0001209191-20-011323.txt : 20200220 0001209191-20-011323.hdr.sgml : 20200220 20200220201021 ACCESSION NUMBER: 0001209191-20-011323 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200220 DATE AS OF CHANGE: 20200220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nugent Jeffrey M CENTRAL INDEX KEY: 0001455940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36709 FILM NUMBER: 20637114 MAIL ADDRESS: STREET 1: 1875 SOUTH GRANT STREET, SUITE 110 CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sientra, Inc. CENTRAL INDEX KEY: 0001551693 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 205551000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-3500 MAIL ADDRESS: STREET 1: 420 SOUTH FAIRVIEW AVENUE STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-18 0 0001551693 Sientra, Inc. SIEN 0001455940 Nugent Jeffrey M 420 SOUTH FAIRVIEW AVENUE, SUITE 200 SANTA BARBARA CA 93117 1 1 0 0 Chairman of the Board and CEO Common Stock 2020-02-18 4 S 0 16506 5.9954 D 326896 D Common Stock 2020-02-19 4 S 0 53513 5.9259 D 273383 D Common Stock 2020-02-20 4 S 0 63557 5.906 D 209826 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Sales pursuant to the plan will cover taxes and fees incurred in connection with the prior vesting of the Reporting Person's RSUs previously reported by the Reporting Person on a Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.94 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.86 to $6.08, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.81 to $6.00, inclusive. The Reporting Person undertakes to provide to Sientra, Inc., any security holder of Sientra, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. /s/ Oliver Bennett, Attorney-in-Fact 2020-02-20