0001456511-16-000010.txt : 20160513
0001456511-16-000010.hdr.sgml : 20160513
20160513153417
ACCESSION NUMBER: 0001456511-16-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160513
DATE AS OF CHANGE: 20160513
EFFECTIVENESS DATE: 20160513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Greenwich Investment Management, Inc.
CENTRAL INDEX KEY: 0001456511
IRS NUMBER: 061565190
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15772
FILM NUMBER: 161648059
BUSINESS ADDRESS:
STREET 1: 200 FIRST STAMFORD PLACE
STREET 2: 2ND FLOOR EAST
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 203-625-5316
MAIL ADDRESS:
STREET 1: 200 FIRST STAMFORD PLACE
STREET 2: 2ND FLOOR EAST
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001456511
XXXXXXXX
03-31-2016
03-31-2016
Greenwich Investment Management, Inc.
200 FIRST STAMFORD PLACE
2ND FLOOR EAST
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-15772
N
L. George Rieger
Director
203.625.5316
/s/ L. George Rieger
Stamford
CT
05-13-2016
0
47
83221
false
INFORMATION TABLE
2
gim1q16.xml
GREENWICH INVESTMENT MANAGEMENT 2016 1ST QTR 13F-HR FILING A/O 3/31
ALLIANCEBERNSTEIN HLDG L P
COM
01881G106
2108
89995
SH
SOLE
89995
0
0
APOLLO GLOBAL MANAGEMENT, LLC
COM
037612306
994
58070
SH
SOLE
58070
0
0
APOLLO INVESTMENT CORPORATION
COM
03761U106
86
15525
SH
SOLE
15525
0
0
APPLE INC.
COM
037833100
226
2076
SH
SOLE
2076
0
0
ARES CAPITAL CORP
COM
04010L103
6454
434907
SH
SOLE
434907
0
0
BABSON CAPITAL CORPORATE INVES
COM
05617K109
753
44317
SH
SOLE
44317
0
0
BABSON CAPITAL PARTICIPATION I
COM
05616B100
1859
130118
SH
SOLE
130118
0
0
CBL & ASSOC PPTYS INC
COM
124830100
2787
234256
SH
SOLE
233656
0
600
CORRECTIONS CORPORATION OF AME
COM
22025Y407
464
14500
SH
SOLE
14500
0
0
CROWN CASTLE INTERNATIONAL COR
COM
22822V101
305
3535
SH
SOLE
395
0
3140
CYRUSONE, INC.
COM
23283R100
1069
23430
SH
SOLE
14265
0
9165
CYS INVESTMENTS
COM
12673A108
1547
190100
SH
SOLE
189825
0
275
ELLINGTON FINANCIAL LLC
COM
288522303
9672
555274
SH
SOLE
553874
0
1400
ELLINGTON RESIDENTIAL MORTGAGE
COM
288578107
632
52840
SH
SOLE
52690
0
150
ENBRIDGE ENERGY MANAGEMENT L.L
COM
29250X103
723
40314
SH
SOLE
40314
0
0
EQUITY COMMONWEALTH
COM
294628102
234
8325
SH
SOLE
2575
0
5750
EXXON MOBIL CORP COM
COM
30231G102
1501
17964
SH
SOLE
17964
0
0
FIFTH STREET ASSET MANAGEMENT,
COM
31679P109
337
110330
SH
SOLE
110330
0
0
FIFTH STREET FINANCE
COM
31678A103
333
66500
SH
SOLE
29975
0
36525
FISERV INC COM
COM
337738108
207
2024
SH
SOLE
2024
0
0
GEO GROUP INC
COM
36162J106
1293
37315
SH
SOLE
37265
0
50
GOLDMAN SACHS BDC, INC.
COM
38147U107
266
13605
SH
SOLE
1250
0
12355
GOLDMAN SACHS GROUP INC COM
COM
38141G104
550
3510
SH
SOLE
3510
0
0
HOOPER HOLMES INC
COM
439104100
97
703250
SH
SOLE
703250
0
0
HUGOTON ROYALTY TRUST
COM
444717102
205
149836
SH
SOLE
149836
0
0
JOHNSON & JOHNSON
COM
478160104
260
2410
SH
SOLE
2410
0
0
LIFELOCK, INC.
COM
53224V100
465
38590
SH
SOLE
38315
0
275
MAIN STREET CAPITAL CORP
COM
56035L104
6351
202611
SH
SOLE
194516
0
8095
MEDLEY CAPITAL CORP.
COM
58503F106
425
64495
SH
SOLE
64495
0
0
MIDCOAST ENERGY PARTNERS LP CL
COM
59564N103
593
115443
SH
SOLE
108643
0
6800
NGL ENERGY PARTNERS
COM
62913M107
442
58785
SH
SOLE
58785
0
0
OAKTREE CAPITAL GROUP LLC
COM
674001201
960
19466
SH
SOLE
19466
0
0
OMEGA HEALTHCARE INVESTORS INC
COM
681936100
3998
113259
SH
SOLE
111384
0
1875
ONEOK INC.
COM
682680103
1891
63330
SH
SOLE
63205
0
125
PENNANTPARK FLOATING RATE CAPI
COM
70806A106
413
35328
SH
SOLE
35328
0
0
PENNANTPARK INVESTMENT CORP.
COM
708062104
3117
514381
SH
SOLE
511681
0
2700
PENNYMAC FINANCIAL SERVICES, I
COM
70932B101
1213
103183
SH
SOLE
102708
0
475
PENNYMAC MTG INVT TR
COM
70931T103
7016
514400
SH
SOLE
512600
0
1800
RENTECH NITROGEN PARTERNS LP
COM
760113100
496
43483
SH
SOLE
43483
0
0
STARWOOD PPTY TRUST INC
COM
85571B105
6392
337669
SH
SOLE
337669
0
0
SUNCOR ENERGY INC
COM
867224107
249
8974
SH
SOLE
8974
0
0
SUNOCO LP
COM
86765K109
380
11500
SH
SOLE
2385
0
9115
T ROWE PRICE GROUP INC
COM
74144T108
5799
78948
SH
SOLE
78723
0
225
TIER REIT INC
COM
88650V208
168
12500
SH
SOLE
12500
0
0
TORONTO DOMINION BANK F
COM
891160509
2398
55610
SH
SOLE
55435
0
175
TRIANGLE CAPITAL CORP
COM
895848109
2764
134336
SH
SOLE
133286
0
1050
WESTWOOD HOLDINGS GROUP
COM
961765104
2706
46140
SH
SOLE
46140
0
0