0001209191-20-011323.txt : 20200220
0001209191-20-011323.hdr.sgml : 20200220
20200220201021
ACCESSION NUMBER: 0001209191-20-011323
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200218
FILED AS OF DATE: 20200220
DATE AS OF CHANGE: 20200220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nugent Jeffrey M
CENTRAL INDEX KEY: 0001455940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36709
FILM NUMBER: 20637114
MAIL ADDRESS:
STREET 1: 1875 SOUTH GRANT STREET, SUITE 110
CITY: SAN MATEO
STATE: CA
ZIP: 94402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sientra, Inc.
CENTRAL INDEX KEY: 0001551693
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 205551000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-562-3500
MAIL ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-02-18
0
0001551693
Sientra, Inc.
SIEN
0001455940
Nugent Jeffrey M
420 SOUTH FAIRVIEW AVENUE, SUITE 200
SANTA BARBARA
CA
93117
1
1
0
0
Chairman of the Board and CEO
Common Stock
2020-02-18
4
S
0
16506
5.9954
D
326896
D
Common Stock
2020-02-19
4
S
0
53513
5.9259
D
273383
D
Common Stock
2020-02-20
4
S
0
63557
5.906
D
209826
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Sales pursuant to the plan will cover taxes and fees incurred in connection with the prior vesting of the Reporting Person's RSUs previously reported by the Reporting Person on a Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.86 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.00, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
/s/ Oliver Bennett, Attorney-in-Fact
2020-02-20