0001456511-14-000012.txt : 20141113 0001456511-14-000012.hdr.sgml : 20141113 20141113133843 ACCESSION NUMBER: 0001456511-14-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 EFFECTIVENESS DATE: 20141113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 141217529 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456511 XXXXXXXX 09-30-2014 09-30-2014 Greenwich Investment Management, Inc.

200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger 2036255316 /s/ L. George Rieger Stamford CT 11-13-2014 0 41 147 false INFORMATION TABLE 2 inftable.xml ACCESS MIDSTREAM PARTNERS LP COM 00434L109 266 4185 SH SOLE 2655 0 1530 APOLLO GLOBAL MANAGEMENT, LLC COM 037612306 2574 107985 SH SOLE 105435 0 2550 ARES CAPITAL CORP COM 04010L103 6288 389154 SH SOLE 375454 0 13700 ARTISAN PARTNERS ASSET MANAGEN COM 04316A108 1940 37283 SH SOLE 31215 0 6068 BABSON CAPITAL CORPORATE INVES COM 05617K109 909 59234 SH SOLE 56484 0 2750 BABSON CAPITAL PARTICIPATION I COM 05616B100 1671 122975 SH SOLE 116925 0 6050 BLACKROCK INC. COM 09247X101 2552 7775 SH SOLE 7585 0 190 BP PLC SPONS ADR COM 055622104 527 12000 SH SOLE 12000 0 0 CYS INVESTMENTS COM 12673A108 411 49925 SH SOLE 49925 0 0 DUPONT FABROS TECHNOLOGY, INC. COM 26613Q106 383 14165 SH SOLE 5390 0 8775 ELLINGTON FINANCIAL LLC COM 288522303 17789 800618 SH SOLE 774558 0 26060 ENBRIDGE ENERGY PARTNERS, L.P. COM 29250R106 268 6920 SH SOLE 1480 0 5440 EQT MIDSTREAM PARTNERS, LP. COM 26885b100 406 4540 SH SOLE 3000 0 1540 EXXON MOBIL CORP COM COM 30231G102 1838 19544 SH SOLE 19544 0 0 FRANKLIN RESOURCES INC COM 354613101 2752 50395 SH SOLE 48380 0 2015 GLOBAL PARTNERS LP COM 37946r109 2486 59670 SH SOLE 55765 0 3905 HUGOTON ROYALTY TRUST COM 444717102 219 24525 SH SOLE 24525 0 0 JOHNSON & JOHNSON COM 478160104 251 2361 SH SOLE 2361 0 0 KKR & CO. L.P. COM 48248M102 5886 263985 SH SOLE 250885 0 13100 LIFELOCK, INC. COM 53224V100 662 46355 SH SOLE 44705 0 1650 MAGELLAN MIDSTREAM PARTNERS L. COM 559080106 214 2550 SH SOLE 2550 0 0 MAIN STREET CAPITAL CORP COM 56035L104 8490 277103 SH SOLE 264238 0 12865 MEDLEY CAPITAL CORP. COM 58503F106 729 61730 SH SOLE 58755 0 2975 NGL ENERGY PARTNERS COM 62913M107 2590 65790 SH SOLE 62450 0 3340 NRG YIELD INC. COM 62942X108 1206 25635 SH SOLE 22955 0 2680 OAKTREE CAPITAL GROUP LLC COM 674001201 21581 422328 SH SOLE 412299 0 10029 OMEGA HEALTHCARE INVESTORS INC COM 681936100 4524 132335 SH SOLE 126460 0 5875 PENNANTPARK INVESTMENT CORP. COM 708062104 784 71950 SH SOLE 70100 0 1850 PENNYMAC FINANCIAL SERVICES, I COM 70932B101 2414 164795 SH SOLE 157095 0 7700 PENNYMAC MTG INVT TR COM 70931T103 18106 844912 SH SOLE 825712 0 19200 RENTECH NITROGEN PARTERNS LP COM 760113100 586 47118 SH SOLE 44293 0 2825 ROSE ROCK MIDSTREAM L.P. COM 777149105 1750 29588 SH SOLE 26788 0 2800 STARWOOD PPTY TRUST INC COM 85571B105 11501 523766 SH SOLE 499111 0 24655 SUNOCO LOGISTICS PTNR LP COM 86764l108 249 5180 SH SOLE 3180 0 2000 T ROWE PRICE GROUP INC COM 74144T108 4109 52418 SH SOLE 50973 0 1445 TESORO LOGISTICS LP COM 88160T107 343 4850 SH SOLE 2400 0 2450 TORONTO DOMINION BANK F COM 891160509 3149 63765 SH SOLE 58240 0 5525 TRIANGLE CAPITAL CORP COM 895848109 10698 422526 SH SOLE 407342 0 15183 WESTWOOD HOLDINGS GROUP COM 961765104 899 15861 SH SOLE 15166 0 695 WILLIAMS COS. COM 969457100 1903 34393 SH SOLE 31865 0 2528 WILLIAMS PARTNERS L.P. COM 96950F104 1349 25442 SH SOLE 24617 0 825