0000899243-17-018897.txt : 20170725 0000899243-17-018897.hdr.sgml : 20170725 20170725165646 ACCESSION NUMBER: 0000899243-17-018897 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170722 FILED AS OF DATE: 20170725 DATE AS OF CHANGE: 20170725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lockard Steven C CENTRAL INDEX KEY: 0001678420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37839 FILM NUMBER: 17980915 MAIL ADDRESS: STREET 1: C/O TPI COMPOSITES, INC. STREET 2: 8501 N. SCOTTSDALE ROAD, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TPI COMPOSITES, INC CENTRAL INDEX KEY: 0001455684 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 201590775 BUSINESS ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 480-305-8910 MAIL ADDRESS: STREET 1: 8501 N SCOTTSDALE ROAD STREET 2: GAINEY CENTER II, SUITE 100 CITY: SCOTTSDALE STATE: AZ ZIP: 85253 FORMER COMPANY: FORMER CONFORMED NAME: TPI COMPOSITES INC DATE OF NAME CHANGE: 20090206 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-22 0 0001455684 TPI COMPOSITES, INC TPIC 0001678420 Lockard Steven C 8501 NORTH SCOTTSDALE ROAD, GAINEY CENTER II, SUITE 100 SCOTTSDALE AZ 85253 1 1 0 0 President and CEO Common Stock 2017-07-22 4 M 0 92160 0.00 A 247721 D Common Stock 2017-07-24 4 F 0 38566 18.37 D 209155 D Restricted Stock Units 2017-07-22 4 M 0 92160 0.00 D Common Stock 92160 184320 D Represents the shares required to satisfy tax withholding obligations in connection with the vesting of 92,160 restricted stock units. One-third of the restricted stock units vest on each of the first, second and third anniversaries of the effective date of the initial public offering of the Issuer; provided, that the Reporting Person continues to provide service to the Issuer through each applicable vesting date. The restricted stock units do not have an expiration date. Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. /s/ Steven G. Fishbach, Attorney-in-Fact 2017-07-25