0001085146-14-000734.txt : 20140214 0001085146-14-000734.hdr.sgml : 20140214 20140214172000 ACCESSION NUMBER: 0001085146-14-000734 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tricadia Capital Management, LLC CENTRAL INDEX KEY: 0001455452 IRS NUMBER: 202605420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13382 FILM NUMBER: 14619227 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-388-5900 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001455452 XXXXXXXX 12-31-2013 12-31-2013 false Tricadia Capital Management, LLC

780 Third Avenue 29th Floor New York NY 10017

13F HOLDINGS REPORT 028-13382 N Mike Khorrami 212-758-8709 /s/Mike Khorrami New York NY 02-14-2014 0 27 336419 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED EMISSIONS SOLUTS IN COM 00770C101 13907 256436 SH DFND 256436 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 16847 330000 SH DFND 330000 0 0 APPLE INC COM 037833100 4 39000 SH Call DFND 39000 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1478 385000 SH DFND 385000 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 8801 438289 SH DFND 438289 0 0 CHENIERE ENERGY INC COM NEW 16411R208 32340 750000 SH DFND 750000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 19 750000 SH Put DFND 750000 0 0 CHIMERA INVT CORP COM 16934Q109 31638 10205884 SH DFND 10205884 0 0 CITIGROUP INC COM NEW 172967424 1687 32383 SH DFND 32383 0 0 CITIGROUP INC COM NEW 172967424 172 10000 SH Call DFND 10000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 24303 345313 SH DFND 345313 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 30065 500000 SH DFND 500000 0 0 DISH NETWORK CORP CL A 25470M109 8688 150000 SH DFND 150000 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461133 630 31954 SH DFND 31954 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461141 589 31954 SH DFND 31954 0 0 EASTMAN KODAK CO COM NEW 277461406 37362 1127296 SH DFND 1127296 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 11424 740400 SH DFND 740400 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 514 961600 SH Call DFND 961600 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 42691 4987282 SH DFND 4987282 0 0 GENERAL MTRS CO COM 37045V100 3747 91675 SH DFND 91675 0 0 GENERAL MTRS CO COM 37045V100 3264 366700 SH Call DFND 366700 0 0 NATIONAL BK HLDGS CORP CL A 633707104 6078 284000 SH DFND 284000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 5 100000 SH Put DFND 100000 0 0 PENNEY J C INC COM 708160106 3 650000 SH Call DFND 650000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 29904 812155 SH DFND 812155 0 0 TIME WARNER CABLE INC COM 88732J207 14905 110000 SH DFND 110000 0 0 VISTEON CORP COM NEW 92839U206 15354 187500 SH DFND 187500 0 0