0001104659-17-007027.txt : 20170207 0001104659-17-007027.hdr.sgml : 20170207 20170207174706 ACCESSION NUMBER: 0001104659-17-007027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Midstream Partners, LP CENTRAL INDEX KEY: 0001549922 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 455200503 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 500 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 832-413-4770 MAIL ADDRESS: STREET 1: 1790 HUGHES LANDING BOULEVARD STREET 2: SUITE 500 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: Summit Midstream Partners LP DATE OF NAME CHANGE: 20120514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP CENTRAL INDEX KEY: 0001558930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580269 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A, LP CENTRAL INDEX KEY: 0001456364 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580271 BUSINESS ADDRESS: STREET 1: 51 JOHN F KENNEDYPARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F KENNEDYPARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER NAME: FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II-A LP DATE OF NAME CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LP CENTRAL INDEX KEY: 0001456360 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580272 BUSINESS ADDRESS: STREET 1: 51 JOHN F KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 973-671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F KENNEDY PARKWAY STREET 2: SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER NAME: FORMER CONFORMED NAME: ENERGY CAPITAL PARTNERS II LP DATE OF NAME CHANGE: 20090213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II, LLC CENTRAL INDEX KEY: 0001558915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580273 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Energy Capital Partners II (Summit Co-Invest), LP CENTRAL INDEX KEY: 0001532708 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580268 BUSINESS ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS II STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6108 MAIL ADDRESS: STREET 1: C/O ENERGY CAPITAL PARTNERS II STREET 2: 51 JOHN F. KENNEDY PARKWAY, SUITE 200 CITY: SHORT HILLS STATE: NJ ZIP: 07078 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENERGY CAPITAL PARTNERS II-B IP, LP CENTRAL INDEX KEY: 0001558920 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35666 FILM NUMBER: 17580270 BUSINESS ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: (973) 671-6100 MAIL ADDRESS: STREET 1: 51 JOHN F. KENNEDY PARKWAY, SUITE 1250 CITY: SHORT HILLS STATE: NJ ZIP: 07078 4 1 a4.xml 4 X0306 4 2017-02-03 0 0001549922 Summit Midstream Partners, LP SMLP 0001558915 ENERGY CAPITAL PARTNERS II, LLC 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 1 0 1 0 See Footnotes 0001456360 ENERGY CAPITAL PARTNERS II, LP 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 0 0 1 0 0001456364 ENERGY CAPITAL PARTNERS II-A, LP 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 0 0 1 0 0001558920 ENERGY CAPITAL PARTNERS II-B IP, LP 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 0 0 1 0 0001558930 ENERGY CAPITAL PARTNERS II-C (SUMMIT IP), LP 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 0 0 1 0 0001532708 Energy Capital Partners II (Summit Co-Invest), LP 51 JOHN F. KENNEDY PARKWAY SUITE 1250 SHORT HILLS NJ 07078 0 0 1 0 COMMON UNITS (LIMITED PARTNER INTERESTS) 2017-02-03 4 S 0 4000000 24.00 D 25854581 I BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC COMMON UNITS (LIMITED PARTNER INTERESTS) 5915827 I BY: SMLP HOLDINGS, LLC On February 3, 2017, Summit Midstream Partners Holdings, LLC ("SMPH") sold 4,000,000 common units representing limited partner interests in the Issuer to the underwriters in a public offering. Energy Capital Partners II, LP ("ECP II") and certain of its parallel funds (collectively, the "SMLP Holdings Owners") collectively hold all of the membership interests in SMLP Holdings, LLC(''SMLP Holdings''). Energy Capital Partners II, LLC (''ECP'') indirectly controls the SMLP Holdings Owners. Accordingly, ECP and the SMLP Holdings Owners may be deemed to indirectly beneficially own the 5,915,827 common units held by SMLP Holdings but disclaim beneficial ownership except to the extent of their pecuniary interest therein. ECP indirectly controls ECP II, Energy Capital Partners II-A, LP (''ECP II-A''), Energy Capital Partners II-B IP, LP (''ECP II-B''), Energy Capital Partners II-C (Summit IP), LP (''ECP II-C'') and Energy Capital Partners II (Summit Co-Invest), LP ("ECP Summit Co-Invest" and together with ECP II, ECP II-A, ECP II-B and ECP II-C, the ''ECP Funds''), which collectively hold more than a majority of the membership interests in Summit Midstream Partners, LLC ("Summit") and are entitled to appoint all the directors of Summit. Summit is the sole member of SMPH and may be deemed to have indirect beneficial ownership of the 25,854,581 common units held by SMPH. Accordingly, ECP and the ECP Funds may be deemed to indirectly beneficially own the 25,854,581 common units held by SMPH but disclaim beneficial ownership except to the extent of their pecuniary interest therein. Energy Capital Partners II, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel 2017-02-07 Energy Capital Partners II-A, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel 2017-02-07 Energy Capital Partners II-B IP, LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel 2017-02-07 Energy Capital Partners II-C (Summit IP), LP By: Energy Capital Partners GP II, LP Its: General Partner By: Energy Capital Partners II, LLC Its: General Partner By: /s/ Enoch O. Varner Title: Counsel 2017-02-07 Energy Capital Partners II (Summit Co-Invest), LP By: Energy Capital Partners GP II Co-Investment (Summit), LLC Its: General Partner By: Energy Capital Partners II, LLC Its: Managing Member By: /s/ Enoch O. Varner Title: Counsel 2017-02-07 Energy Capital Partners II, LLC By: /s/ Enoch O. Varner Title: Counsel 2017-02-07