0001456511-16-000013.txt : 20161114
0001456511-16-000013.hdr.sgml : 20161111
20161114163510
ACCESSION NUMBER: 0001456511-16-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Greenwich Investment Management, Inc.
CENTRAL INDEX KEY: 0001456511
IRS NUMBER: 061565190
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15772
FILM NUMBER: 161995319
BUSINESS ADDRESS:
STREET 1: 200 FIRST STAMFORD PLACE
STREET 2: 2ND FLOOR EAST
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-625-5316
MAIL ADDRESS:
STREET 1: 200 FIRST STAMFORD PLACE
STREET 2: 2ND FLOOR EAST
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001456511
XXXXXXXX
09-30-2016
09-30-2016
Greenwich Investment Management, Inc.
200 FIRST STAMFORD PLACE
2ND FLOOR EAST
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-15772
N
L. George Rieger
Director
(203) 625-5316
L. George Rieger
Stamford
CT
11-14-2016
0
57
99326
false
INFORMATION TABLE
2
gim3q16.xml
GREENWICH INVESTMENT MANAGEMENT 2016 3RD QTR 13F-HR FILING A/O 9/30
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
1891
82945
SH
SOLE
82945
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
1449
80683
SH
SOLE
80683
0
0
APOLLO INVT CORP
COM
03761U106
2791
481250
SH
SOLE
479275
0
1975
APPLE HOSPITALITY REIT INC
COM NEW
03784Y200
273
14775
SH
SOLE
3100
0
11675
ARES CAP CORP
COM
04010L103
7495
483607
SH
SOLE
483607
0
0
BANK OF IRELAND-DUBLIN LISTED
COM
G493749B2
16
80000
SH
SOLE
80000
0
0
BARINGS CORPORATE INVS
COM
06759X107
622
36237
SH
SOLE
36237
0
0
BARINGS PARTN INVS
SH BEN INT
06761A103
1365
93828
SH
SOLE
93828
0
0
CBL & ASSOC PPTYS INC
COM
124830100
5393
444241
SH
SOLE
442016
0
2225
COLONY CAP INC
CL A
19624R106
2041
112010
SH
SOLE
111185
0
825
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
867
62525
SH
SOLE
62525
0
0
COTY INC
COM CL A
222070203
244
10385
SH
SOLE
400
0
9985
CROWN CASTLE INTL CORP NEW
COM
22822V101
205
2180
SH
SOLE
90
0
2090
CVR PARTNERS LP
COM
126633106
502
94829
SH
SOLE
94829
0
0
CYRUSONE INC
COM
23283R100
814
17120
SH
SOLE
13245
0
3875
CYS INVTS INC
COM
12673A108
903
103625
SH
SOLE
103625
0
0
ELLINGTON FINANCIAL LLC
COM
288522303
4786
287110
SH
SOLE
285710
0
1400
ELLINGTON RESIDENTIAL MTG RE
COM SHS BEN INT
288578107
728
56090
SH
SOLE
55940
0
150
ENBRIDGE ENERGY MANAGEMENT L
SHS UNITS LLI
29250X103
1080
42484
SH
SOLE
42484
0
0
EXXON MOBIL CORP
COM
30231G102
1559
17864
SH
SOLE
17864
0
0
FIFTH STR ASSET MGMT INC
CL A COM
31679P109
616
111805
SH
SOLE
111805
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
4432
762965
SH
SOLE
722140
0
40825
FISERV INC
COM
337738108
201
2024
SH
SOLE
2024
0
0
GEO GROUP INC NEW
COM
36162J106
1428
60080
SH
SOLE
60030
0
50
GLOBAL PARTNERS LP
COM UNITS
37946R109
248
15366
SH
SOLE
15366
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
357
16440
SH
SOLE
4085
0
12355
GOLDMAN SACHS GROUP INC
COM
38141G104
566
3510
SH
SOLE
3510
0
0
HOOPER HOLMES INC
COM NEW
439104209
58
46174
SH
SOLE
46174
0
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
358
150836
SH
SOLE
150836
0
0
JOHNSON & JOHNSON
COM
478160104
247
2099
SH
SOLE
2099
0
0
LIFELOCK INC
COM
53224V100
626
37025
SH
SOLE
36750
0
275
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
244
2933
SH
SOLE
158
0
2775
MAIN STREET CAPITAL CORP
COM
56035L104
4651
135501
SH
SOLE
129816
0
5685
MEDLEY CAP CORP
COM
58503F106
2655
348007
SH
SOLE
348007
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
1418
75310
SH
SOLE
65585
0
9725
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
319
24695
SH
SOLE
1295
0
23400
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
206
4873
SH
SOLE
4873
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
4095
115519
SH
SOLE
113724
0
1795
ONEOK INC NEW
COM
682680103
2640
51380
SH
SOLE
51255
0
125
PACWEST BANCORP DEL
COM
695263103
249
5805
SH
SOLE
225
0
5580
PENNANTPARK FLOATING RATE CA
COM
70806A106
1044
78980
SH
SOLE
78980
0
0
PENNANTPARK INVT CORP
COM
708062104
5029
668851
SH
SOLE
664876
0
3975
PENNYMAC FINL SVCS INC
CL A
70932B101
1774
104343
SH
SOLE
103868
0
475
PENNYMAC MTG INVT TR
COM
70931T103
6540
419771
SH
SOLE
418871
0
900
PHYSICIANS RLTY TR
COM
71943u104
242
11240
SH
SOLE
2615
0
8625
SERITAGE GROWTH PPTYS
CL A
81752R100
252
4975
SH
SOLE
310
0
4665
STARWOOD PPTY TR INC
COM
85571B105
7902
350924
SH
SOLE
350924
0
0
STATE STR CORP
COM
857477103
274
3945
SH
SOLE
200
0
3745
STONECASTLE FINL CORP
COM
861780104
1235
66200
SH
SOLE
66200
0
0
STORE CAP CORP
COM
862121100
230
7815
SH
SOLE
425
0
7390
SUNCOR ENERGY INC NEW
COM
867224107
249
8974
SH
SOLE
8974
0
0
SUNOCO LP
COM U REP LP
86765K109
327
11300
SH
SOLE
2185
0
9115
PRICE T ROWE GROUP INC
COM
74144T108
5348
80426
SH
SOLE
80301
0
125
TIER REIT INC
COM NEW
88650V208
193
12500
SH
SOLE
12500
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
2471
55660
SH
SOLE
55485
0
175
TRIANGLE CAP CORP
COM
895848109
3323
168726
SH
SOLE
159051
0
9675
WESTWOOD HLDGS GROUP INC
COM
961765104
2255
42475
SH
SOLE
42475
0
0