The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| APOLLO GLOBAL MANAGEMENT, LLC | COM | 037612306 | 1,742 | 55,125 | SH | SOLE | 54,425 | 0 | 700 | ||
| ARES CAPITAL CORP | COM | 04010L103 | 10,104 | 568,647 | SH | SOLE | 553,022 | 0 | 15,625 | ||
| ARTISAN PARTNERS ASSET MANAGEN | COM | 04316A108 | 1,302 | 19,980 | SH | SOLE | 15,620 | 0 | 4,360 | ||
| BABSON CAPITAL PART INVESTORS | COM | 05617K109 | 880 | 58,974 | SH | SOLE | 56,224 | 0 | 2,750 | ||
| BABSON CAPITAL PART INVESTORS | COM | 05616B100 | 1,597 | 124,025 | SH | SOLE | 117,975 | 0 | 6,050 | ||
| BLACKROCK INC. | COM | 09247X101 | 3,188 | 10,075 | SH | SOLE | 9,765 | 0 | 310 | ||
| CHEVRON CORP | COM | 166764100 | 231 | 1,855 | SH | SOLE | 1,855 | 0 | 0 | ||
| CYS INVESTMENTS | COM | 12673A108 | 3,556 | 479,985 | SH | SOLE | 461,685 | 0 | 18,300 | ||
| ELLINGTON FINANCIAL LLC | COM | 288522303 | 18,091 | 798,036 | SH | SOLE | 774,451 | 0 | 23,585 | ||
| EQT MIDSTREAM PARTNERS, LP. | COM | 26885b100 | 432 | 7,365 | SH | SOLE | 4,015 | 0 | 3,350 | ||
| EXXON MOBIL CORP COM | COM | 30231G102 | 1,353 | 13,370 | SH | SOLE | 13,370 | 0 | 0 | ||
| FRANKLIN RESOURCES INC | COM | 354613101 | 2,271 | 39,345 | SH | SOLE | 37,655 | 0 | 1,690 | ||
| GLOBAL PARTNERS LP | COM | 37946r109 | 1,821 | 51,475 | SH | SOLE | 49,225 | 0 | 2,250 | ||
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 314 | 1,675 | SH | SOLE | 1,675 | 0 | 0 | ||
| KKR & CO. L.P. | COM | 48248M102 | 6,436 | 264,434 | SH | SOLE | 254,734 | 0 | 9,700 | ||
| MAIN STREET CAPITAL CORP | COM | 56035L104 | 6,667 | 203,972 | SH | SOLE | 192,342 | 0 | 11,630 | ||
| MEDLEY CAPITAL CORP. | COM | 58503F106 | 939 | 67,814 | SH | SOLE | 64,839 | 0 | 2,975 | ||
| NGL ENERGY PARTNERS | COM | 62913M107 | 1,020 | 29,570 | SH | SOLE | 29,570 | 0 | 0 | ||
| OAKTREE CAPITAL GROUP LLC | COM | 674001201 | 28,651 | 486,931 | SH | SOLE | 472,711 | 0 | 14,220 | ||
| ONEOK INC. | COM | 682680103 | 422 | 6,800 | SH | SOLE | 6,300 | 0 | 500 | ||
| PENNANTPARK INVESTMENT CORP. | COM | 708062104 | 838 | 72,275 | SH | SOLE | 70,425 | 0 | 1,850 | ||
| PENNYMAC FINANCIAL SERVICES, I | COM | 70932B101 | 3,855 | 219,690 | SH | SOLE | 211,065 | 0 | 8,625 | ||
| PENNYMAC MTG INVT TR | COM | 70931T103 | 18,133 | 789,781 | SH | SOLE | 772,956 | 0 | 16,825 | ||
| RENTECH NITROGEN PARTERNS LP | COM | 760113100 | 2,078 | 118,103 | SH | SOLE | 110,518 | 0 | 7,585 | ||
| ROSE ROCK MIDSTREAM L.P. | COM | 777149105 | 1,034 | 26,723 | SH | SOLE | 23,493 | 0 | 3,230 | ||
| ROYAL DUTCH SHELL PLC SPONSORE | COM | 780259206 | 232 | 3,263 | SH | SOLE | 3,263 | 0 | 0 | ||
| STARWOOD PPTY TRUST INC | COM | 85571B105 | 14,971 | 540,480 | SH | SOLE | 514,580 | 0 | 25,900 | ||
| T ROWE PRICE GROUP INC | COM | 74144T108 | 1,813 | 21,645 | SH | SOLE | 20,870 | 0 | 775 | ||
| TESORO LOGISTICS LP | COM | 88160T107 | 318 | 6,085 | SH | SOLE | 2,510 | 0 | 3,575 | ||
| TRIANGLE CAPITAL CORP | COM | 895848109 | 11,485 | 415,402 | SH | SOLE | 400,393 | 0 | 15,008 | ||
| WESTWOOD HOLDINGS GROUP | COM | 961765104 | 891 | 14,400 | SH | SOLE | 13,750 | 0 | 650 | ||