0001456511-16-000013.txt : 20161114 0001456511-16-000013.hdr.sgml : 20161111 20161114163510 ACCESSION NUMBER: 0001456511-16-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 161995319 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456511 XXXXXXXX 09-30-2016 09-30-2016 Greenwich Investment Management, Inc.
200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902
13F HOLDINGS REPORT 028-15772 N
L. George Rieger Director (203) 625-5316 L. George Rieger Stamford CT 11-14-2016 0 57 99326 false
INFORMATION TABLE 2 gim3q16.xml GREENWICH INVESTMENT MANAGEMENT 2016 3RD QTR 13F-HR FILING A/O 9/30 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1891 82945 SH SOLE 82945 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1449 80683 SH SOLE 80683 0 0 APOLLO INVT CORP COM 03761U106 2791 481250 SH SOLE 479275 0 1975 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 273 14775 SH SOLE 3100 0 11675 ARES CAP CORP COM 04010L103 7495 483607 SH SOLE 483607 0 0 BANK OF IRELAND-DUBLIN LISTED COM G493749B2 16 80000 SH SOLE 80000 0 0 BARINGS CORPORATE INVS COM 06759X107 622 36237 SH SOLE 36237 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 1365 93828 SH SOLE 93828 0 0 CBL & ASSOC PPTYS INC COM 124830100 5393 444241 SH SOLE 442016 0 2225 COLONY CAP INC CL A 19624R106 2041 112010 SH SOLE 111185 0 825 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 867 62525 SH SOLE 62525 0 0 COTY INC COM CL A 222070203 244 10385 SH SOLE 400 0 9985 CROWN CASTLE INTL CORP NEW COM 22822V101 205 2180 SH SOLE 90 0 2090 CVR PARTNERS LP COM 126633106 502 94829 SH SOLE 94829 0 0 CYRUSONE INC COM 23283R100 814 17120 SH SOLE 13245 0 3875 CYS INVTS INC COM 12673A108 903 103625 SH SOLE 103625 0 0 ELLINGTON FINANCIAL LLC COM 288522303 4786 287110 SH SOLE 285710 0 1400 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 728 56090 SH SOLE 55940 0 150 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 1080 42484 SH SOLE 42484 0 0 EXXON MOBIL CORP COM 30231G102 1559 17864 SH SOLE 17864 0 0 FIFTH STR ASSET MGMT INC CL A COM 31679P109 616 111805 SH SOLE 111805 0 0 FIFTH STREET FINANCE CORP COM 31678A103 4432 762965 SH SOLE 722140 0 40825 FISERV INC COM 337738108 201 2024 SH SOLE 2024 0 0 GEO GROUP INC NEW COM 36162J106 1428 60080 SH SOLE 60030 0 50 GLOBAL PARTNERS LP COM UNITS 37946R109 248 15366 SH SOLE 15366 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 357 16440 SH SOLE 4085 0 12355 GOLDMAN SACHS GROUP INC COM 38141G104 566 3510 SH SOLE 3510 0 0 HOOPER HOLMES INC COM NEW 439104209 58 46174 SH SOLE 46174 0 0 HUGOTON RTY TR TEX UNIT BEN INT 444717102 358 150836 SH SOLE 150836 0 0 JOHNSON & JOHNSON COM 478160104 247 2099 SH SOLE 2099 0 0 LIFELOCK INC COM 53224V100 626 37025 SH SOLE 36750 0 275 MACQUARIE INFRASTRUCTURE COR COM 55608B105 244 2933 SH SOLE 158 0 2775 MAIN STREET CAPITAL CORP COM 56035L104 4651 135501 SH SOLE 129816 0 5685 MEDLEY CAP CORP COM 58503F106 2655 348007 SH SOLE 348007 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 1418 75310 SH SOLE 65585 0 9725 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 319 24695 SH SOLE 1295 0 23400 OAKTREE CAP GROUP LLC UNIT CL A 674001201 206 4873 SH SOLE 4873 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 4095 115519 SH SOLE 113724 0 1795 ONEOK INC NEW COM 682680103 2640 51380 SH SOLE 51255 0 125 PACWEST BANCORP DEL COM 695263103 249 5805 SH SOLE 225 0 5580 PENNANTPARK FLOATING RATE CA COM 70806A106 1044 78980 SH SOLE 78980 0 0 PENNANTPARK INVT CORP COM 708062104 5029 668851 SH SOLE 664876 0 3975 PENNYMAC FINL SVCS INC CL A 70932B101 1774 104343 SH SOLE 103868 0 475 PENNYMAC MTG INVT TR COM 70931T103 6540 419771 SH SOLE 418871 0 900 PHYSICIANS RLTY TR COM 71943u104 242 11240 SH SOLE 2615 0 8625 SERITAGE GROWTH PPTYS CL A 81752R100 252 4975 SH SOLE 310 0 4665 STARWOOD PPTY TR INC COM 85571B105 7902 350924 SH SOLE 350924 0 0 STATE STR CORP COM 857477103 274 3945 SH SOLE 200 0 3745 STONECASTLE FINL CORP COM 861780104 1235 66200 SH SOLE 66200 0 0 STORE CAP CORP COM 862121100 230 7815 SH SOLE 425 0 7390 SUNCOR ENERGY INC NEW COM 867224107 249 8974 SH SOLE 8974 0 0 SUNOCO LP COM U REP LP 86765K109 327 11300 SH SOLE 2185 0 9115 PRICE T ROWE GROUP INC COM 74144T108 5348 80426 SH SOLE 80301 0 125 TIER REIT INC COM NEW 88650V208 193 12500 SH SOLE 12500 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 2471 55660 SH SOLE 55485 0 175 TRIANGLE CAP CORP COM 895848109 3323 168726 SH SOLE 159051 0 9675 WESTWOOD HLDGS GROUP INC COM 961765104 2255 42475 SH SOLE 42475 0 0