0001558304-15-000032.txt : 20151216 0001558304-15-000032.hdr.sgml : 20151216 20151216143451 ACCESSION NUMBER: 0001558304-15-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151216 DATE AS OF CHANGE: 20151216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP CENTRAL INDEX KEY: 0001558930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290750 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-B IP, LP CENTRAL INDEX KEY: 0001558920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290751 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LP CENTRAL INDEX KEY: 0001456360 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290753 BUSINESS ADDRESS: STREET 1: 51 JOHN F KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER NAME: FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II LP DATE OF NAME CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LLC CENTRAL INDEX KEY: 0001558915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290754 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC CENTRAL INDEX KEY: 0001573622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290755 BUSINESS ADDRESS: STREET 1: C/O SUMMIT MIDSTREAM PARTNERS, LP STREET 2: 2100 MCKINNEY AVENUE, SUITE 1250 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 242-1955 MAIL ADDRESS: STREET 1: C/O SUMMIT MIDSTREAM PARTNERS, LP STREET 2: 2100 MCKINNEY AVENUE, SUITE 1250 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A, LP CENTRAL INDEX KEY: 0001456364 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290752 BUSINESS ADDRESS: STREET 1: 51 JOHN F KENNEDYPARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F KENNEDYPARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER NAME: FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A LP DATE OF NAME CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUMMIT MIDSTREAM PARTNERS, LLC CENTRAL INDEX KEY: 0001558825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290756 BUSINESS ADDRESS: STREET 1: C/O SUMMIT MIDSTREAM PARTNERS, LP STREET 2: 2100 MCKINNEY AVENUE, SUITE 1250 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 242-1955 MAIL ADDRESS: STREET 1: C/O SUMMIT MIDSTREAM PARTNERS, LP STREET 2: 2100 MCKINNEY AVENUE, SUITE 1250 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Capital Partners II (Summit Co-Invest), LP CENTRAL INDEX KEY: 0001532708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 151290749 BUSINESS ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS II STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6108 MAIL ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS II STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Midstream Partners, LP CENTRAL INDEX KEY: 0001549922 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 455200503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 500 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 832-413-4770 MAIL ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 500 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: Summit Midstream Partners LP DATE OF NAME CHANGE: 20120514 4 1 wf-form4_145029448030869.xml FORM 4 X0306 4 2015-12-14 0 0001549922 Summit Midstream Partners, LP SMLP 0001558825 SUMMIT MIDSTREAM PARTNERS, LLC 1790 HUGHES LANDING BLVD., SUITE 500 THE WOODLANDS TX 77380 1 0 1 1 SEE REMARKS 0001573622 SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC C/O SUMMIT MIDSTREAM PARTNERS LP 1790 HUGHES LANDING BLVD., SUITE 500 THE WOODLANDS TX 77380 1 0 1 0 0001558915 ENERGY CAPITAL PARTNERS II, LLC 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 1 0 1 0 0001456360 ENERGY CAPITAL PARTNERS II, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001456364 ENERGY CAPITAL PARTNERS II-A, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001558920 ENERGY CAPITAL PARTNERS II-B IP, LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001558930 ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 0001532708 Energy Capital Partners II (Summit Co-Invest), LP 51 JOHN F. KENNEDY PARKWAY, SUITE 200 SHORT HILLS NJ 07078 0 0 1 0 Common Units (Limited Partner Interests) 2015-12-14 4 P 0 75277 16.05 A 75277 D Common Units (Limited Partner Interests) 5293571 I BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions ranging from $15.79 to $16.49, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the range set forth above. Energy Capital Partners II, LLC ("ECP"), Energy Capital Partners II, LP ("ECP II"), Energy Capital Partners II-A, LP ("ECP II-A"), Energy Capital Partners II-B IP, LP ("ECP II-B"), Energy Capital Partners II-C (Summit IP), LP ("ECP II-C"), Energy Capital Partners II (Summit Co-Invest), LP ("ECP Summit Co-Invest" and together with ECP II, ECP II-A, ECP II-B and ECP II-C, the "ECP Funds"), collectively hold greater than a majority of the membership interest in Summit Midstream Partners, LLC ("Summit") and are entitled to elect five of the five directors of Summit. Summit is the sole member of Summit Midstream Partners Holdings, LLC ("SMPH") and as such, may be deemed to have indirect beneficial ownership of the 5,293,571 common units held by SMPH in addition to the 75,277 common units held directly. Accordingly, ECP and the ECP Funds may be deemed to indirectly beneficially own the 5,368,848 common units held by Summit and SMPH but disclaim beneficial ownership except to the extent of their pecuniary interest therein. /s/ Steven J. Newby, President and Chief Executive Officer, Summit Midstream Partners, LLC 2015-12-15 /s/ Brock M. Degeyter, Executive Vice President, General Counsel and Secretary of Summit Midstream Partners Holdings, LLC 2015-12-15 Energy Capital Partners II, LP; By: Energy Capital Partners GP II, LP, its General Partner; By: Energy Capital Partners II, LLC, its General Partner; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15 Energy Capital Partners II-A, LP; By: Energy Capital Partners GP II, LP, its General Partner; By: Energy Capital Partners II, LLC, its General Partner; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15 Energy Capital Partners II-B IP, LP; By: Energy Capital Partners GP II, LP, its General Partner; By: Energy Capital Partners II, LLC, its General Partner; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15 Energy Capital Partners II-C (Summit IP), LP; By: Energy Capital Partners GP II, LP, its General Partner; By: Energy Capital Partners II, LLC, its General Partner; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15 Energy Capital Partners II (Summit Co-Invest), LP; By: Energy Capital Partners GP II Co-Investment (Summit), LLC, its General Partner; By: Energy Capital Partners II, LLC, its Managing Member; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15 Energy Capital Partners II, LLC; By: /s/ Christopher M. Leininger, Deputy General Counsel 2015-12-15