0001456511-18-000004.txt : 20181114 0001456511-18-000004.hdr.sgml : 20181114 20181114105607 ACCESSION NUMBER: 0001456511-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 181181348 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456511 XXXXXXXX 09-30-2018 09-30-2018 Greenwich Investment Management, Inc.

200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger (203) 625-5316 L. George Rieger Stamford CT 11-14-2018 0 62 94002 false INFORMATION TABLE 2 gim3q18.xml GREENWICH INVESTMENT MANAGEMENT 2018 3RD QTR 13F-HR FILING A/O 09/30 ABBVIE INC COM 00287Y109 212 2246 SH SOLE 2246 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1652 54260 SH SOLE 54260 0 0 APOLLO INVT CORP COM 03761U106 93 17135 SH SOLE 17135 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 1953 111664 SH SOLE 106814 0 4850 APPLE INC COM 037833100 205 908 SH SOLE 908 0 0 ARES CAP CORP COM 04010L103 3977 231339 SH SOLE 231339 0 0 ARES COML REAL ESTATE CORP COM 04013V108 1041 74505 SH SOLE 74505 0 0 ARES MGMT LP COM SHS REG INT 04014Y101 4954 213553 SH SOLE 209303 0 4250 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1881 58050 SH SOLE 58050 0 0 BARINGS BDC INC COM 06759l103 1094 109263 SH SOLE 109263 0 0 BARINGS CORPORATE INVS COM 06759X107 662 43187 SH SOLE 43187 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 1549 103956 SH SOLE 103956 0 0 BP PLC SPONSORED ADR 055622104 277 6000 SH SOLE 6000 0 0 CAPITAL SOUTHWEST CORP COM 140501107 311 16400 SH SOLE 775 0 15625 CBL & ASSOC PPTYS INC COM 124830100 2784 697811 SH SOLE 697511 0 300 CEDAR FAIR L P DEPOSITRY UNIT 150185106 978 18770 SH SOLE 18770 0 0 CORPORATE CAP TR INC COM 219880101 1375 90135 SH SOLE 90135 0 0 CVR PARTNERS LP COM 126633106 79 20781 SH SOLE 20781 0 0 CYRUSONE INC COM 23283R100 706 11143 SH SOLE 9163 0 1980 EASTERLY GOVT PPTYS INC COM 27616P103 1303 67281 SH SOLE 61881 0 5400 ELLINGTON FINANCIAL LLC COM 288522303 767 47896 SH SOLE 47896 0 0 EXXON MOBIL CORP COM 30231G102 1600 18819 SH SOLE 18819 0 0 FISERV INC COM 337738108 333 4048 SH SOLE 4048 0 0 FRANKLIN RES INC COM 354613101 288 9470 SH SOLE 6295 0 3175 GENERAL ELECTRIC CO COM 369604103 144 12713 SH SOLE 12713 0 0 GEO GROUP INC NEW COM 36162J106 869 34537 SH SOLE 34537 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1024 46190 SH SOLE 40815 0 5375 HARVEST CAP CR CORP COM 41753F109 765 70194 SH SOLE 70194 0 0 HERCULES CAPITAL INC COM 427096508 312 23720 SH SOLE 23720 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 91 232648 SH SOLE 232648 0 0 ISHARES TR TIPS BD ETF 464287176 509 4600 SH SOLE 4600 0 0 ISHARES TR CORE US AGGBD ET 464287226 348 3300 SH SOLE 3300 0 0 ISHARES TR NATIONAL MUN ETF 464288414 3702 34293 SH SOLE 34293 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 346 3300 SH SOLE 3300 0 0 JOHNSON & JOHNSON COM 478160104 290 2099 SH SOLE 2099 0 0 MAIN STREET CAPITAL CORP COM 56035L104 4143 107611 SH SOLE 107611 0 0 MEDLEY CAP CORP COM 58503F106 1006 263455 SH SOLE 262205 0 1250 MESA RTY TR UNIT BEN INT 590660106 452 31595 SH SOLE 31595 0 0 NASDAQ INC COM 631103108 2077 24210 SH SOLE 24210 0 0 NETWORK 1 TECHNOLOGIES INC COM 64121N109 68 25040 SH SOLE 25040 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 791 68153 SH SOLE 68153 0 0 NUVEEN CALIF MUN VALUE FD COM 67062c107 98 10480 SH SOLE 10480 0 0 NUVEEN ENHANCED MUN VALUE FD COM 67074M101 142 10884 SH SOLE 10884 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 5546 1118208 SH SOLE 1104433 0 13775 OAKTREE STRATEGIC INCOME COR COM 67402D104 5161 596657 SH SOLE 586657 0 10000 OMEGA HEALTHCARE INVS INC COM 681936100 297 9050 SH SOLE 9050 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 2106 160131 SH SOLE 160131 0 0 PENNANTPARK INVT CORP COM 708062104 4059 544054 SH SOLE 542779 0 1275 PENNYMAC MTG INVT TR COM 70931T103 3809 188197 SH SOLE 187922 0 275 QUALCOMM INC COM 747525103 216 3000 SH SOLE 3000 0 0 SPDR SER TR NUVEEN BRC MUNIC 78468r721 392 8260 SH SOLE 8260 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468r739 4972 104250 SH SOLE 104250 0 0 STARWOOD PPTY TR INC COM 85571B105 4497 208976 SH SOLE 208976 0 0 STONECASTLE FINL CORP COM 861780104 3169 141335 SH SOLE 141335 0 0 TIER REIT INC COM NEW 88650V208 1977 82022 SH SOLE 82022 0 0 TPG SPECIALTY LENDING INC COM 87265K102 3175 155715 SH SOLE 155715 0 0 TWO HBRS INVT CORP COM NEW 90187B408 241 16146 SH SOLE 16146 0 0 UBS GROUP AG SHS H42097107 1838 116875 SH SOLE 116875 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 666 11150 SH SOLE 11150 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 3600 71275 SH SOLE 71275 0 0 NUVEEN MUN VALUE FD INC COM 670928100 504 53877 SH SOLE 53877 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 526 27540 SH SOLE 27540 0 0