Chief Compliance Officer

0001085146-14-002247.txt : 20141113 0001085146-14-002247.hdr.sgml : 20141113 20141113151528 ACCESSION NUMBER: 0001085146-14-002247 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 141218081 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 09-30-2014 09-30-2014 false Concert Wealth Management Inc.

1900 THE ALAMEDA SUITE 300 SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-7 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Chief Compliance Officer 408-856-6224 /s/ James Thorn San Jose CA 11-13-2014 7 570 742027 1 Columbia 2 Envestnet 3 Invesco Advisors 4 NBE International 5 NBE Select 6 NWQ Investment 7 Sitrin Capital Management INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 744 5254 SH SOLE 0 0 5254 ABBOTT LABS COM 002824100 926 22420 SH SOLE 0 0 22420 ABBVIE INC COM 00287Y109 1580 27287 SH SOLE 0 0 27287 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 278 35276 SH SOLE 0 0 35276 ACUITY BRANDS INC COM 00508Y102 395 3358 SH SOLE 0 0 3358 ADOBE SYS INC COM 00724F101 1329 19165 SH SOLE 0 0 19165 ADVANCED ENERGY INDS COM 007973100 900 47800 SH SOLE 0 0 47800 ADVISORSHARES TR PERITUS HG YLD 00768Y503 1259 25126 SH SOLE 0 0 25126 AETNA INC NEW COM 00817Y108 308 3816 SH SOLE 0 0 3816 AFLAC INC COM 001055102 1389 23859 SH SOLE 0 0 23859 AKAMAI TECHNOLOGIES INC COM 00971T101 1997 33385 SH SOLE 0 0 33385 ALLIANZGI CONV & INCOME FD COM 018828103 200 20623 SH SOLE 0 0 20623 ALLIANZGI EQUITY & CONV 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654106103 1499 16786 SH SOLE 0 0 16786 NORDSTROM INC COM 655664100 747 10943 SH SOLE 0 0 10943 NORFOLK SOUTHERN CORP COM 655844108 236 2119 SH SOLE 0 0 2119 NOVARTIS A G SPONSORED ADR 66987V109 801 8563 SH SOLE 0 0 8563 NOVO-NORDISK A S ADR 670100205 491 10377 SH SOLE 0 0 10377 NUCOR CORP COM 670346105 250 4576 SH DFND 7 4576 0 0 NUCOR CORP COM 670346105 519 9517 SH SOLE 0 0 9517 NUVEEN AMT-FREE MUN INCOME F COM 670657105 242 17875 SH SOLE 0 0 17875 NUVEEN CA DIVIDEND ADV MUN F COM 67066Y105 154 10783 SH SOLE 0 0 10783 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 269 30142 SH SOLE 0 0 30142 NUVEEN MUN VALUE FD INC COM 670928100 133 14037 SH SOLE 0 0 14037 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 470 34267 SH SOLE 0 0 34267 OAKTREE CAP GROUP LLC UNIT CL A 674001201 795 15555 SH SOLE 0 0 15555 OCCIDENTAL PETE CORP DEL COM 674599105 964 10024 SH SOLE 0 0 10024 OCWEN FINL CORP COM NEW 675746309 738 27947 SH SOLE 0 0 27947 OMNICOM GROUP INC COM 681919106 383 5617 SH SOLE 0 0 5617 ORACLE CORP COM 68389X105 851 22252 SH SOLE 0 0 22252 ORASURE TECHNOLOGIES INC COM 68554V108 167 23200 SH SOLE 0 0 23200 PACCAR INC COM 693718108 287 5046 SH SOLE 0 0 5046 PAPA JOHNS INTL INC COM 698813102 243 6065 SH SOLE 0 0 6065 PARKER HANNIFIN CORP COM 701094104 222 1935 SH SOLE 0 0 1935 PENNEY J C INC COM 708160106 142 14000 SH SOLE 0 0 14000 PEPCO HOLDINGS INC COM 713291102 604 22546 SH SOLE 0 0 22546 PEPSICO INC COM 713448108 1447 15586 SH SOLE 0 0 15586 PETROLEUM & RES CORP COM 716549100 504 17456 SH SOLE 0 0 17456 PFIZER INC COM 717081103 2008 67718 SH SOLE 0 0 67718 PHILIP MORRIS INTL INC COM 718172109 825 9893 SH SOLE 0 0 9893 PHILLIPS 66 COM 718546104 328 4009 SH SOLE 0 0 4009 PIMCO CALIF MUN INCOME FD II COM 72201C109 351 33800 SH SOLE 0 0 33800 PIMCO ETF TR TOTL RETN ETF 72201R775 888 8174 SH SOLE 0 0 8174 PIMCO ETF TR ENHAN SHRT MAT 72201R833 203 2005 SH SOLE 0 0 2005 PIMCO HIGH INCOME FD COM SHS 722014107 361 30580 SH SOLE 0 0 30580 PINNACLE WEST CAP CORP COM 723484101 316 5749 SH SOLE 0 0 5749 PIONEER HIGH INCOME TR COM 72369H106 303 17905 SH SOLE 0 0 17905 PIONEER NAT RES CO COM 723787107 501 2528 SH SOLE 0 0 2528 PNC FINL SVCS GROUP INC COM 693475105 245 2831 SH SOLE 0 0 2831 POTASH CORP SASK INC COM 73755L107 1233 35669 SH SOLE 0 0 35669 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 536 15402 SH SOLE 0 0 15402 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 1998 27804 SH SOLE 0 0 27804 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 1907 48351 SH SOLE 0 0 48351 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1548 23185 SH SOLE 0 0 23185 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 837 46357 SH SOLE 0 0 46357 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 817 66134 PRN SOLE 0 0 66134 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 458 4857 SH SOLE 0 0 4857 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2306 26219 SH SOLE 0 0 26219 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1247 45589 SH SOLE 0 0 45589 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 674 31354 SH SOLE 0 0 31354 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 343 11226 SH SOLE 0 0 11226 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 705 37934 SH SOLE 0 0 37934 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 799 38463 SH SOLE 0 0 38463 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 362 23335 SH SOLE 0 0 23335 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 2103 33006 SH SOLE 0 0 33006 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 2017 66048 SH SOLE 0 0 66048 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 896 19468 PRN SOLE 0 0 19468 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 263 10990 SH SOLE 0 0 10990 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 582 24790 SH SOLE 0 0 24790 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 288 11115 SH SOLE 0 0 11115 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 215 11576 SH SOLE 0 0 11576 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 326 12978 SH SOLE 0 0 12978 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 455 31822 SH SOLE 0 0 31822 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5859 59158 SH SOLE 0 0 59158 PPL CORP COM 69351T106 339 10283 SH SOLE 0 0 10283 PRAXAIR INC COM 74005P104 235 1822 SH SOLE 0 0 1822 PRICE T ROWE GROUP INC COM 74144T108 539 6882 SH SOLE 0 0 6882 PRICE T ROWE GROUP INC COM 74144T108 238 3020 SH DFND 7 3020 0 0 PRICELINE GRP INC COM NEW 741503403 310 269 SH SOLE 0 0 269 PROCTER & GAMBLE CO COM 742718109 263 3132 SH DFND 7 3132 0 0 PROCTER & GAMBLE CO COM 742718109 2417 28972 SH SOLE 0 0 28972 PROSHARES TR PSHS ULT S&P 500 74347R107 399 3359 SH SOLE 0 0 3359 PROSHARES TR PSHS ULTRA QQQ 74347R206 831 6599 PRN SOLE 0 0 6599 PROSHARES TR PSHS LC COR PLUS 74347R248 2502 26049 SH SOLE 0 0 26049 PROSHARES TR PSHS ULT MCAP400 74347R404 500 7606 SH SOLE 0 0 7606 PROSHARES TR PSHS ULTRUSS2000 74347R842 321 4212 SH SOLE 0 0 4212 PROSHARES TR SHRT 20+YR TRE 74347X849 208 7492 SH SOLE 0 0 7492 PROSHARES TR S&P 500 ARISTO 74348A467 1145 24663 SH SOLE 0 0 24663 PROTECTIVE LIFE CORP COM 743674103 252 3640 SH SOLE 0 0 3640 PRUDENTIAL FINL INC COM 744320102 1177 13338 SH SOLE 0 0 13338 PUBLIC STORAGE COM 74460D109 480 2901 SH SOLE 0 0 2901 PULTE GROUP INC COM 745867101 210 11723 SH SOLE 0 0 11723 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 58 11500 SH SOLE 0 0 11500 QUALCOMM INC COM 747525103 233 3118 SH DFND 7 3118 0 0 QUALCOMM INC COM 747525103 3852 51751 SH SOLE 0 0 51751 RADIAN GROUP INC COM 750236101 418 29434 SH SOLE 0 0 29434 RAYTHEON CO COM NEW 755111507 673 6645 SH SOLE 0 0 6645 REALTY INCOME CORP COM 756109104 591 14551 SH SOLE 0 0 14551 RED HAT INC COM 756577102 412 7341 SH SOLE 0 0 7341 REGENERON PHARMACEUTICALS COM 75886F107 269 745 SH SOLE 0 0 745 REVENUESHARES ETF TR LARGECAP FD 761396100 261 6617 SH SOLE 0 0 6617 REVENUESHARES ETF TR MID CAP FD 761396209 302 6580 SH SOLE 0 0 6580 REVENUESHARES ETF TR SMALL CAP FD 761396308 1705 32825 SH SOLE 0 0 32825 REVENUESHARES ETF TR ADR FD 761396605 203 4896 SH SOLE 0 0 4896 RITE AID CORP COM 767754104 76 15730 SH SOLE 0 0 15730 ROSS STORES INC COM 778296103 322 4265 SH SOLE 0 0 4265 ROYAL BK CDA MONTREAL QUE COM 780087102 943 13236 SH SOLE 0 0 13236 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 205 2619 SH SOLE 0 0 2619 ROYCE FOCUS TR COM 78080N108 213 26938 SH SOLE 0 0 26938 ROYCE MICRO-CAP TR INC COM 780915104 346 29353 SH SOLE 0 0 29353 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 2420 31853 SH SOLE 0 0 31853 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 845 6149 SH SOLE 0 0 6149 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 888 16803 SH SOLE 0 0 16803 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 797 6523 SH SOLE 0 0 6523 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 651 7635 SH SOLE 0 0 7635 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W833 321 3765 SH SOLE 0 0 3765 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 624 4861 SH SOLE 0 0 4861 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 676 16290 SH SOLE 0 0 16290 RYDEX ETF TRUST GUG S&P SC500 EQ 78355W882 381 4753 SH SOLE 0 0 4753 SANDRIDGE ENERGY INC COM 80007P307 233 53930 SH SOLE 0 0 53930 SANOFI SPONSORED ADR 80105N105 239 4255 SH SOLE 0 0 4255 SAP AG SPON ADR 803054204 272 3809 SH SOLE 0 0 3809 SCHLUMBERGER LTD COM 806857108 1704 16799 SH SOLE 0 0 16799 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3156 66372 SH SOLE 0 0 66372 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 289 7459 SH SOLE 0 0 7459 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 377 7354 SH SOLE 0 0 7354 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 231 9063 SH SOLE 0 0 9063 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 609 15867 SH SOLE 0 0 15867 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 295 9431 SH SOLE 0 0 9431 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1005 19364 SH SOLE 0 0 19364 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 333 10610 SH SOLE 0 0 10610 SEATTLE GENETICS INC COM 812578102 216 5812 SH SOLE 0 0 5812 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 859 17325 SH SOLE 0 0 17325 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1549 24195 SH SOLE 0 0 24195 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2342 51754 SH SOLE 0 0 51754 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1399 21031 SH SOLE 0 0 21031 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1356 15036 SH SOLE 0 0 15036 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2020 87233 SH SOLE 0 0 87233 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1025 19321 SH SOLE 0 0 19321 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3086 77216 SH SOLE 0 0 77216 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 499 11874 SH SOLE 0 0 11874 SEMPRA ENERGY COM 816851109 1118 10581 SH SOLE 0 0 10581 SKYWORKS SOLUTIONS INC COM 83088M102 325 5559 SH SOLE 0 0 5559 SOUTHERN CO COM 842587107 236 5426 SH SOLE 0 0 5426 SOUTHERN NATL BANCORP OF VA COM 843395104 341 29391 SH SOLE 0 0 29391 SOUTHWESTERN ENERGY CO COM 845467109 473 13638 SH SOLE 0 0 13638 SOVRAN SELF STORAGE INC COM 84610H108 782 10525 PRN SOLE 0 0 10525 SPANSION INC COM CL A NEW 84649R200 1612 70700 SH SOLE 0 0 70700 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1252 7340 SH SOLE 0 0 7340 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 613 13794 SH SOLE 0 0 13794 SPDR S&P 500 ETF TR TR UNIT 78462F103 7615 38588 SH SOLE 0 0 38588 SPDR SER TR SHT TRM HGH YLD 78468R408 452 15106 SH SOLE 0 0 15106 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 402 4124 SH SOLE 0 0 4124 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 1202 24289 SH SOLE 0 0 24289 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 513 12849 SH SOLE 0 0 12849 SPDR SERIES TRUST BARC SHT TR CP 78464A474 1241 40554 SH SOLE 0 0 40554 SPDR SERIES TRUST DB INT GVT ETF 78464A490 216 3688 SH SOLE 0 0 3688 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 438 7646 SH SOLE 0 0 7646 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 933 16178 SH SOLE 0 0 16178 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 283 3300 SH SOLE 0 0 3300 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2484 33410 SH SOLE 0 0 33410 SPDR SERIES TRUST S&P BIOTECH 78464A870 403 2575 SH SOLE 0 0 2575 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 288 28912 SH SOLE 0 0 28912 STANDARD PAC CORP NEW COM 85375C101 155 20840 SH SOLE 0 0 20840 STANLEY BLACK & DECKER INC COM 854502101 254 2863 SH SOLE 0 0 2863 STARBUCKS CORP COM 855244109 4342 57442 SH SOLE 0 0 57442 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 350 4279 SH SOLE 0 0 4279 STRYKER CORP COM 863667101 208 2598 SH SOLE 0 0 2598 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 237 5345 SH SOLE 0 0 5345 SUNTRUST BKS INC COM 867914103 384 10155 SH SOLE 0 0 10155 SYNAPTICS INC COM 87157D109 1864 25450 SH SOLE 0 0 25450 TABLEAU SOFTWARE INC CL A 87336U105 223 3064 SH SOLE 0 0 3064 TARGET CORP COM 87612E106 419 6722 SH SOLE 0 0 6722 TCW STRATEGIC INCOME FUND IN COM 872340104 1336 237502 SH SOLE 0 0 237502 TEMPLETON GLOBAL INCOME FD COM 880198106 160 20197 SH SOLE 0 0 20197 TESLA MTRS INC COM 88160R101 442 1822 SH SOLE 0 0 1822 TEXAS INSTRS INC COM 882508104 314 6547 SH SOLE 0 0 6547 TEXTRON INC COM 883203101 241 6677 SH SOLE 0 0 6677 THE ADT CORPORATION COM 00101J106 216 6099 SH SOLE 0 0 6099 THERMO FISHER SCIENTIFIC INC COM 883556102 485 4020 SH SOLE 0 0 4020 TIMKEN CO COM 887389104 223 5281 SH SOLE 0 0 5281 TJX COS INC NEW COM 872540109 247 4143 SH DFND 7 4143 0 0 TJX COS INC NEW COM 872540109 609 10338 SH SOLE 0 0 10338 TORONTO DOMINION BK ONT COM NEW 891160509 226 4548 SH SOLE 0 0 4548 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 435 9056 SH SOLE 0 0 9056 TOTAL S A SPONSORED ADR 89151E109 463 7211 SH SOLE 0 0 7211 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 201 1711 SH SOLE 0 0 1711 TRANSCANADA CORP COM 89353D107 253 4900 SH SOLE 0 0 4900 TRAVELERS COMPANIES INC COM 89417E109 726 7686 SH SOLE 0 0 7686 TRIQUINT SEMICONDUCTOR INC COM 89674K103 319 16745 SH SOLE 0 0 16745 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 238 2379 SH SOLE 0 0 2379 TWENTY FIRST CENTY FOX INC CL A 90130A101 709 20588 SH SOLE 0 0 20588 TWITTER INC COM 90184L102 325 6323 SH SOLE 0 0 6323 UNILIFE CORP NEW COM 90478E103 154 66185 SH SOLE 0 0 66185 UNION PAC CORP COM 907818108 965 8876 SH SOLE 0 0 8876 UNITED PARCEL SERVICE INC CL B 911312106 232 2370 SH DFND 7 2370 0 0 UNITED PARCEL SERVICE INC CL B 911312106 19637 257837 SH SOLE 0 0 257837 UNITED RENTALS INC COM 911363109 1521 13718 SH SOLE 0 0 13718 UNITED TECHNOLOGIES CORP COM 913017109 237 2256 SH DFND 7 2256 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1483 14078 SH SOLE 0 0 14078 UNITEDHEALTH GROUP INC COM 91324P102 403 4683 SH SOLE 0 0 4683 US BANCORP DEL COM NEW 902973304 470 11314 SH SOLE 0 0 11314 V F CORP COM 918204108 215 3258 SH SOLE 0 0 3258 VALE S A ADR 91912E105 323 29246 SH SOLE 0 0 29246 VALERO ENERGY CORP NEW COM 91913Y100 371 8048 SH SOLE 0 0 8048 VALMONT INDS INC COM 920253101 227 1688 SH SOLE 0 0 1688 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 504 5967 SH SOLE 0 0 5967 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1119 13953 SH SOLE 0 0 13953 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 497 6043 SH SOLE 0 0 6043 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 609 7195 SH SOLE 0 0 7195 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 450 4689 SH SOLE 0 0 4689 VANGUARD INDEX FDS REIT ETF 922908553 660 9206 SH SOLE 0 0 9206 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1070 8921 SH SOLE 0 0 8921 VANGUARD INDEX FDS MID CAP ETF 922908629 734 6240 SH SOLE 0 0 6240 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 500 5968 SH SOLE 0 0 5968 VANGUARD INDEX FDS GROWTH ETF 922908736 423 4230 SH SOLE 0 0 4230 VANGUARD INDEX FDS SMALL CP ETF 922908751 825 7457 SH SOLE 0 0 7457 VANGUARD INDEX FDS TOTAL STK MKT 922908769 955 9427 SH SOLE 0 0 9427 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 347 7041 SH SOLE 0 0 7041 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 382 9201 SH SOLE 0 0 9201 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 830 14997 SH SOLE 0 0 14997 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 493 10005 SH SOLE 0 0 10005 VANGUARD NAT RES LLC COM UNIT 92205F106 364 13294 SH SOLE 0 0 13294 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 222 2778 SH DFND 2 2778 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 771 9013 SH SOLE 0 0 9013 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1793 23261 SH SOLE 0 0 23261 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 267 6646 SH SOLE 0 0 6646 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 591 8800 SH SOLE 0 0 8800 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 290 2657 SH SOLE 0 0 2657 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1248 10590 SH SOLE 0 0 10590 VANGUARD WORLD FDS ENERGY ETF 92204A306 933 7100 SH SOLE 0 0 7100 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 635 13717 SH SOLE 0 0 13717 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1732 14845 SH SOLE 0 0 14845 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 838 8266 SH SOLE 0 0 8266 VANGUARD WORLD FDS INF TECH ETF 92204A702 1169 11667 SH SOLE 0 0 11667 VANGUARD WORLD FDS MATERIALS ETF 92204A801 776 7022 SH SOLE 0 0 7022 VANGUARD WORLD FDS UTILITIES ETF 92204A876 540 5932 SH SOLE 0 0 5932 VANTAGE DRILLING COMPANY ORD SHS G93205113 14 11360 SH SOLE 0 0 11360 VERIZON COMMUNICATIONS INC COM 92343V104 3731 75092 SH SOLE 0 0 75092 VERTEX PHARMACEUTICALS INC COM 92532F100 1011 9051 SH SOLE 0 0 9051 VIACOM INC NEW CL B 92553P201 781 10084 SH SOLE 0 0 10084 VISA INC COM CL A 92826C839 245 1150 SH DFND 7 1150 0 0 VISA INC COM CL A 92826C839 1256 5929 SH SOLE 0 0 5929 WABCO HLDGS INC COM 92927K102 329 3609 SH SOLE 0 0 3609 WAL-MART STORES INC COM 931142103 781 10160 SH SOLE 0 0 10160 WELLPOINT INC COM 94973V107 450 3774 SH SOLE 0 0 3774 WELLS FARGO & CO NEW COM 949746101 280 5370 SH DFND 7 5370 0 0 WELLS FARGO & CO NEW COM 949746101 2071 39987 SH SOLE 0 0 39987 WESTERN DIGITAL CORP COM 958102105 741 7619 SH SOLE 0 0 7619 WEYERHAEUSER CO COM 962166104 705 22088 SH SOLE 0 0 22088 WHIRLPOOL CORP COM 963320106 370 2545 SH SOLE 0 0 2545 WILLIAMS SONOMA INC COM 969904101 238 3580 SH SOLE 0 0 3580 WISDOMTREE TR TOTAL DIVID FD 97717W109 1582 22200 SH SOLE 0 0 22200 WISDOMTREE TR EQTY INC FD 97717W208 859 14393 SH SOLE 0 0 14393 WISDOMTREE TR EMG MKTS SMCAP 97717W281 249 5400 SH SOLE 0 0 5400 WISDOMTREE TR LARGECAP DIVID 97717W307 368 5174 SH SOLE 0 0 5174 WISDOMTREE TR EMERG MKTS ETF 97717W315 862 18028 SH SOLE 0 0 18028 WISDOMTREE TR DIV EX-FINL FD 97717W406 1230 16813 SH SOLE 0 0 16813 WISDOMTREE TR MIDCAP DIVI FD 97717W505 985 12546 SH SOLE 0 0 12546 WISDOMTREE TR SMLCAP EARN FD 97717W562 448 5869 SH SOLE 0 0 5869 WISDOMTREE TR MDCP EARN FUND 97717W570 1195 13604 SH SOLE 0 0 13604 WISDOMTREE TR EARNING 500 FD 97717W588 242 3515 PRN SOLE 0 0 3515 WISDOMTREE TR TTL EARNING FD 97717W596 272 3858 SH SOLE 0 0 3858 WISDOMTREE TR SMALLCAP DIVID 97717W604 487 7583 SH SOLE 0 0 7583 WISDOMTREE TR DEFA FD 97717W703 380 7266 SH SOLE 0 0 7266 WISDOMTREE TR INTL MIDCAP DV 97717W778 330 5845 SH SOLE 0 0 5845 WISDOMTREE TR INTL DIV EX FINL 97717W786 295 6307 SH SOLE 0 0 6307 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1018 19503 SH SOLE 0 0 19503 WISDOMTREE TR GLB EQTY INC FD 97717W877 380 8168 SH SOLE 0 0 8168 WOODWARD INC COM 980745103 588 12352 SH SOLE 0 0 12352 WYNN RESORTS LTD COM 983134107 474 2568 SH SOLE 0 0 2568 XILINX INC COM 983919101 1111 26458 SH SOLE 0 0 26458 YAHOO INC COM 984332106 1819 44797 SH SOLE 0 0 44797 YUM BRANDS INC COM 988498101 519 7201 SH SOLE 0 0 7201