Chief Compliance Officer

0001085146-15-000403.txt : 20150211 0001085146-15-000403.hdr.sgml : 20150211 20150211162550 ACCESSION NUMBER: 0001085146-15-000403 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150211 DATE AS OF CHANGE: 20150211 EFFECTIVENESS DATE: 20150211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 15599894 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 12-31-2014 12-31-2014 false Concert Wealth Management Inc.

1900 THE ALAMEDA SUITE 300 SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-7 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Chief Compliance Officer 408-856-6224 /s/ James Thorn San Jose CA 11-13-2014 7 723 655303 1 Columbia 2 Envestnet 3 Invesco Advisors 4 NBE International 5 NBE Select 6 NWQ Investment 7 Sitrin Capital Management INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 995 6047 SH SOLE 0 0 6047 ABBOTT LABS COM 002824100 41 922 SH DFND 2 922 0 0 ABBOTT LABS COM 002824100 1879 41435 SH SOLE 0 0 41435 ABBVIE INC COM 00287Y109 6 100 SH DFND 2 100 0 0 ABBVIE INC COM 00287Y109 2159 32903 SH SOLE 0 0 32903 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 233 34065 SH SOLE 0 0 34065 ACUITY BRANDS INC COM 00508Y102 472 3369 SH SOLE 0 0 3369 ADOBE SYS INC COM 00724F101 1310 18116 SH SOLE 0 0 18116 ADVANCED ENERGY INDS COM 007973100 1985 83730 SH SOLE 0 0 83730 ADVISORSHARES TR PERITUS HG YLD 00768Y503 3154 76670 SH SOLE 0 0 76670 AETNA INC NEW COM 00817Y108 369 4133 SH SOLE 0 0 4133 AFLAC INC COM 001055102 5 73 SH DFND 2 73 0 0 AFLAC INC COM 001055102 1450 23732 SH SOLE 0 0 23732 AIR LEASE CORP 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SH SOLE 0 0 10800 ISHARES MSCI STH KOR ETF 464286772 382 6838 PRN SOLE 0 0 6838 ISHARES NAT AMT FREE BD 464288414 335 3036 SH SOLE 0 0 3036 ISHARES SHT NTLAMTFR ETF 464288158 241 2278 SH SOLE 0 0 2278 ISHARES U.S. BR-DEAL ETF 464288794 305 7050 SH SOLE 0 0 7050 ISHARES U.S. PFD STK ETF 464288687 2332 58979 SH SOLE 0 0 58979 ISHARES U.S. PHARMA ETF 464288836 257 1691 SH SOLE 0 0 1691 ISHARES US HLTHCR PR ETF 464288828 608 5068 SH SOLE 0 0 5068 ISHARES US HOME CONS ETF 464288752 214 8401 PRN SOLE 0 0 8401 ISHARES GOLD TRUST ISHARES 464285105 247 21351 SH SOLE 0 0 21351 ISHARES SILVER TRUST ISHARES 46428Q109 364 23981 SH SOLE 0 0 23981 ISHARES TR 20+ YR TR BD ETF 464287432 4337 34433 SH SOLE 0 0 34433 ISHARES TR CHINA LG-CAP ETF 464287184 339 8230 SH SOLE 0 0 8230 ISHARES TR COHEN&STEER REIT 464287564 558 5787 PRN SOLE 0 0 5787 ISHARES TR CORE MSCI EAFE 46432F842 309 5580 SH SOLE 0 0 5580 ISHARES TR CORE S&P MCP ETF 464287507 2084 14424 SH SOLE 0 0 14424 ISHARES TR CORE S&P SCP ETF 464287804 999 8729 SH SOLE 0 0 8729 ISHARES TR CORE S&P TTL STK 464287150 307 3282 SH SOLE 0 0 3282 ISHARES TR CORE S&P500 ETF 464287200 7980 38562 SH SOLE 0 0 38562 ISHARES TR CORE US AGGBD ET 464287226 758 6874 SH SOLE 0 0 6874 ISHARES TR EAFE MIN VOL ETF 46429B689 450 7254 SH SOLE 0 0 7254 ISHARES TR EUROPE ETF 464287861 509 11936 SH SOLE 0 0 11936 ISHARES TR GLOBAL 100 ETF 464287572 212 2775 SH SOLE 0 0 2775 ISHARES TR IBOXX INV CP ETF 464287242 2232 18662 SH SOLE 0 0 18662 ISHARES TR IBOXX INV CP ETF 464287242 58 488 SH DFND 2 488 0 0 ISHARES TR MSCI EAFE ETF 464287465 2123 34915 SH SOLE 0 0 34915 ISHARES TR MSCI EMG MKT ETF 464287234 817 20762 SH SOLE 0 0 20762 ISHARES TR NA TEC-SFTWR ETF 464287515 520 5575 SH SOLE 0 0 5575 ISHARES TR NASDQ BIOTEC ETF 464287556 616 2043 SH SOLE 0 0 2043 ISHARES TR PHLX SEMICND ETF 464287523 260 2788 SH SOLE 0 0 2788 ISHARES TR RUS 1000 ETF 464287622 1375 12008 SH SOLE 0 0 12008 ISHARES TR RUS 1000 GRW ETF 464287614 2130 22287 SH SOLE 0 0 22287 ISHARES TR RUS 1000 VAL ETF 464287598 1666 15977 SH SOLE 0 0 15977 ISHARES TR RUS 2000 GRW ETF 464287648 213 1500 SH SOLE 0 0 1500 ISHARES TR RUS MID-CAP ETF 464287499 698 4160 SH SOLE 0 0 4160 ISHARES TR RUSSELL 2000 ETF 464287655 3305 27643 SH SOLE 0 0 27643 ISHARES TR S&P 500 GRWT ETF 464287309 846 7589 SH SOLE 0 0 7589 ISHARES TR S&P 500 VAL ETF 464287408 711 7621 SH SOLE 0 0 7621 ISHARES TR S&P MC 400GR ETF 464287606 652 4075 PRN SOLE 0 0 4075 ISHARES TR S&P MC 400VL ETF 464287705 405 3158 SH SOLE 0 0 3158 ISHARES TR SELECT DIVID ETF 464287168 1037 13018 SH SOLE 0 0 13018 ISHARES TR SP SMCP600VL ETF 464287879 455 3852 SH SOLE 0 0 3852 ISHARES TR TIPS BD ETF 464287176 890 7975 SH SOLE 0 0 7975 ISHARES TR U.S. FINLS ETF 464287788 810 8962 SH SOLE 0 0 8962 ISHARES TR U.S. INDS ETF 464287754 288 2728 SH SOLE 0 0 2728 ISHARES TR U.S. REAL ES ETF 464287739 703 9196 SH SOLE 0 0 9196 ISHARES TR U.S. TECH ETF 464287721 749 7187 SH SOLE 0 0 7187 ISHARES TR U.S. UTILITS ETF 464287697 623 5283 SH SOLE 0 0 5283 JOHNSON & JOHNSON COM 478160104 23 220 SH DFND 2 220 0 0 JOHNSON & JOHNSON COM 478160104 262 2512 SH DFND 7 2512 0 0 JOHNSON & JOHNSON COM 478160104 4387 42059 SH SOLE 0 0 42059 JOHNSON CTLS INC COM 478366107 1403 28970 SH SOLE 0 0 28970 JOY GLOBAL INC COM 481165108 350 7528 SH SOLE 0 0 7528 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 610 13268 SH SOLE 0 0 13268 JPMORGAN CHASE & CO COM 46625H100 3696 58969 SH SOLE 0 0 58969 KELLOGG CO COM 487836108 284 4322 SH SOLE 0 0 4322 KEYCORP NEW COM 493267108 1026 73885 SH SOLE 0 0 73885 KIMBERLY CLARK CORP COM 494368103 6 51 SH DFND 2 51 0 0 KIMBERLY CLARK CORP COM 494368103 1748 15095 SH SOLE 0 0 15095 KKR & CO L P DEL COM UNITS 48248M102 1170 50360 SH SOLE 0 0 50360 KLA-TENCOR CORP COM 482480100 326 4632 SH SOLE 0 0 4632 KRAFT FOODS GROUP INC COM 50076Q106 1987 31819 SH SOLE 0 0 31819 L-3 COMMUNICATIONS HLDGS INC COM 502424104 544 4305 SH SOLE 0 0 4305 LABORATORY CORP AMER HLDGS COM NEW 50540R409 271 2534 SH SOLE 0 0 2534 LADENBURG THALMAN FIN SVCS I COM 50575Q102 46 11609 SH SOLE 0 0 11609 LAM RESEARCH CORP COM 512807108 765 9671 SH SOLE 0 0 9671 LAS VEGAS SANDS CORP COM 517834107 741 12753 SH SOLE 0 0 12753 LEAR CORP COM NEW 521865204 336 3390 SH SOLE 0 0 3390 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 450 75728 SH SOLE 0 0 75728 LIBERTY ALL-STAR GROWTH FD I COM 529900102 63 12470 SH SOLE 0 0 12470 LIFELOCK INC COM 53224V100 215 11385 SH SOLE 0 0 11385 LILLY ELI & CO COM 532457108 900 13021 SH SOLE 0 0 13021 LILLY ELI & CO COM 532457108 5 75 SH DFND 2 75 0 0 LINCOLN NATL CORP IND COM 534187109 212 3630 SH SOLE 0 0 3630 LINN ENERGY LLC UNIT LTD LIAB 536020100 159 15611 SH SOLE 0 0 15611 LIONS GATE ENTMNT CORP COM NEW 535919203 536 16737 SH SOLE 0 0 16737 LOCKHEED MARTIN CORP COM 539830109 543 2826 SH SOLE 0 0 2826 LORILLARD INC COM 544147101 364 5809 SH SOLE 0 0 5809 LOWES COS INC COM 548661107 741 10698 SH SOLE 0 0 10698 LULULEMON ATHLETICA INC COM 550021109 760 13512 SH SOLE 0 0 13512 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 217 2701 SH SOLE 0 0 2701 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 309 12579 SH SOLE 0 0 12579 MACYS INC COM 55616P104 512 7852 SH SOLE 0 0 7852 MADISON SQUARE GARDEN CO CL A 55826P100 366 4846 SH SOLE 0 0 4846 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 309 3741 SH SOLE 0 0 3741 MALLINCKRODT PUB LTD CO SHS G5785G107 210 2108 SH SOLE 0 0 2108 MANAGED HIGH YIELD PLUS FD I COM 561911108 26 13805 SH SOLE 0 0 13805 MANITOWOC INC COM 563571108 290 13045 SH SOLE 0 0 13045 MARATHON OIL CORP COM 565849106 393 13729 SH SOLE 0 0 13729 MARATHON PETE CORP COM 56585A102 959 10584 SH SOLE 0 0 10584 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 253 4828 SH SOLE 0 0 4828 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 279 9053 SH SOLE 0 0 9053 MARKET VECTORS ETF TR MKT VECTR WIDE 57060U134 404 12818 SH SOLE 0 0 12818 MASCO CORP COM 574599106 357 14066 SH SOLE 0 0 14066 MASTERCARD INC CL A 57636Q104 718 8406 SH SOLE 0 0 8406 MCDERMOTT INTL INC COM 580037109 0 12600 SH Call SOLE 0 0 12600 MCDERMOTT INTL INC COM 580037109 146 50454 SH SOLE 0 0 50454 MCDONALDS CORP COM 580135101 2038 21844 SH SOLE 0 0 21844 MCKESSON CORP COM 58155Q103 422 2033 SH SOLE 0 0 2033 MEDTRONIC INC COM 585055106 821 11404 SH SOLE 0 0 11404 MERCK & CO INC NEW COM 58933Y105 25 447 SH DFND 2 447 0 0 MERCK & CO INC NEW COM 58933Y105 2708 47640 SH SOLE 0 0 47640 MERCK & CO INC NEW COM 58933Y105 0 700 SH Call SOLE 0 0 700 METLIFE INC COM 59156R108 1193 22048 SH SOLE 0 0 22048 METLIFE INC COM 59156R108 302 5534 SH DFND 7 5534 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 98 20720 SH SOLE 0 0 20720 MFS INVT GRADE MUN TR SH BEN INT 59318B108 152 16250 SH SOLE 0 0 16250 MICHAEL KORS HLDGS LTD SHS G60754101 318 4159 SH SOLE 0 0 4159 MICRON TECHNOLOGY INC COM 595112103 540 15337 SH SOLE 0 0 15337 MICROSOFT CORP COM 594918104 27 584 SH DFND 2 584 0 0 MICROSOFT CORP COM 594918104 4 96 SH DFND 6 96 0 0 MICROSOFT CORP COM 594918104 9899 213039 SH SOLE 0 0 213039 MICROSOFT CORP COM 594918104 30 5600 SH Call SOLE 0 0 5600 MOBILE MINI INC COM 60740F105 241 5947 SH SOLE 0 0 5947 MOLSON COORS BREWING CO CL B 60871R209 276 3601 SH SOLE 0 0 3601 MONDELEZ INTL INC CL A 609207105 833 22756 SH SOLE 0 0 22756 MONSANTO CO NEW COM 61166W101 319 2671 SH SOLE 0 0 2671 MONSTER BEVERAGE CORP COM 611740101 270 2489 SH SOLE 0 0 2489 MORGAN STANLEY COM NEW 617446448 877 22634 SH SOLE 0 0 22634 MYLAN INC COM 628530107 434 7718 SH SOLE 0 0 7718 NATIONAL OILWELL VARCO INC COM 637071101 670 9979 SH SOLE 0 0 9979 NETEASE INC SPONSORED ADR 64110W102 266 2713 SH SOLE 0 0 2713 NETSUITE INC COM 64118Q107 1111 10173 SH SOLE 0 0 10173 NIKE INC CL B 654106103 1224 12706 SH SOLE 0 0 12706 NOBLE ENERGY INC COM 655044105 250 5196 SH DFND 7 5196 0 0 NOBLE ENERGY INC COM 655044105 473 9963 SH SOLE 0 0 9963 NORDSTROM INC COM 655664100 927 11620 SH SOLE 0 0 11620 NORFOLK SOUTHERN CORP COM 655844108 314 2867 SH SOLE 0 0 2867 NORTHEAST UTILS COM 664397106 204 3820 SH SOLE 0 0 3820 NOVARTIS A G SPONSORED ADR 66987V109 876 9407 SH SOLE 0 0 9407 NOVO-NORDISK A S ADR 670100205 446 10629 SH SOLE 0 0 10629 NUCOR CORP COM 670346105 260 5277 SH DFND 7 5277 0 0 NUCOR CORP COM 670346105 525 10703 SH SOLE 0 0 10703 NUVEEN AMT-FREE MUN INCOME F COM 670657105 308 22289 SH SOLE 0 0 22289 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 193 12857 SH SOLE 0 0 12857 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 272 30862 SH SOLE 0 0 30862 NUVEEN MUN VALUE FD INC COM 670928100 177 18270 SH SOLE 0 0 18270 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 485 34267 SH SOLE 0 0 34267 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 588 48643 SH SOLE 0 0 48643 NVIDIA CORP COM 67066G104 259 12900 SH SOLE 0 0 12900 NVIDIA CORP COM 67066G104 23 10300 SH Call SOLE 0 0 10300 OAKTREE CAP GROUP LLC UNIT CL A 674001201 783 15112 SH SOLE 0 0 15112 OCCIDENTAL PETE CORP DEL COM 674599105 526 6550 SH SOLE 0 0 6550 OCWEN FINL CORP COM NEW 675746309 324 20816 SH SOLE 0 0 20816 OMNICOM GROUP INC COM 681919106 432 5604 SH SOLE 0 0 5604 ORACLE CORP COM 68389X105 1740 39110 SH SOLE 0 0 39110 ORASURE TECHNOLOGIES INC COM 68554V108 259 25900 SH SOLE 0 0 25900 PACCAR INC COM 693718108 0 200 SH Call SOLE 0 0 200 PACCAR INC COM 693718108 2 34 SH DFND 6 34 0 0 PACCAR INC COM 693718108 2021 29718 SH SOLE 0 0 29718 PAPA JOHNS INTL INC COM 698813102 339 6065 SH SOLE 0 0 6065 PARKER HANNIFIN CORP COM 701094104 251 1926 SH SOLE 0 0 1926 PEPCO HOLDINGS INC COM 713291102 961 35778 SH SOLE 0 0 35778 PEPSICO INC COM 713448108 1633 17373 SH SOLE 0 0 17373 PETROLEUM & RES CORP COM 716549100 418 17584 SH SOLE 0 0 17584 PETSMART INC COM 716768106 995 12322 SH SOLE 0 0 12322 PFIZER INC COM 717081103 28 893 SH DFND 2 893 0 0 PFIZER INC COM 717081103 5 147 SH DFND 6 147 0 0 PFIZER INC COM 717081103 2925 94326 SH SOLE 0 0 94326 PHILIP MORRIS INTL INC COM 718172109 1 13 SH DFND 6 13 0 0 PHILIP MORRIS INTL INC COM 718172109 3799 46721 SH SOLE 0 0 46721 PHILIP MORRIS INTL INC COM 718172109 4 50 SH DFND 2 50 0 0 PHILIP MORRIS INTL INC COM 718172109 0 100 SH Call SOLE 0 0 100 PHILLIPS 66 COM 718546104 473 6508 SH SOLE 0 0 6508 PIMCO CALIF MUN INCOME FD II COM 72201C109 359 33800 SH SOLE 0 0 33800 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 1167 10897 SH SOLE 0 0 10897 PIMCO HIGH INCOME FD COM SHS 722014107 319 28537 SH SOLE 0 0 28537 PIMCO STRATEGIC INCOME FD IN COM 72200X104 96 10104 SH SOLE 0 0 10104 PINNACLE WEST CAP CORP COM 723484101 393 5749 SH SOLE 0 0 5749 PIONEER HIGH INCOME TR COM 72369H106 329 19135 SH SOLE 0 0 19135 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 441 8579 SH SOLE 0 0 8579 PLUM CREEK TIMBER CO INC COM 729251108 677 15912 SH SOLE 0 0 15912 PNC FINL SVCS GROUP INC COM 693475105 316 3471 SH SOLE 0 0 3471 POTASH CORP SASK INC COM 73755L107 2 11500 SH Call SOLE 0 0 11500 POTASH CORP SASK INC COM 73755L107 1349 38261 SH SOLE 0 0 38261 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 589 15419 SH SOLE 0 0 15419 POWERSHARES ETF TRUST CON STAPLE SEC 73935X393 273 5450 SH SOLE 0 0 5450 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 920 42473 SH SOLE 0 0 42473 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 2289 55891 SH SOLE 0 0 55891 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1079 21507 PRN SOLE 0 0 21507 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2351 35266 SH SOLE 0 0 35266 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 2254 30580 SH SOLE 0 0 30580 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1832 25625 SH SOLE 0 0 25625 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1471 50229 SH SOLE 0 0 50229 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 430 13741 SH SOLE 0 0 13741 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 776 42663 SH SOLE 0 0 42663 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 2343 73905 SH SOLE 0 0 73905 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 331 11906 SH SOLE 0 0 11906 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 664 27026 SH SOLE 0 0 27026 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 299 11458 SH SOLE 0 0 11458 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2310 25289 SH SOLE 0 0 25289 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 527 5217 SH SOLE 0 0 5217 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 912 67538 PRN SOLE 0 0 67538 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 812 45952 SH SOLE 0 0 45952 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 843 36092 SH SOLE 0 0 36092 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 431 26655 SH SOLE 0 0 26655 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 261 14809 SH SOLE 0 0 14809 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 550 22859 SH SOLE 0 0 22859 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 516 34982 SH SOLE 0 0 34982 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 322 12645 SH SOLE 0 0 12645 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 232 11044 SH SOLE 0 0 11044 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11100 107491 SH SOLE 0 0 107491 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 2500 SH Call SOLE 0 0 2500 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 0 800 SH Put SOLE 0 0 800 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 258 16231 SH SOLE 0 0 16231 PPG INDS INC COM 693506107 246 1074 SH SOLE 0 0 1074 PPL CORP COM 69351T106 484 13372 SH SOLE 0 0 13372 PRAXAIR INC COM 74005P104 264 2034 SH SOLE 0 0 2034 PRECISION CASTPARTS CORP COM 740189105 210 879 SH SOLE 0 0 879 PRICE T ROWE GROUP INC COM 74144T108 242 2804 SH SOLE 0 0 2804 PRICELINE GRP INC COM NEW 741503403 257 229 SH SOLE 0 0 229 PROCTER & GAMBLE CO COM 742718109 311 3425 SH DFND 7 3425 0 0 PROCTER & GAMBLE CO COM 742718109 6924 76055 SH SOLE 0 0 76055 PROCTER & GAMBLE CO COM 742718109 39 434 SH DFND 2 434 0 0 PROFIRE ENERGY INC COM 74316X101 189 82786 SH SOLE 0 0 82786 PROGRESSIVE CORP OHIO COM 743315103 544 20310 SH SOLE 0 0 20310 PROSHARES TR DJ BRKFLD GLB 74347B508 291 6673 SH SOLE 0 0 6673 PROSHARES TR HGH YLD INT RATE 74348A541 1290 17611 SH SOLE 0 0 17611 PROSHARES TR PSHS LC COR PLUS 74347R248 3440 34199 SH SOLE 0 0 34199 PROSHARES TR PSHS SHTRUSS2000 74347R826 731 47235 SH SOLE 0 0 47235 PROSHARES TR PSHS ULT HLTHCRE 74347R735 206 1660 SH SOLE 0 0 1660 PROSHARES TR PSHS ULT MCAP400 74347R404 582 7898 SH SOLE 0 0 7898 PROSHARES TR PSHS ULT S&P 500 74347R107 687 5363 SH SOLE 0 0 5363 PROSHARES TR PSHS ULTRA QQQ 74347R206 1064 7797 SH SOLE 0 0 7797 PROSHARES TR PSHS ULTRUSS2000 74347R842 468 5174 SH SOLE 0 0 5174 PROSHARES TR S&P 500 DV ARIST 74348A467 1702 34037 SH SOLE 0 0 34037 PROSHARES TR ULTRA 20YR TRE 74347R172 1213 15005 SH SOLE 0 0 15005 PROSHARES TR ULTRAPRO QQQ 74347X831 317 3256 SH SOLE 0 0 3256 PROSHARES TR ULTRPRO S&P500 74347X864 446 3363 SH SOLE 0 0 3363 PROTECTIVE LIFE CORP COM 743674103 254 3640 SH SOLE 0 0 3640 PRUDENTIAL FINL INC COM 744320102 1170 12916 SH SOLE 0 0 12916 PUBLIC STORAGE COM 74460D109 566 3070 SH SOLE 0 0 3070 PUBLIC SVC ENTERPRISE GROUP COM 744573106 889 21560 SH SOLE 0 0 21560 PULTE GROUP INC COM 745867101 262 12373 SH SOLE 0 0 12373 PUTNAM MANAGED MUN INCOM TR COM 746823103 177 24400 SH SOLE 0 0 24400 QUALCOMM INC COM 747525103 254 3466 SH DFND 7 3466 0 0 QUALCOMM INC COM 747525103 4125 55716 SH SOLE 0 0 55716 QUALCOMM INC COM 747525103 0 1900 SH Call SOLE 0 0 1900 RADIAN GROUP INC COM 750236101 470 28190 SH SOLE 0 0 28190 RAYTHEON CO COM NEW 755111507 774 7139 SH SOLE 0 0 7139 REALTY INCOME CORP COM 756109104 3210 67258 SH SOLE 0 0 67258 RED HAT INC COM 756577102 526 7584 SH SOLE 0 0 7584 REGENERON PHARMACEUTICALS COM 75886F107 312 758 SH SOLE 0 0 758 RITE AID CORP COM 767754104 159 20999 SH SOLE 0 0 20999 ROYAL BK CDA MONTREAL QUE COM 780087102 748 10836 SH SOLE 0 0 10836 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 559 8348 SH SOLE 0 0 8348 ROYCE FOCUS TR COM 78080N108 225 30887 SH SOLE 0 0 30887 ROYCE MICRO-CAP TR INC COM 780915104 312 30925 SH SOLE 0 0 30925 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 983 6915 SH SOLE 0 0 6915 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 543 4440 SH SOLE 0 0 4440 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 419 4723 SH SOLE 0 0 4723 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1980 24738 SH SOLE 0 0 24738 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 930 17060 SH SOLE 0 0 17060 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 717 16060 SH SOLE 0 0 16060 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 782 5484 SH SOLE 0 0 5484 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 701 7746 SH SOLE 0 0 7746 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 200 2537 SH SOLE 0 0 2537 SANDRIDGE ENERGY INC COM 80007P307 111 59930 SH SOLE 0 0 59930 SANDRIDGE ENERGY INC COM 80007P307 0 13900 SH Call SOLE 0 0 13900 SANOFI SPONSORED ADR 80105N105 731 15932 SH SOLE 0 0 15932 SCHLUMBERGER LTD COM 806857108 1705 19892 SH SOLE 0 0 19892 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 236 9957 SH SOLE 0 0 9957 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 265 9179 SH SOLE 0 0 9179 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 244 8495 SH SOLE 0 0 8495 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1475 28206 SH SOLE 0 0 28206 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 2676 53755 SH SOLE 0 0 53755 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 766 19058 SH SOLE 0 0 19058 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 519 12755 SH SOLE 0 0 12755 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1612 22347 SH SOLE 0 0 22347 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2768 56996 SH SOLE 0 0 56996 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1622 23673 SH SOLE 0 0 23673 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1028 13015 SH SOLE 0 0 13015 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1788 72661 SH SOLE 0 0 72661 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1158 20471 SH SOLE 0 0 20471 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1089 22914 SH SOLE 0 0 22914 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 239 4876 SH SOLE 0 0 4876 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2715 65816 SH SOLE 0 0 65816 SEMPRA ENERGY COM 816851109 14 121 SH DFND 2 121 0 0 SEMPRA ENERGY COM 816851109 1457 13053 SH SOLE 0 0 13053 SKYWORKS SOLUTIONS INC COM 83088M102 490 6676 SH SOLE 0 0 6676 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 278 11610 SH SOLE 0 0 11610 SOUTHERN CO COM 842587107 798 16245 SH SOLE 0 0 16245 SOUTHERN NATL BANCORP OF VA COM 843395104 444 39168 SH SOLE 0 0 39168 SOUTHWESTERN ENERGY CO COM 845467109 327 11914 SH SOLE 0 0 11914 SOVRAN SELF STORAGE INC COM 84610H108 921 10575 PRN SOLE 0 0 10575 SPANSION INC COM CL A NEW 84649R200 1426 41694 SH SOLE 0 0 41694 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 0 200 SH Put SOLE 0 0 200 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 0 700 SH Call SOLE 0 0 700 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1094 6142 SH SOLE 0 0 6142 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 486 10082 SH SOLE 0 0 10082 SPDR S&P 500 ETF TR TR UNIT 78462F103 11018 53592 SH SOLE 0 0 53592 SPDR S&P 500 ETF TR TR UNIT 78462F103 7 2300 SH Put SOLE 0 0 2300 SPDR SER TR SHT TRM HGH YLD 78468R408 447 15461 SH SOLE 0 0 15461 SPDR SERIES TRUST BARC SHT TR CP 78464A474 557 18220 SH SOLE 0 0 18220 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 1497 31979 SH SOLE 0 0 31979 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 605 15687 SH SOLE 0 0 15687 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 3624 62180 SH SOLE 0 0 62180 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 340 6148 SH SOLE 0 0 6148 SPDR SERIES TRUST DJ REIT ETF 78464A607 242 2664 SH SOLE 0 0 2664 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 395 3885 SH SOLE 0 0 3885 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 202 1926 SH SOLE 0 0 1926 SPDR SERIES TRUST S&P BIOTECH 78464A870 964 5153 SH SOLE 0 0 5153 SPDR SERIES TRUST S&P BK ETF 78464A797 281 8409 PRN SOLE 0 0 8409 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2550 32240 SH SOLE 0 0 32240 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 344 3572 SH SOLE 0 0 3572 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 349 4357 SH SOLE 0 0 4357 SPDR SERIES TRUST S&P TRANSN ETF 78464A532 2140 19726 SH SOLE 0 0 19726 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 289 29448 SH SOLE 0 0 29448 ST JUDE MED INC COM 790849103 250 3860 SH SOLE 0 0 3860 STANDARD PAC CORP NEW COM 85375C101 110 15140 SH SOLE 0 0 15140 STANLEY BLACK & DECKER INC COM 854502101 350 3614 SH SOLE 0 0 3614 STARBUCKS CORP COM 855244109 6253 76397 SH SOLE 0 0 76397 STARBUCKS CORP COM 855244109 0 500 SH Call SOLE 0 0 500 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 337 4202 SH SOLE 0 0 4202 STRYKER CORP COM 863667101 807 8561 SH SOLE 0 0 8561 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 263 6086 SH SOLE 0 0 6086 SUN LIFE FINL INC COM 866796105 1135 31499 SH SOLE 0 0 31499 SUNTRUST BKS INC COM 867914103 409 9828 SH SOLE 0 0 9828 SYMANTEC CORP COM 871503108 204 7958 SH SOLE 0 0 7958 SYNAPTICS INC COM 87157D109 3239 47074 SH SOLE 0 0 47074 TABLEAU SOFTWARE INC CL A 87336U105 223 2662 SH SOLE 0 0 2662 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 258 5380 PRN SOLE 0 0 5380 TCW STRATEGIC INCOME FUND IN COM 872340104 1381 256238 SH SOLE 0 0 256238 TELENAV INC COM 879455103 75 11100 SH SOLE 0 0 11100 TEMPLETON GLOBAL INCOME FD COM 880198106 133 18467 SH SOLE 0 0 18467 TESLA MTRS INC COM 88160R101 548 2475 SH SOLE 0 0 2475 TESORO CORP COM 881609101 348 4700 SH SOLE 0 0 4700 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 242 4112 SH SOLE 0 0 4112 TEXAS INSTRS INC COM 882508104 3387 63421 SH SOLE 0 0 63421 TEXTRON INC COM 883203101 270 6373 SH SOLE 0 0 6373 THE ADT CORPORATION COM 00101J106 205 5718 SH SOLE 0 0 5718 THERMO FISHER SCIENTIFIC INC COM 883556102 228 1803 SH SOLE 0 0 1803 TIMKEN CO COM 887389104 254 5931 SH SOLE 0 0 5931 TJX COS INC NEW COM 872540109 310 4534 SH DFND 7 4534 0 0 TJX COS INC NEW COM 872540109 1573 22912 SH SOLE 0 0 22912 TJX COS INC NEW COM 872540109 0 700 SH Call SOLE 0 0 700 TORCHMARK CORP COM 891027104 476 8799 SH SOLE 0 0 8799 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 434 9893 SH SOLE 0 0 9893 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1087 8685 SH SOLE 0 0 8685 TRANSCANADA CORP COM 89353D107 391 7960 SH SOLE 0 0 7960 TRIQUINT SEMICONDUCTOR INC COM 89674K103 437 15809 SH SOLE 0 0 15809 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 244 2397 SH SOLE 0 0 2397 TWENTY FIRST CENTY FOX INC CL A 90130A101 861 22447 SH SOLE 0 0 22447 TWITTER INC COM 90184L102 399 11058 SH SOLE 0 0 11058 TYSON FOODS INC CL A 902494103 320 8036 SH SOLE 0 0 8036 ULTA SALON COSMETCS & FRAG I COM 90384S303 204 1596 SH SOLE 0 0 1596 UNDER ARMOUR INC CL A 904311107 690 10097 SH SOLE 0 0 10097 UNILEVER PLC SPON ADR NEW 904767704 219 5439 SH SOLE 0 0 5439 UNION PAC CORP COM 907818108 3 26 SH DFND 1 26 0 0 UNION PAC CORP COM 907818108 5 38 SH DFND 2 38 0 0 UNION PAC CORP COM 907818108 3 24 SH DFND 6 24 0 0 UNION PAC CORP COM 907818108 1384 11597 SH SOLE 0 0 11597 UNION PAC CORP COM 907818108 0 100 SH Call SOLE 0 0 100 UNITED CONTL HLDGS INC COM 910047109 207 3077 SH SOLE 0 0 3077 UNITED PARCEL SERVICE INC CL B 911312106 0 15000 SH Put SOLE 0 0 15000 UNITED PARCEL SERVICE INC CL B 911312106 0 48300 SH Call SOLE 0 0 48300 UNITED PARCEL SERVICE INC CL B 911312106 29 269 SH DFND 2 269 0 0 UNITED PARCEL SERVICE INC CL B 911312106 289 2598 SH DFND 7 2598 0 0 UNITED PARCEL SERVICE INC CL B 911312106 25469 229174 SH SOLE 0 0 229174 UNITED RENTALS INC COM 911363109 7 65 SH DFND 5 65 0 0 UNITED RENTALS INC COM 911363109 1675 16489 SH SOLE 0 0 16489 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 240 5017 SH SOLE 0 0 5017 UNITED TECHNOLOGIES CORP COM 913017109 290 2524 SH DFND 7 2524 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3093 26809 SH SOLE 0 0 26809 UNITEDHEALTH GROUP INC COM 91324P102 726 7203 SH SOLE 0 0 7203 US BANCORP DEL COM NEW 902973304 1894 42533 SH SOLE 0 0 42533 V F CORP COM 918204108 266 3547 SH SOLE 0 0 3547 VALEANT PHARMACEUTICALS INTL COM 91911K102 238 1665 SH SOLE 0 0 1665 VALERO ENERGY CORP NEW COM 91913Y100 414 8300 SH SOLE 0 0 8300 VALMONT INDS INC COM 920253101 216 1688 SH SOLE 0 0 1688 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 506 5968 SH SOLE 0 0 5968 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1295 16173 SH SOLE 0 0 16173 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 517 6270 SH SOLE 0 0 6270 VANGUARD INDEX FDS GROWTH ETF 922908736 466 4448 SH SOLE 0 0 4448 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1147 11325 SH SOLE 0 0 11325 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 997 11148 SH SOLE 0 0 11148 VANGUARD INDEX FDS MID CAP ETF 922908629 246 1996 SH SOLE 0 0 1996 VANGUARD INDEX FDS REIT ETF 922908553 1785 22193 SH SOLE 0 0 22193 VANGUARD INDEX FDS SMALL CP ETF 922908751 489 4210 SH SOLE 0 0 4210 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1286 10194 SH SOLE 0 0 10194 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1046 9884 SH SOLE 0 0 9884 VANGUARD INDEX FDS VALUE ETF 922908744 266 3175 SH SOLE 0 0 3175 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 668 14372 SH SOLE 0 0 14372 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 529 13255 SH SOLE 0 0 13255 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 943 17977 SH SOLE 0 0 17977 VANGUARD NAT RES LLC COM UNIT 92205F106 210 14095 SH SOLE 0 0 14095 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1302 16101 SH SOLE 0 0 16101 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 395 10433 SH SOLE 0 0 10433 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 538 7800 SH SOLE 0 0 7800 VANGUARD WORLD FD EXTENDED DUR 921910709 773 6225 SH SOLE 0 0 6225 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 392 3363 SH SOLE 0 0 3363 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1479 11795 SH SOLE 0 0 11795 VANGUARD WORLD FDS ENERGY ETF 92204A306 518 4682 SH SOLE 0 0 4682 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1132 22744 SH SOLE 0 0 22744 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2215 17620 SH SOLE 0 0 17620 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1051 9819 SH SOLE 0 0 9819 VANGUARD WORLD FDS INF TECH ETF 92204A702 1390 13332 SH SOLE 0 0 13332 VANGUARD WORLD FDS MATERIALS ETF 92204A801 658 6142 SH SOLE 0 0 6142 VANGUARD WORLD FDS UTILITIES ETF 92204A876 715 6984 SH SOLE 0 0 6984 VANTAGE DRILLING COMPANY ORD SHS G93205113 5 11360 SH SOLE 0 0 11360 VERIZON COMMUNICATIONS INC COM 92343V104 5597 119766 SH SOLE 0 0 119766 VERTEX PHARMACEUTICALS INC COM 92532F100 1112 9290 SH SOLE 0 0 9290 VIACOM INC NEW CL B 92553P201 841 10998 SH SOLE 0 0 10998 VISA INC COM CL A 92826C839 329 1252 SH DFND 7 1252 0 0 VISA INC COM CL A 92826C839 1423 5426 SH SOLE 0 0 5426 VMWARE INC CL A COM 928563402 214 2582 SH SOLE 0 0 2582 WABCO HLDGS INC COM 92927K102 500 4797 SH SOLE 0 0 4797 WALGREENS BOOTS ALLIANCE INC COM 931427108 340 4462 SH SOLE 0 0 4462 WAL-MART STORES INC COM 931142103 1237 14382 SH SOLE 0 0 14382 WELLS FARGO & CO NEW COM 949746101 4 65 SH DFND 6 65 0 0 WELLS FARGO & CO NEW COM 949746101 0 200 SH Call SOLE 0 0 200 WELLS FARGO & CO NEW COM 949746101 327 5950 SH DFND 7 5950 0 0 WELLS FARGO & CO NEW COM 949746101 27 484 SH DFND 2 484 0 0 WELLS FARGO & CO NEW COM 949746101 3136 57374 SH SOLE 0 0 57374 WESTERN ASSET INTM MUNI FD I COM 958435109 174 17869 SH SOLE 0 0 17869 WESTERN DIGITAL CORP COM 958102105 850 7693 SH SOLE 0 0 7693 WEYERHAEUSER CO COM 962166104 1208 33709 SH SOLE 0 0 33709 WHITING PETE CORP NEW COM 966387102 1120 33880 SH SOLE 0 0 33880 WILLIAMS SONOMA INC COM 969904101 270 3580 SH SOLE 0 0 3580 WISDOMTREE TR DEFA FD 97717W703 576 11608 SH SOLE 0 0 11608 WISDOMTREE TR DIV EX-FINL FD 97717W406 1304 16898 SH SOLE 0 0 16898 WISDOMTREE TR EARNING 500 FD 97717W588 289 4010 PRN SOLE 0 0 4010 WISDOMTREE TR EMERG MKTS ETF 97717W315 831 19782 SH SOLE 0 0 19782 WISDOMTREE TR EMG MKTS SMCAP 97717W281 337 7742 SH SOLE 0 0 7742 WISDOMTREE TR EQTY INC FD 97717W208 865 14051 SH SOLE 0 0 14051 WISDOMTREE TR GLB EQTY INC FD 97717W877 325 7508 SH SOLE 0 0 7508 WISDOMTREE TR INDIA ERNGS FD 97717W422 222 10054 SH SOLE 0 0 10054 WISDOMTREE TR INTL DIV EX FINL 97717W786 287 6601 SH SOLE 0 0 6601 WISDOMTREE TR INTL MIDCAP DV 97717W778 304 5430 SH SOLE 0 0 5430 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1134 22996 SH SOLE 0 0 22996 WISDOMTREE TR LARGECAP DIVID 97717W307 425 5706 SH SOLE 0 0 5706 WISDOMTREE TR MDCP EARN FUND 97717W570 1281 13734 SH SOLE 0 0 13734 WISDOMTREE TR MIDCAP DIVI FD 97717W505 1032 12317 SH SOLE 0 0 12317 WISDOMTREE TR SMALLCAP DIVID 97717W604 598 8445 SH SOLE 0 0 8445 WISDOMTREE TR SMLCAP EARN FD 97717W562 444 5388 SH SOLE 0 0 5388 WISDOMTREE TR TOTAL DIVID FD 97717W109 1698 22743 SH SOLE 0 0 22743 WISDOMTREE TR TTL EARNING FD 97717W596 313 4264 SH SOLE 0 0 4264 WOODWARD INC COM 980745103 608 12352 SH SOLE 0 0 12352 XCEL ENERGY INC COM 98389B100 359 9933 SH SOLE 0 0 9933 XILINX INC COM 983919101 771 17882 SH SOLE 0 0 17882 XILINX INC COM 983919101 6 10700 SH Call SOLE 0 0 10700 YAHOO INC COM 984332106 15 293 SH DFND 2 293 0 0 YAHOO INC COM 984332106 2443 48498 SH SOLE 0 0 48498 YAHOO INC COM 984332106 0 1700 SH Call SOLE 0 0 1700 YUM BRANDS INC COM 988498101 486 6656 SH SOLE 0 0 6656