6472
SH
SOLE
0
0
6472
WISDOMTREE TR
LARGECAP DIVID
97717W307
395
5878
SH
SOLE
0
0
5878
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
511
15270
SH
SOLE
0
0
15270
WISDOMTREE TR
DIV EX-FINL FD
97717W406
1050
15715
SH
SOLE
0
0
15715
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
1265
16288
SH
SOLE
0
0
16288
WISDOMTREE TR
SMLCAP EARN FD
97717W562
373
5113
SH
SOLE
0
0
5113
WISDOMTREE TR
MDCP EARN FUND
97717W570
1118
13040
SH
SOLE
0
0
13040
WISDOMTREE TR
EARNING 500 FD
97717W588
262
4010
SH
SOLE
0
0
4010
WISDOMTREE TR
TTL EARNING FD
97717W596
294
4332
SH
SOLE
0
0
4332
WISDOMTREE TR
SMALLCAP DIVID
97717W604
510
8121
SH
SOLE
0
0
8121
WISDOMTREE TR
INTL EQUITY FD
97717W703
904
19983
SH
SOLE
0
0
19983
WISDOMTREE TR
INTL MIDCAP DV
97717W778
255
4780
SH
SOLE
0
0
4780
WISDOMTREE TR
INTL DIV EX FINL
97717W786
255
6719
SH
SOLE
0
0
6719
WISDOMTREE TR
INTL LRGCAP DV
97717W794
555
13197
SH
SOLE
0
0
13197
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
1880
38509
SH
SOLE
0
0
38509
WISDOMTREE TR
GLB HIGH DIV FD
97717W877
205
5369
SH
SOLE
0
0
5369
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
338
13565
SH
SOLE
0
0
13565
WISDOMTREE TR
EM LCL DEBT FD
97717X867
200
5786
SH
SOLE
0
0
5786
WOODWARD INC
COM
980745103
503
12352
SH
SOLE
0
0
12352
XCEL ENERGY INC
COM
98389B100
406
11494
SH
SOLE
0
0
11494
XILINX INC
COM
983919101
202
4748
SH
DFND
9
0
0
4748
XILINX INC
COM
983919101
499
11917
SH
SOLE
0
0
11917
YAHOO INC
COM
984332106
1557
53999
SH
SOLE
0
0
53999
YUM BRANDS INC
COM
988498101
595
7426
SH
SOLE
0
0
7426