0001456227-18-000009.txt : 20181116 0001456227-18-000009.hdr.sgml : 20181116 20181116152459 ACCESSION NUMBER: 0001456227-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 EFFECTIVENESS DATE: 20181116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NorthCoast Asset Management LLC CENTRAL INDEX KEY: 0001456227 IRS NUMBER: 200902295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13466 FILM NUMBER: 181189710 BUSINESS ADDRESS: STREET 1: ONE GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-532-7000 MAIL ADDRESS: STREET 1: ONE GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456227 XXXXXXXX 09-30-2018 09-30-2018 false NorthCoast Asset Management LLC
One Greenwich Office Park Greenwich CT 06831
13F HOLDINGS REPORT 028-13466 N
Megan Hall CCO 2035327000 Megan Hall Greenwich CT 11-16-2018 0 201 1617875
INFORMATION TABLE 2 infotable.xml 3M COMPANY COM 88579y101 2849 13521 SH SOLE 13521 0 0 ABERCROMBI & FITCH CO COM 002896207 980 46414 SH SOLE 46414 0 0 ADOBE SYSTEMS INC DEL COM 00724f101 15444 57209 SH SOLE 57209 0 0 ALLIANCE DATA SYSTEM CORP COM 018581108 19164 81146 SH SOLE 81146 0 0 ALLSTATE CORP COM 020002101 20869 211440 SH SOLE 211440 0 0 ALLY FINL INC COM 02005n100 6981 263935 SH SOLE 263935 0 0 AMERIPRISE FINL INC COM COM 03076c106 2486 16834 SH SOLE 16834 0 0 AMETEK INC NEW COM 031100100 427 5400 SH SOLE 5400 0 0 APPLE INC COM 037833100 3901 17283 SH SOLE 17283 0 0 ARISTA NETWORKS COM 040413106 20058 75447 SH SOLE 75447 0 0 ARMSTRONG WORLD INDS INC NEW C COM 04247x102 629 9031 SH SOLE 9031 0 0 ASPEN TECHNOLOGY INC COM COM 045327103 3276 28762 SH SOLE 28762 0 0 AT&T INC COM COM 00206r102 1061 31591 SH SOLE 31591 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 6110 40558 SH SOLE 40558 0 0 BANK OF AMERICA CORP COM 060505104 20394 692273 SH SOLE 692273 0 0 BANK OF NY MELLON CP COM 064058100 1658 32522 SH SOLE 32522 0 0 BANKUNITED INC COM 06652k103 1248 35241 SH SOLE 35241 0 0 BIOGEN INC COM 09062x103 21364 60468 SH SOLE 60468 0 0 BOEING CO COM COM 097023105 712 1916 SH SOLE 1916 0 0 BOISE CASCADE CO DEL COM 09739d100 1641 44589 SH SOLE 44589 0 0 BOOKING HOLDINGS INC COM 09857l108 20888 10528 SH SOLE 10528 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1319 21253 SH SOLE 21253 0 0 BROADCOM INC COM 11135f101 223 905 SH SOLE 905 0 0 CADENCE DESIGN SYSTEMS COM 127387108 19270 425203 SH SOLE 425203 0 0 CDK GLOBAL INC COM 12508e101 29060 464517 SH SOLE 464517 0 0 CERNER CORP COM 156782104 7014 108903 SH SOLE 108903 0 0 CHEVRON CORP NEW COM 166764100 25851 211408 SH SOLE 211408 0 0 CINTAS CORP COM 172908105 611 3090 SH SOLE 3090 0 0 CIT GROUP INC NEW COM 125581801 1612 31229 SH SOLE 31229 0 0 CITIZENS FINANCIAL GROUP INC COM 174610105 1734 44961 SH SOLE 44961 0 0 CITRIX SYSTEMS INC COM 177376100 631 5677 SH SOLE 5677 0 0 COGNIZANT TECH SOL CL A COM 192446102 26603 344825 SH SOLE 344825 0 0 COMCAST CORP CL A COM 20030n101 981 27700 SH SOLE 27700 0 0 COMMERCE BANCSHARES, INC COM 200525103 788 11941 SH SOLE 11941 0 0 CONOCOPHILLIPS COM COM 20825c104 31237 403573 SH SOLE 403573 0 0 CVS CAREMARK CORP COM 126650100 2111 26822 SH SOLE 26822 0 0 DISNEY WALT CO COM 254687106 503 4300 SH SOLE 4300 0 0 DTE ENERGY HODLINGS CO COM 233331107 537 4918 SH SOLE 4918 0 0 DXC TECHNOLOGY COMPANY COM 23355l106 21372 228525 SH SOLE 228525 0 0 EASTMAN CHEMICAL CO COM 277432100 562 5873 SH SOLE 5873 0 0 ELECTRO SCIENTIFIC INDUSTRIES COM 285229100 1363 78094 SH SOLE 78094 0 0 ENSIGN GROUP INC COM 29358p101 1192 31446 SH SOLE 31446 0 0 ETRADE FINANCIAL CORPORATION COM 269246401 496 9458 SH SOLE 9458 0 0 EXPRESS SCRIPTS HOLDING COMPAN COM 30219g108 34869 367002 SH SOLE 367002 0 0 FACEBOOK INC COM 30303m102 761 4629 SH SOLE 4629 0 0 FEDEX CORP COM COM 31428x106 3477 14440 SH SOLE 14440 0 0 FIDELITY NATIONAL INFORMATION COM 31620m106 14749 135228 SH SOLE 135228 0 0 FIFTH THIRD BANCORP COM 316773100 534 19138 SH SOLE 19138 0 0 FREEPORT MCMORAN COPPER COM 35671d857 1038 74585 SH SOLE 74585 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 1631 7275 SH SOLE 7275 0 0 H R BLOCK INC COM 093671105 1447 56196 SH SOLE 56196 0 0 HILTON WORLDWIDE HOLDINGS INC COM 43300a203 29534 365611 SH SOLE 365611 0 0 HOLLYFRONTIER CORP COM 436106108 19394 277459 SH SOLE 277459 0 0 HUMANA INC COM 444859102 16751 49483 SH SOLE 49483 0 0 HUNTINGTON BANCSHARES INC COM COM 446150104 1491 99964 SH SOLE 99964 0 0 HUNTSMAN CORP COM 447011107 28504 1046791 SH SOLE 1046791 0 0 HYATT HOTELS CORP A COM 448579102 688 8649 SH SOLE 8649 0 0 INGREDION INCORPORATED COM 457187102 1656 15773 SH SOLE 15773 0 0 INTEL CORP COM COM 458140100 2499 52834 SH SOLE 52834 0 0 INTERCONTINENTAL EXCHINTL COM 45866f104 14533 194063 SH SOLE 194063 0 0 INTERNATIONAL BUSINESS MACHS C COM 459200101 1525 10083 SH SOLE 10083 0 0 INTUIT INC COM 461202103 25944 114090 SH SOLE 114090 0 0 J2 GLOBAL COMM INC COM COM 48123v102 816 9846 SH SOLE 9846 0 0 JOHNSON & JOHNSON COM 478160104 563 4072 SH SOLE 4072 0 0 JP MORGAN CHASE & CO COM ISIN# COM 46625h100 20178 178820 SH SOLE 178820 0 0 KAMAN CORP COM 483548103 1407 21065 SH SOLE 21065 0 0 KANSAS CITY SOUTHERN COM 485170302 612 5400 SH SOLE 5400 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338l103 22552 340247 SH SOLE 340247 0 0 KRAFT HEINZ COMPANY COM 500754106 340 6176 SH SOLE 6176 0 0 LABORATORY CORP AMERHLDGS COM COM 50540r409 1296 7461 SH SOLE 7461 0 0 LAS VEGAS SANDS CORP COM 517834107 1926 32457 SH SOLE 32457 0 0 LEAR CORP NEW COM 521865204 1319 9099 SH SOLE 9099 0 0 LOCKHEED MARTIN CORP COM 539830109 415 1200 SH SOLE 1200 0 0 LOUISIANA PACIFIC COM 546347105 26704 1008088 SH SOLE 1008088 0 0 LPL FINANCIAL COM 50212v100 576 8927 SH SOLE 8927 0 0 MARATHON PETROLEUM CORPORATION COM 56585a102 19966 249673 SH SOLE 249673 0 0 MARCUS AND MILLICHAP INC COM 566324109 610 17568 SH SOLE 17568 0 0 MARRIOTT INTL INC A COM 571903202 587 4447 SH SOLE 4447 0 0 MASTERCARD INC CL A COM 57636q104 5714 25666 SH SOLE 25666 0 0 MCKESSON CORP COM 58155q103 559 4215 SH SOLE 4215 0 0 METLIFE INC COM COM 59156r108 2194 46951 SH SOLE 46951 0 0 MICRON TECHNOLOGY COM 595112103 485 10716 SH SOLE 10716 0 0 MICROSOFT CORP COM COM 594918104 1023 8947 SH SOLE 8947 0 0 MORGAN STANLEY COM NEW COM 617446448 28086 603087 SH SOLE 603087 0 0 MSCI INC A COM 55354g100 1154 6503 SH SOLE 6503 0 0 NASDAQ STK MKT INC COM COM 631103108 4958 57789 SH SOLE 57789 0 0 NEUROCRINE BIOSCIENCES INC COM 64125c109 22180 180397 SH SOLE 180397 0 0 NRG ENERGY INC COM 629377508 23034 615882 SH SOLE 615882 0 0 NVIDIA CORP COM 67066g104 19720 70172 SH SOLE 70172 0 0 ORACLE CORP COM COM 68389x105 2301 44633 SH SOLE 44633 0 0 PBF ENERGY INC COM 69318g106 1506 30184 SH SOLE 30184 0 0 PENN NATIONAL GAMING INC COM 707569109 1482 45028 SH SOLE 45028 0 0 PHILLIPS 66 COM 718546104 1668 14796 SH SOLE 14796 0 0 PREMIER INC COM 74051n102 837 18278 SH SOLE 18278 0 0 PROGRESSIVE CORP OHIO COM 743315103 22901 322362 SH SOLE 322362 0 0 PULTE HOMES INC COM 745867101 1525 61553 SH SOLE 61553 0 0 QUANTA SERVICES INC LTD VOTE C COM 74762e102 1784 53434 SH SOLE 53434 0 0 SANTANDER CONSUMER USA HOLDING COM 80283m101 650 32432 SH SOLE 32432 0 0 SELECT MEDICAL COM 81619q105 1752 95209 SH SOLE 95209 0 0 STAAR SURGICAL CO COM COM 852312305 483 10069 SH SOLE 10069 0 0 TAYLOR MORRISON HOME CORP COM 87724p106 1521 84331 SH SOLE 84331 0 0 TEREX CORP NEW COM 880779103 607 15211 SH SOLE 15211 0 0 TEXTRON INC COM 883203101 28815 403183 SH SOLE 403183 0 0 TORO CO. (THE) COM 891092108 849 14158 SH SOLE 14158 0 0 TOTAL SYS SVCS INC COM 891906109 27020 273645 SH SOLE 273645 0 0 TRANSMISSION HOLDINGS INC COM 01973r101 1421 27328 SH SOLE 27328 0 0 TRINSEO SA COM l9340p101 1673 21370 SH SOLE 21370 0 0 UNITED THERAPEUTICS CORP DEL COM 91307c102 1343 10504 SH SOLE 10504 0 0 UNITEDHEALTH GROUP INC COM COM 91324p102 11488 43182 SH SOLE 43182 0 0 UNUM GROUP COM 91529y106 459 11749 SH SOLE 11749 0 0 VARIAN MED SYS INC COM COM 92220p105 830 7411 SH SOLE 7411 0 0 VARONIS SYS INC COM 922280102 494 6749 SH SOLE 6749 0 0 VERIZON COMM COM 92343v104 2610 48883 SH SOLE 48883 0 0 VERTEX PHARMACEUTICALS INC COM 92532f100 686 3558 SH SOLE 3558 0 0 WAL-MART STORES INC COM 931142103 374 3979 SH SOLE 3979 0 0 WALKER & DUNLOP INC COM 93148p102 1512 28591 SH SOLE 28591 0 0 WELLCARE HEALTH PLANS INC COM 94946t106 1285 4010 SH SOLE 4010 0 0 WELLS FARGO CO NEW COM 949746101 1459 27760 SH SOLE 27760 0 0 WERNER ENTERPRISES, INC COM 950755108 1477 41770 SH SOLE 41770 0 0 WESTERN DIGITAL CORP DELAWARE COM 958102105 1344 22954 SH SOLE 22954 0 0 WESTLAKE CHEM CORP COM 960413102 690 8304 SH SOLE 8304 0 0 WEX INC COM 96208t104 1050 5230 SH SOLE 5230 0 0 WORLD WRESTLING ENTERTAINM COM 98156q108 4381 45290 SH SOLE 45290 0 0 WSFS FINL CORP COM 929328102 767 16275 SH SOLE 16275 0 0 YUM BRANDS INC COM COM 988498101 6860 75457 SH SOLE 75457 0 0 ZOETIS INC COM 98978v103 17407 190112 SH SOLE 190112 0 0 IQ ARB MERGER ARBITRAGE ETF COM 45409b800 6918 217750 SH SOLE 217750 0 0 ISHARES BARCLAYS 10 TO 20 YEAR COM 464288653 1549 12051 SH SOLE 12051 0 0 ISHARES BRCLMBS FR BD COM 464288588 39939 386517 SH SOLE 386517 0 0 ISHARES DOW JONES INTL SELECT COM 464288448 7274 222922 SH SOLE 222922 0 0 ISHARES FTSE NAREIT MORT PLUS COM 46435g342 4056 93112 SH SOLE 93112 0 0 ISHARES IBOXX HY BD COM 464288513 19857 229719 SH SOLE 229719 0 0 ISHARES INT RATE HEDGED L-T CO COM 46431w812 6718 254839 SH SOLE 254839 0 0 ISHARES INTEREST RATE HEDGED H COM 46431w606 9239 100079 SH SOLE 100079 0 0 ISHARES INTERMEDIATE-TERM CORP COM 464288638 22106 416302 SH SOLE 416302 0 0 ISHARES JP MORGAN COM 464288281 36286 336569 SH SOLE 336569 0 0 ISHARES LONG-TERM CORPORATE BO COM 464289511 48181 826865 SH SOLE 826865 0 0 ISHARES S & P US PREFERRED STO COM 464288687 5356 144260 SH SOLE 144260 0 0 ISHARES TR 20 TREAS INDE COM 464287432 7447 63503 SH SOLE 63503 0 0 ISHARES TR BARCLAYS BOND BARCL COM 464287457 17120 206039 SH SOLE 206039 0 0 ISHARES TR DOW JONES US REAL E COM 464287739 8060 100731 SH SOLE 100731 0 0 ISHARES TREASURY FLOATING RATE COM 46434v860 5127 101907 SH SOLE 101907 0 0 VANECK VECTORS HIGH-YIELD MUNI COM 92189f361 30457 978396 SH SOLE 978396 0 0 FIDELITY MSCI CONSUMER DISCRET COM 316092204 1362 29928 SH SOLE 29928 0 0 FIDELITY MSCI CONSUMER STAPLES COM 316092303 658 20213 SH SOLE 20213 0 0 FIDELITY MSCI ENERGY ETF COM 316092402 1883 88520 SH SOLE 88520 0 0 FIDELITY MSCI FINANCIALS INDEX COM 316092501 1841 45654 SH SOLE 45654 0 0 FIDELITY MSCI INDUSTRIALS INDE COM 316092709 2230 55451 SH SOLE 55451 0 0 FIDELITY MSCI INFORMATION TECH COM 316092808 5201 86332 SH SOLE 86332 0 0 FIDELITY MSCI MATERIALS INDEX COM 316092881 2789 83057 SH SOLE 83057 0 0 ISHARE MSCI SOUTH KOREA COM 464286772 267 3905 SH SOLE 3905 0 0 ISHARE MSCI SWEDEN COM 464286756 240 7299 SH SOLE 7299 0 0 ISHARES CORE MSCI EMERGING MAR COM 46434g103 24894 480765 SH SOLE 480765 0 0 ISHARES INC MSCI PACIFIC EX COM 464286665 16037 353085 SH SOLE 353085 0 0 ISHARES INC MSCI UNITED KIN COM 46435g334 297 8703 SH SOLE 8703 0 0 ISHARES INC MSCI AUSTRALIA IND COM 464286103 251 11351 SH SOLE 11351 0 0 ISHARES INC MSCI BRAZIL FREE I COM 464286400 254 7522 SH SOLE 7522 0 0 ISHARES INC MSCI CANADA INDEX COM 464286509 21494 746837 SH SOLE 746837 0 0 ISHARES LEHMAN BROTHERS 7 YEAR COM 464288661 7122 59815 SH SOLE 59815 0 0 ISHARES MSCI ALL PERU CAPPED I COM 464289842 256 6936 SH SOLE 6936 0 0 ISHARES MSCI EMU INDEX COM 464286608 31645 771745 SH SOLE 771745 0 0 ISHARES S & P SMALL CAP 600 IN COM 464287804 41516 475884 SH SOLE 475884 0 0 ISHARES TR DOW JONES SELECT DI COM 464287168 8315 83354 SH SOLE 83354 0 0 ISHARES TR S&P 500 INDEX FD COM 464287200 61224 209147 SH SOLE 209147 0 0 ISHARES TR S&P MIDCAP 400 INDE COM 464287507 33499 166421 SH SOLE 166421 0 0 ACCENTURE LTD BERMUDA CL ADR g1151c101 14697 86353 SH SOLE 86353 0 0 ALLIANZ SE ADR 018805101 1910 85631 SH SOLE 85631 0 0 ANHEUSER-BUSCH IN BEV ADR 03524A108 4363 49823 SH SOLE 49823 0 0 BASF SE ADR 055262505 2524 113557 SH SOLE 113557 0 0 BP PLC SPONS ADR ADR 055622104 2223 48216 SH SOLE 48216 0 0 BRIGHTSPHERE INVESTMENT GROUP ADR g1644t109 838 67616 SH SOLE 67616 0 0 CANADIAN NATURAL RES LTD ADR 136385101 4640 142027 SH SOLE 142027 0 0 CHINA PETROLEUM AND CHEMICAL C ADR 16941r108 4845 48241 SH SOLE 48241 0 0 COMPAGNIE GENERALE DES ESTABLI ADR 59410t106 1997 83486 SH SOLE 83486 0 0 COTT CORPORATION ADR 22163n106 4528 280390 SH SOLE 280390 0 0 EVERTEC INC ADR 30040p103 1924 79851 SH SOLE 79851 0 0 FIAT CHRYSLER AUTO NV ADR n31738102 1571 89747 SH SOLE 89747 0 0 HELEN OF TROY LIMITED ADR g4388n106 702 5361 SH SOLE 5361 0 0 HERBALIFE LTD ADR g4412g101 21073 386309 SH SOLE 386309 0 0 KONINKLIJKE AHOLD DELHAIZE NV ADR 500467501 2193 95577 SH SOLE 95577 0 0 LUKOIL HOLDINGS CO ADR 69343p105 2171 28311 SH SOLE 28311 0 0 LYONDELLBASELL INDUSTRIES NV O ADR n53745100 5958 58125 SH SOLE 58125 0 0 MELLANOX TECHNOLOGIES LTD COM ADR m51363113 3965 53981 SH SOLE 53981 0 0 METHANEX CORP ADR 59151k108 9131 115440 SH SOLE 115440 0 0 NESTLE S A SPONSORED ADR REPST ADR 641069406 2985 35639 SH SOLE 35639 0 0 NOVARTIS AG ADS ADR 66987v109 3920 45499 SH SOLE 45499 0 0 NOVO NORDISK A/S ADR FAMILY NO ADR 670100205 2503 53096 SH SOLE 53096 0 0 OPEN TEXT CORPORATION ADR 683715106 2219 58331 SH SOLE 58331 0 0 ORTHOFIX MEDICAL INC ADR 68752m108 4619 79901 SH SOLE 79901 0 0 RENAISSANCE RE HOLDINGS LTD CO ADR g7496g103 1980 14820 SH SOLE 14820 0 0 ROYAL DUTCH SHELL PLC ADR 780259206 1896 27831 SH SOLE 27831 0 0 SANOFI-AVENTIS SA ADR 80105n105 2763 61861 SH SOLE 61861 0 0 SEAGATE TECHNOLOGY F ADR g7945m107 581 12261 SH SOLE 12261 0 0 SENSATA TECHNOLOGIES HOLDING B ADR g8060n102 1524 30756 SH SOLE 30756 0 0 SHIRE PLC ADR 82481r106 17455 96290 SH SOLE 96290 0 0 SIEMENS AG SPON ADR ADR 826197501 1959 30570 SH SOLE 30570 0 0 SONY CORP NEW ADR 835699307 24262 400026 SH SOLE 400026 0 0 SUN LIFE FINANCIAL INC ADR 866796105 1916 48197 SH SOLE 48197 0 0 SUNCOR ENERGY INC ADR 867224107 611 15801 SH SOLE 15801 0 0 SWISS RE LTD ADR 870886108 1963 84655 SH SOLE 84655 0 0 TAKEDA PHARMA ADR 874060205 1981 92564 SH SOLE 92564 0 0