0001214659-15-007771.txt : 20151116 0001214659-15-007771.hdr.sgml : 20151116 20151116092419 ACCESSION NUMBER: 0001214659-15-007771 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP CENTRAL INDEX KEY: 0001456257 IRS NUMBER: 208996335 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13383 FILM NUMBER: 151231990 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704 208 3604 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456257 XXXXXXXX 09-30-2015 09-30-2015 false ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

214 NORTH TRYON STREET, SUITE 3000 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-13383 N Ian Banwell 704-208-3600 /s/ Ian Banwell Charlotte NC 11-16-2015 2 37 107741 1 0001456258 028-13407 ST GEORGE PARTNERS, LLC 2 0001456255 028-13408 BANWELL IAN INFORMATION TABLE 2 infotable.xml BEAZER HOMES USA INC COM NEW 07556Q881 1626 122000 SH DFND 1,2 122000 0 0 BOFI HLDG INC COM 05566U108 1932 15000 SH Put DFND 1,2 15000 0 0 CINEMARK HOLDINGS INC COM 17243V102 543 16700 SH DFND 1,2 16700 0 0 CITIGROUP INC COM NEW 172967424 9922 200000 SH DFND 1,2 200000 0 0 DANAHER CORP DEL COM 235851102 120 1406 SH DFND 1,2 1406 0 0 FACTORSHARES TR ISE CYBER SEC 30304R407 631 25000 SH DFND 1,2 25000 0 0 GLOBAL X FDS FTSE GREECE 20 37950E366 113 11715 SH DFND 1,2 11715 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1280 76500 SH DFND 1,2 76500 0 0 ISHARES MSCI BRZ CAP ETF 464286400 1646 75000 SH Put DFND 1,2 75000 0 0 ISHARES MSCI EURZONE ETF 464286608 245 7125 SH DFND 1,2 7125 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 1109 10283 SH DFND 1,2 10283 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 8868 250000 SH Call DFND 1,2 250000 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1254 10800 SH DFND 1,2 10800 0 0 ISHARES TR JP MOR EM MK ETF 464288281 2820 26506 SH DFND 1,2 26506 0 0 ISHARES TR MSCI EAFE ETF 464287465 8598 150000 SH Call DFND 1,2 150000 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 6699 50000 SH Put DFND 1,2 50000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5460 50000 SH Put DFND 1,2 50000 0 0 ISHARES TR S&P 500 VAL ETF 464287408 12605 150000 SH Call DFND 1,2 150000 0 0 ISHARES TR U.S. REAL ES ETF 464287739 4612 65000 SH DFND 1,2 65000 0 0 KB HOME COM 48666K109 1450 107000 SH DFND 1,2 107000 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 200 13700 SH DFND 1,2 13700 0 0 KROGER CO COM 501044101 1154 32000 SH DFND 1,2 32000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 687 50000 SH Call DFND 1,2 50000 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 8127 525000 SH DFND 1,2 525000 0 0 MORGAN STANLEY COM NEW 617446448 693 22000 SH DFND 1,2 22000 0 0 NETSCOUT SYS INC COM 64115T104 594 16785 SH DFND 1,2 16785 0 0 PENNYMAC MTG INVT TR COM 70931T103 1194 77204 SH DFND 1,2 77204 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1354 13308 SH DFND 1,2 13308 0 0 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 2088 100000 SH Call DFND 1,2 100000 0 0 SANDERSON FARMS INC COM 800013104 391 5700 SH DFND 1,2 5700 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 9283 125000 SH Put DFND 1,2 125000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1299 6780 SH DFND 1,2 6780 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 1994 60000 SH DFND 1,2 60000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2738 80000 SH DFND 1,2 80000 0 0 TRIBUNE PUBG CO COM 896082104 235 30000 SH DFND 1,2 30000 0 0 VISTEON CORP COM NEW 92839U206 2814 27800 SH DFND 1,2 27800 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1363 16400 SH DFND 1,2 16400 0 0