0001085146-14-001154.txt : 20140515 0001085146-14-001154.hdr.sgml : 20140515 20140515103754 ACCESSION NUMBER: 0001085146-14-001154 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tricadia Capital Management, LLC CENTRAL INDEX KEY: 0001455452 IRS NUMBER: 202605420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13382 FILM NUMBER: 14844565 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-388-5900 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001455452 XXXXXXXX 03-31-2014 03-31-2014 false Tricadia Capital Management, LLC

780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-13382 N Mike Khorrami 212-758-8709 /s/Mike Khorrami New York NY 05-14-2014 0 28 379630 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED EMISSIONS SOLUTS IN COM 00770C101 16085 655472 SH DFND 655472 0 0 AIR PRODS & CHEMS INC COM 009158106 15475 130000 SH DFND 130000 0 0 AIR PRODS & CHEMS INC COM 009158106 2032 320000 SH Call DFND 320000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 16503 330000 SH DFND 330000 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 2651 163337 SH DFND 163337 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 6902 341689 SH DFND 341689 0 0 CHENIERE ENERGY INC COM NEW 16411R208 33210 600000 SH DFND 600000 0 0 CHIMERA INVT CORP COM 16934Q109 31230 10205884 SH DFND 10205884 0 0 CITIGROUP INC COM NEW 172967424 2017 42383 SH DFND 42383 0 0 CONSTELLATION BRANDS INC CL A 21036P108 38236 450000 SH DFND 450000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 27144 400000 SH DFND 400000 0 0 DISH NETWORK CORP CL A 25470M109 12442 200000 SH DFND 200000 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461133 582 31954 SH DFND 31954 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461141 544 31954 SH DFND 31954 0 0 EASTMAN KODAK CO COM NEW 277461406 35146 1084262 SH DFND 1084262 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 780 1200000 SH Call DFND 1200000 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 40606 5487282 SH DFND 5487282 0 0 GENERAL MTRS CO COM 37045V100 10326 300000 SH DFND 300000 0 0 GENERAL MTRS CO COM 37045V100 1265 1000000 SH Call DFND 1000000 0 0 GRAY TELEVISION INC COM 389375106 4201 405139 SH DFND 405139 0 0 HEALTH NET INC COM 42222G108 1990 58500 SH DFND 58500 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 12024 170000 SH DFND 170000 0 0 NATIONAL BK HLDGS CORP CL A 633707104 5700 284000 SH DFND 284000 0 0 OCWEN FINL CORP COM NEW 675746309 4858 124000 SH DFND 124000 0 0 POTASH CORP SASK INC COM 73755L107 250 200000 SH Call DFND 200000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 20075 500000 SH DFND 500000 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 10161 430000 SH DFND 430000 0 0 VISTEON CORP COM NEW 92839U206 27195 307500 SH DFND 307500 0 0