0001456511-14-000006.txt : 20140214 0001456511-14-000006.hdr.sgml : 20140214 20140214145128 ACCESSION NUMBER: 0001456511-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 14615133 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001456511 XXXXXXXX 12-31-2013 12-31-2013 true 1 RESTATEMENT Greenwich Investment Management, Inc.

200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger (203) 625-5316 /s/ L. George Rieger Stamford CT 02-14-2014 0 31 146665 false INFORMATION TABLE 2 inftable.xml AMENDED 13F FILING FOR GIM APOLLO GLOBAL MANAGEMENT, LLC COM 037612306 1742 55125 SH SOLE 54425 0 700 ARES CAPITAL CORP COM 04010L103 10104 568647 SH SOLE 553022 0 15625 ARTISAN PARTNERS ASSET MANAGEN COM 04316A108 1302 19980 SH SOLE 15620 0 4360 BABSON CAPITAL PART INVESTORS COM 05617K109 880 58974 SH SOLE 56224 0 2750 BABSON CAPITAL PART INVESTORS COM 05616B100 1597 124025 SH SOLE 117975 0 6050 BLACKROCK INC. COM 09247X101 3188 10075 SH SOLE 9765 0 310 CHEVRON CORP COM 166764100 231 1855 SH SOLE 1855 0 0 CYS INVESTMENTS COM 12673A108 3556 479985 SH SOLE 461685 0 18300 ELLINGTON FINANCIAL LLC COM 288522303 18091 798036 SH SOLE 774451 0 23585 EQT MIDSTREAM PARTNERS, LP. COM 26885b100 432 7365 SH SOLE 4015 0 3350 EXXON MOBIL CORP COM COM 30231G102 1353 13370 SH SOLE 13370 0 0 FRANKLIN RESOURCES INC COM 354613101 2271 39345 SH SOLE 37655 0 1690 GLOBAL PARTNERS LP COM 37946r109 1821 51475 SH SOLE 49225 0 2250 INTL BUSINESS MACHINES CORP COM 459200101 314 1675 SH SOLE 1675 0 0 KKR & CO. L.P. COM 48248M102 6436 264434 SH SOLE 254734 0 9700 MAIN STREET CAPITAL CORP COM 56035L104 6667 203972 SH SOLE 192342 0 11630 MEDLEY CAPITAL CORP. COM 58503F106 939 67814 SH SOLE 64839 0 2975 NGL ENERGY PARTNERS COM 62913M107 1020 29570 SH SOLE 29570 0 0 OAKTREE CAPITAL GROUP LLC COM 674001201 28651 486931 SH SOLE 472711 0 14220 ONEOK INC. COM 682680103 422 6800 SH SOLE 6300 0 500 PENNANTPARK INVESTMENT CORP. COM 708062104 838 72275 SH SOLE 70425 0 1850 PENNYMAC FINANCIAL SERVICES, I COM 70932B101 3855 219690 SH SOLE 211065 0 8625 PENNYMAC MTG INVT TR COM 70931T103 18133 789781 SH SOLE 772956 0 16825 RENTECH NITROGEN PARTERNS LP COM 760113100 2078 118103 SH SOLE 110518 0 7585 ROSE ROCK MIDSTREAM L.P. COM 777149105 1034 26723 SH SOLE 23493 0 3230 ROYAL DUTCH SHELL PLC SPONSORE COM 780259206 232 3263 SH SOLE 3263 0 0 STARWOOD PPTY TRUST INC COM 85571B105 14971 540480 SH SOLE 514580 0 25900 T ROWE PRICE GROUP INC COM 74144T108 1813 21645 SH SOLE 20870 0 775 TESORO LOGISTICS LP COM 88160T107 318 6085 SH SOLE 2510 0 3575 TRIANGLE CAPITAL CORP COM 895848109 11485 415402 SH SOLE 400393 0 15008 WESTWOOD HOLDINGS GROUP COM 961765104 891 14400 SH SOLE 13750 0 650