0001104659-17-007027.txt : 20170207
0001104659-17-007027.hdr.sgml : 20170207
20170207174706
ACCESSION NUMBER: 0001104659-17-007027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170203
FILED AS OF DATE: 20170207
DATE AS OF CHANGE: 20170207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Midstream Partners, LP
CENTRAL INDEX KEY: 0001549922
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922]
IRS NUMBER: 455200503
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1790 HUGHES LANDING BOULEVARD
STREET 2: SUITE 500
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 832-413-4770
MAIL ADDRESS:
STREET 1: 1790 HUGHES LANDING BOULEVARD
STREET 2: SUITE 500
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: Summit Midstream Partners LP
DATE OF NAME CHANGE: 20120514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP
CENTRAL INDEX KEY: 0001558930
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580269
BUSINESS ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: (973) 671-6100
MAIL ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A, LP
CENTRAL INDEX KEY: 0001456364
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580271
BUSINESS ADDRESS:
STREET 1: 51 JOHN F KENNEDYPARKWAY
STREET 2: SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: 973-671-6100
MAIL ADDRESS:
STREET 1: 51 JOHN F KENNEDYPARKWAY
STREET 2: SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
FORMER NAME:
FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A LP
DATE OF NAME CHANGE: 20090213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LP
CENTRAL INDEX KEY: 0001456360
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580272
BUSINESS ADDRESS:
STREET 1: 51 JOHN F KENNEDY PARKWAY
STREET 2: SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: 973-671-6100
MAIL ADDRESS:
STREET 1: 51 JOHN F KENNEDY PARKWAY
STREET 2: SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
FORMER NAME:
FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II LP
DATE OF NAME CHANGE: 20090213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LLC
CENTRAL INDEX KEY: 0001558915
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580273
BUSINESS ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: (973) 671-6100
MAIL ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Energy Capital Partners II (Summit Co-Invest), LP
CENTRAL INDEX KEY: 0001532708
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580268
BUSINESS ADDRESS:
STREET 1: C/O ENERGY CAPITAL PARTNERS II
STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: (973) 671-6108
MAIL ADDRESS:
STREET 1: C/O ENERGY CAPITAL PARTNERS II
STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-B IP, LP
CENTRAL INDEX KEY: 0001558920
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35666
FILM NUMBER: 17580270
BUSINESS ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: (973) 671-6100
MAIL ADDRESS:
STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
4
1
a4.xml
4
X0306
4
2017-02-03
0
0001549922
Summit Midstream Partners, LP
SMLP
0001558915
ENERGY CAPITAL PARTNERS II, LLC
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
1
0
1
0
See Footnotes
0001456360
ENERGY CAPITAL PARTNERS II, LP
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
0
0
1
0
0001456364
ENERGY CAPITAL PARTNERS II-A, LP
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
0
0
1
0
0001558920
ENERGY CAPITAL PARTNERS II-B IP, LP
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
0
0
1
0
0001558930
ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
0
0
1
0
0001532708
Energy Capital Partners II (Summit Co-Invest), LP
51 JOHN F. KENNEDY PARKWAY
SUITE 1250
SHORT HILLS
NJ
07078
0
0
1
0
COMMON UNITS (LIMITED PARTNER INTERESTS)
2017-02-03
4
S
0
4000000
24.00
D
25854581
I
BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC
COMMON UNITS (LIMITED PARTNER INTERESTS)
5915827
I
BY: SMLP HOLDINGS, LLC
On February 3, 2017, Summit Midstream Partners Holdings, LLC ("SMPH") sold 4,000,000 common units representing limited partner interests in the Issuer to the underwriters in a public offering.
Energy Capital Partners II, LP ("ECP II") and certain of its parallel funds (collectively, the "SMLP Holdings Owners") collectively hold all of the membership interests in SMLP Holdings, LLC(''SMLP Holdings''). Energy Capital Partners II, LLC (''ECP'') indirectly controls the SMLP Holdings Owners. Accordingly, ECP and the SMLP Holdings Owners may be deemed to indirectly beneficially own the 5,915,827 common units held by SMLP Holdings but disclaim beneficial ownership except to the extent of their pecuniary interest therein.
ECP indirectly controls ECP II, Energy Capital Partners II-A, LP (''ECP II-A''), Energy Capital Partners II-B IP, LP (''ECP II-B''), Energy Capital Partners II-C (Summit IP), LP (''ECP II-C'') and Energy Capital Partners II (Summit Co-Invest), LP ("ECP Summit Co-Invest" and together with ECP II, ECP II-A, ECP II-B and ECP II-C, the ''ECP Funds''), which collectively hold more than a majority of the membership interests in Summit Midstream Partners, LLC ("Summit") and are entitled to appoint all the directors of Summit. Summit is the sole member of SMPH and may be deemed to have indirect beneficial ownership of the 25,854,581 common units held by SMPH. Accordingly, ECP and the ECP Funds may be deemed to indirectly beneficially own the 25,854,581 common units held by SMPH but disclaim beneficial ownership except to the extent of their pecuniary interest therein.
Energy Capital Partners II, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel
2017-02-07
Energy Capital Partners II-A, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel
2017-02-07
Energy Capital Partners II-B IP, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel
2017-02-07
Energy Capital Partners II-C (Summit IP), LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel
2017-02-07
Energy Capital Partners II (Summit Co-Invest), LP By: Energy Capital Partners GP II Co-Investment (Summit), LLC Its: General Partner By: Energy Capital Partners II, LLC Its: Managing Member By: /s/ Enoch O. Varner Title: Counsel
2017-02-07
Energy Capital Partners II, LLC By: /s/ Enoch O. Varner Title: Counsel
2017-02-07