0001456511-17-000002.txt : 20170512 0001456511-17-000002.hdr.sgml : 20170512 20170512123914 ACCESSION NUMBER: 0001456511-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 17837461 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456511 XXXXXXXX 03-31-2017 03-31-2017 Greenwich Investment Management, Inc.

200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger (203) 625-5316 L. George Rieger Stamford CT 05-12-2017 0 57 91546 false INFORMATION TABLE 2 gim1q17.xml GREENWICH INVESTMENT MANAGEMENT 2017 1ST QTR 13F-HR FILING A/O 03/31 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 2103 86493 SH SOLE 80768 0 5725 APOLLO INVT CORP COM 03761U106 4000 609775 SH SOLE 608150 0 1625 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 2314 121201 SH SOLE 109526 0 11675 APPLE INC COM 037833100 417 2908 SH SOLE 2908 0 0 ARES CAP CORP COM 04010L103 8655 497997 SH SOLE 497997 0 0 ARES MGMT L P COM UNIT RP IN 04014Y101 1245 65741 SH SOLE 60741 0 5000 BARINGS CORPORATE INVS COM 06759X107 658 43104 SH SOLE 43104 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 1318 93485 SH SOLE 93485 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 249 1 SH SOLE 1 0 0 BP PLC SPONSORED ADR 055622104 207 6000 SH SOLE 6000 0 0 CBL & ASSOC PPTYS INC COM 124830100 3990 418251 SH SOLE 416626 0 1625 CITY OFFICE REIT INC COM 178587101 200 16475 SH SOLE 16475 0 0 COLONY NORTHSTAR INC CL A COM 19625W104 348 26966 SH SOLE 2357 0 24609 COTY INC COM CL A 222070203 188 10385 SH SOLE 400 0 9985 CROWN CASTLE INTL CORP NEW COM 22822V101 205 2180 SH SOLE 90 0 2090 CVR PARTNERS LP COM 126633106 438 94346 SH SOLE 94346 0 0 CYRUSONE INC COM 23283R100 946 18380 SH SOLE 12520 0 5860 CYS INVTS INC COM 12673A108 625 78625 SH SOLE 78625 0 0 ELLINGTON FINANCIAL LLC COM 288522303 1311 82854 SH SOLE 82854 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 775 52865 SH SOLE 52865 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 820 44546 SH SOLE 44546 0 0 EXXON MOBIL CORP COM 30231G102 1500 18294 SH SOLE 18294 0 0 FIFTH STR ASSET MGMT INC CL A COM 31679P109 573 124605 SH SOLE 124605 0 0 FIFTH STREET FINANCE CORP COM 31678A103 3686 797976 SH SOLE 758076 0 39900 FIFTH STR SR FLOATNG RATE CO COM 31679F101 1575 178625 SH SOLE 178625 0 0 FISERV INC COM 337738108 233 2024 SH SOLE 2024 0 0 GEO GROUP INC NEW COM 36162J106 2404 51850 SH SOLE 51850 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 774 31430 SH SOLE 19075 0 12355 HOOPER HOLMES INC COM NEW 439104209 37 45189 SH SOLE 45189 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 305 160536 SH SOLE 160536 0 0 ISHARES TR CORE US AGGBD ET 464287226 379 3500 SH SOLE 3500 0 0 JOHNSON & JOHNSON COM 478160104 261 2099 SH SOLE 2099 0 0 KIMBERLY CLARK CORP COM 494368103 228 1736 SH SOLE 1736 0 0 LEGG MASON INC COM 524901105 219 6085 SH SOLE 6085 0 0 MACQUARIE INFRASTRUCTURE COR COM 55608B105 236 2933 SH SOLE 158 0 2775 MAIN STREET CAPITAL CORP COM 56035L104 4480 117064 SH SOLE 114199 0 2865 MEDLEY CAP CORP COM 58503F106 417 54235 SH SOLE 54235 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1696 75060 SH SOLE 65335 0 9725 OAKTREE CAP GROUP LLC UNIT CL A 674001201 226 5005 SH SOLE 5005 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 3760 113984 SH SOLE 112189 0 1795 PACWEST BANCORP DEL COM 695263103 309 5805 SH SOLE 225 0 5580 PENNANTPARK FLOATING RATE CA COM 70806A106 2309 165679 SH SOLE 165679 0 0 PENNANTPARK INVT CORP COM 708062104 4508 553876 SH SOLE 552601 0 1275 PENNYMAC FINL SVCS INC CL A 70932B101 2958 173530 SH SOLE 173530 0 0 PENNYMAC MTG INVT TR COM 70931T103 7247 408333 SH SOLE 407833 0 500 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 833 89151 SH SOLE 89151 0 0 PHYSICIANS RLTY TR COM 71943u104 477 24020 SH SOLE 15395 0 8625 SPDR SER TR NUVEEN BRC MUNIC 78468R721 249 5216 SH SOLE 5216 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 203 650 SH SOLE 650 0 0 STARWOOD PPTY TR INC COM 85571B105 5262 233064 SH SOLE 233064 0 0 STATE STR CORP COM 857477103 314 3945 SH SOLE 200 0 3745 STONECASTLE FINL CORP COM 861780104 2667 132321 SH SOLE 132321 0 0 SUNCOR ENERGY INC NEW COM 867224107 275 8945 SH SOLE 8945 0 0 SUNOCO LP COM U REP LP 86765K109 241 10000 SH SOLE 885 0 9115 PRICE T ROWE GROUP INC COM 74144T108 5029 73798 SH SOLE 73698 0 100 TIER REIT INC COM NEW 88650V208 1428 82300 SH SOLE 82300 0 0 TRIANGLE CAP CORP COM 895848109 3236 169526 SH SOLE 159851 0 9675