0001456511-16-000009.txt : 20160212 0001456511-16-000009.hdr.sgml : 20160212 20160212162945 ACCESSION NUMBER: 0001456511-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 161419687 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456511 XXXXXXXX 12-31-2015 12-31-2015 Greenwich Investment Management, Inc.
200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902
13F HOLDINGS REPORT 028-15772 N
L. George Rieger Director 203.625.5316 /s/ L. George Rieger Stamford CT 02-12-2016 0 51 85074 false
INFORMATION TABLE 2 inftable.xml GIM 4Q15 13F ALEXANDRIA REAL ESTATE EQUITIE COM 015271109 253 2810 SH SOLE 450 0 2360 ALLIANCEBERNSTEIN HLDG L P COM 01881G106 2701 113250 SH SOLE 104645 0 8605 APOLLO GLOBAL MANAGEMENT, LLC COM 037612306 898 59195 SH SOLE 59195 0 0 APOLLO INVESTMENT CORPORATION COM 03761U106 81 15525 SH SOLE 15525 0 0 ARES CAPITAL CORP COM 04010L103 6188 434280 SH SOLE 434280 0 0 BABSON CAPITAL CORPORATE INVES COM 05617K109 797 46217 SH SOLE 46217 0 0 BABSON CAPITAL PARTICIPATION I COM 05616B100 1797 130793 SH SOLE 130793 0 0 BLACKSTONE GROUP LP COM 09253U108 284 9725 SH SOLE 2300 0 7425 BP PLC SPONS ADR COM 055622104 250 8000 SH SOLE 8000 0 0 CBL & ASSOC PPTYS INC COM 124830100 2738 221366 SH SOLE 220766 0 600 COLONY CAPITAL, INC. CL A COM 19624R106 316 16235 SH SOLE 2975 0 13260 CORRECTIONS CORPORATION OF AME COM 22025Y407 381 14400 SH SOLE 14400 0 0 CYRUSONE, INC. COM 23283R100 296 7905 SH SOLE 1065 0 6840 CYS INVESTMENTS COM 12673A108 1339 187825 SH SOLE 187550 0 275 DIAMOND HILL INVESTMENT GROUP COM 25264R207 336 1778 SH SOLE 661 0 1117 DUPONT FABROS TECHNOLOGY, INC. COM 26613Q106 1256 39525 SH SOLE 39525 0 0 EAST WEST BANCORP, INC. COM 27579R104 295 7120 SH SOLE 400 0 6720 ELLINGTON FINANCIAL LLC COM 288522303 9463 564001 SH SOLE 562601 0 1400 ELLINGTON RESIDENTIAL MORTGAGE COM 288578107 765 62015 SH SOLE 61865 0 150 ENBRIDGE ENERGY MANAGEMENT L.L COM 29250X103 875 39211 SH SOLE 39211 0 0 EXXON MOBIL CORP COM COM 30231G102 1486 19064 SH SOLE 19064 0 0 FIFTH STREET ASSET MANAGEMENT, COM 31679P109 368 113105 SH SOLE 113105 0 0 FIFTH STREET FINANCE COM 31678A103 293 45950 SH SOLE 14775 0 31175 GEO GROUP INC COM 36162J106 1004 34750 SH SOLE 34700 0 50 GLOBAL PARTNERS LP COM 37946R109 679 38680 SH SOLE 38680 0 0 GOLDMAN SACHS BDC, INC. COM 38147U107 239 12630 SH SOLE 1250 0 11380 GOLDMAN SACHS GROUP INC COM COM 38141G104 704 3907 SH SOLE 3907 0 0 HOOPER HOLMES INC COM 439104100 38 629700 SH SOLE 629700 0 0 HUGOTON ROYALTY TRUST COM 444717102 238 148951 SH SOLE 148951 0 0 JOHNSON & JOHNSON COM 478160104 247 2410 SH SOLE 2410 0 0 LIFELOCK, INC. COM 53224V100 598 41740 SH SOLE 41465 0 275 MAIN STREET CAPITAL CORP COM 56035L104 5852 201256 SH SOLE 194246 0 7010 MANNING & NAPIER (CL A) COM 56382Q102 635 74823 SH SOLE 74823 0 0 MEDLEY CAPITAL CORP. COM 58503F106 415 55310 SH SOLE 55310 0 0 MIDCOAST ENERGY PARTNERS LP CL COM 59564N103 136 14025 SH SOLE 7225 0 6800 NGL ENERGY PARTNERS COM 62913M107 640 58000 SH SOLE 58000 0 0 OAKTREE CAPITAL GROUP LLC COM 674001201 1074 22516 SH SOLE 22516 0 0 OMEGA HEALTHCARE INVESTORS INC COM 681936100 4162 119009 SH SOLE 117134 0 1875 ONEOK INC. COM 682680103 1228 49815 SH SOLE 49690 0 125 PENNANTPARK FLOATING RATE CAPI COM 70806A106 421 37503 SH SOLE 37503 0 0 PENNANTPARK INVESTMENT CORP. COM 708062104 2759 446535 SH SOLE 441685 0 4850 PENNYMAC FINANCIAL SERVICES, I COM 70932B101 1377 89683 SH SOLE 89208 0 475 PENNYMAC MTG INVT TR COM 70931T103 7949 520910 SH SOLE 519110 0 1800 RENTECH NITROGEN PARTERNS LP COM 760113100 461 43583 SH SOLE 43583 0 0 STARWOOD PPTY TRUST INC COM 85571B105 7033 342119 SH SOLE 342119 0 0 SUNOCO LP COM 86765K109 279 7065 SH SOLE 1660 0 5405 T ROWE PRICE GROUP INC COM 74144T108 5895 82463 SH SOLE 82238 0 225 TIER REIT INC COM 88650V208 184 12500 SH SOLE 12500 0 0 TORONTO DOMINION BANK F COM 891160509 2155 55040 SH SOLE 54865 0 175 TRIANGLE CAPITAL CORP COM 895848109 2622 137236 SH SOLE 136186 0 1050 WESTWOOD HOLDINGS GROUP COM 961765104 2568 49315 SH SOLE 47265 0 2050