The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 20,255 | 883,358 | SH | DFND | 883,358 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 42,445 | 330,000 | SH | DFND | 330,000 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 2,576 | 320,000 | SH | Call | DFND | 320,000 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 18,011 | 330,000 | SH | DFND | 330,000 | 0 | 0 | ||
APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | 3,736 | 223,437 | SH | DFND | 223,437 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | 8,324 | 310,000 | SH | DFND | 310,000 | 0 | 0 | ||
BLUCORA INC | COM | 095229100 | 4,503 | 238,650 | SH | DFND | 238,650 | 0 | 0 | ||
BOB EVANS FARMS INC | COM | 096761101 | 20,170 | 403,000 | SH | DFND | 403,000 | 0 | 0 | ||
CENTRAL PAC FINL CORP | COM NEW | 154760409 | 6,783 | 341,689 | SH | DFND | 341,689 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 43,020 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,996 | 42,383 | SH | DFND | 42,383 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 48,471 | 550,000 | SH | DFND | 550,000 | 0 | 0 | ||
DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 27,496 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
DISH NETWORK CORP | CL A | 25470M109 | 26,032 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461133 | 302 | 31,954 | SH | DFND | 31,954 | 0 | 0 | ||
EASTMAN KODAK CO | *W EXP 09/03/201 | 277461141 | 293 | 31,954 | SH | DFND | 31,954 | 0 | 0 | ||
EASTMAN KODAK CO | COM NEW | 277461406 | 22,505 | 928,634 | SH | DFND | 928,634 | 0 | 0 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 40,825 | 5,487,282 | SH | DFND | 5,487,282 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 1,313 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
HEALTH NET INC | COM | 42222G108 | 15,993 | 385,000 | SH | DFND | 385,000 | 0 | 0 | ||
LORAL SPACE & COMMUNICATNS I | COM | 543881106 | 12,357 | 170,000 | SH | DFND | 170,000 | 0 | 0 | ||
NATIONAL BK HLDGS CORP | CL A | 633707104 | 5,663 | 284,000 | SH | DFND | 284,000 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 230 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 21,275 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SPRINGLEAF HLDGS INC | COM | 85172J101 | 23,489 | 905,168 | SH | DFND | 905,168 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 133 | 375,000 | SH | Call | DFND | 375,000 | 0 | 0 | |
TESSERA TECHNOLOGIES INC | COM | 88164L100 | 9,494 | 430,000 | SH | DFND | 430,000 | 0 | 0 | ||
TIBCO SOFTWARE INC | COM | 88632Q103 | 9,436 | 467,814 | SH | DFND | 467,814 | 0 | 0 | ||
VISTEON CORP | COM NEW | 92839U206 | 29,831 | 307,500 | SH | DFND | 307,500 | 0 | 0 | ||
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 9,055 | 110,000 | SH | DFND | 110,000 | 0 | 0 |