0001456510-14-000001.txt : 20140213 0001456510-14-000001.hdr.sgml : 20140213 20140213150804 ACCESSION NUMBER: 0001456510-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Asset Management, Inc. CENTRAL INDEX KEY: 0001456510 IRS NUMBER: 205772925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13473 FILM NUMBER: 14605376 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY STREET 2: 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 866-299-4864 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Equities Asset Management, Inc. DATE OF NAME CHANGE: 20090217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456510 XXXXXXXX 12-31-2013 12-31-2013 First Allied Asset Management, Inc.

PO BOX 85549 SAN DIEGO CA 92186-5549

13F HOLDINGS REPORT 028-13473 N Luanne Borowski 619-881-5148 /s/Luanne Borowski San Diego CA 02-13-2014 0 174 695353 false INFORMATION TABLE 2 faam4q13.inftab.xml FAAM 4Q13 3M COCOM88579Y10110387305SHSOLE 730500ABBOTT LABSCOM00282410083421789SHSOLE 2178900ABBVIE INCCOM00287Y10997918522SHSOLE 1852200AGCO CORPCOM00108410265210910SHSOLE 1091000ALLEGHENY TECHNOLOGIES INCCOM01741R1027137199463SHSOLE 19946300AMERISOURCEBERGEN CORPCOM03073E10585712153SHSOLE 1215300APPLE INCCOM037833100817814242SHSOLE 1424200ARES CAP CORPCOM04010L1036339352878SHSOLE 35287800ARES CAP CORPNOTE 5.125% 6/004010LAD51413000PRNSOLE 1300000ASTRAZENECA PLCSPONSORED ADR046353108543591066SHSOLE 9106600AT&T INCCOM00206R1025854165006SHSOLE 16500600BAKER HUGHES INCCOM05722410783015095SHSOLE 1509500BANK MONTREAL QUECOM063671101591787354SHSOLE 8735400BANK N S HALIFAXCOM064149107615996434SHSOLE 9643400BANK NEW YORK MELLON CORPCOM0640581006451182138SHSOLE 18213800BAXTER INTL INCCOM071813109539977077SHSOLE 7707700BERKSHIRE 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