0001085146-13-001932.txt : 20131113 0001085146-13-001932.hdr.sgml : 20131113 20131112210602 ACCESSION NUMBER: 0001085146-13-001932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131113 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tricadia Capital Management, LLC CENTRAL INDEX KEY: 0001455452 IRS NUMBER: 202605420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13382 FILM NUMBER: 131212201 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-388-5900 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001455452 XXXXXXXX 09-30-2013 09-30-2013 false Tricadia Capital Management, LLC

780 THIRD AVENUE 29TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-13382 N Mike Khorrami 212-758-8709 /s/Mike Khorrami New York NY 11-11-2013 1 28 266709 1 0001096978 028-11231 MARINER INVESTMENT GROUP LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADVANCED EMISSIONS SOLUTS IN COM 00770C101 9460 221436 SH DFND 221436 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 25774 530000 SH DFND 530000 0 0 APPLE INC COM 037833100 175 115400 SH Call DFND 115400 0 0 BANK OF AMERICA CORPORATION COM 060505104 1049 272500 SH Call DFND 272500 0 0 BLACKBERRY LTD COM 09228F103 10263 1305500 SH DFND 1305500 0 0 BLACKBERRY LTD COM 09228F103 907 1305500 SH Put DFND 1305500 0 0 CENTRAL PAC FINL CORP COM NEW 154760409 9573 540863 SH DFND 540863 0 0 CHENIERE ENERGY INC COM NEW 16411R208 25605 750000 SH DFND 750000 0 0 CHENIERE ENERGY INC COM NEW 16411R208 113 750000 SH Put DFND 750000 0 0 CHIMERA INVT CORP COM 16934Q109 1021 335800 SH DFND 335800 0 0 CITIGROUP INC COM NEW 172967424 1571 32383 SH DFND 32383 0 0 CITIGROUP INC COM NEW 172967424 5765 420000 SH Call DFND 420000 0 0 CONSTELLATION BRANDS INC CL A 21036P108 12054 210000 SH DFND 210000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 23368 400000 SH DFND 400000 0 0 DISH NETWORK CORP CL A 25470M109 118 100000 SH Put DFND 100000 0 0 DISH NETWORK CORP CL A 25470M109 24305 540000 SH DFND 540000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 6748 400000 SH DFND 400000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2072 961600 SH Call DFND 961600 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 39599 4987282 SH DFND 4987282 0 0 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 5661 340000 SH DFND 340000 0 0 GENERAL MTRS CO COM 37045V100 1760 366700 SH Call DFND 366700 0 0 JPMORGAN CHASE & CO COM 46625H100 5044 520000 SH Call DFND 520000 0 0 NATIONAL BK HLDGS CORP CL A 633707104 5833 284000 SH DFND 284000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 45 100000 SH Put DFND 100000 0 0 PENNEY J C INC COM 708160106 67 950000 SH Call DFND 950000 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 25342 750000 SH DFND 750000 0 0 TARGET CORP COM 87612E106 6398 100000 SH DFND 100000 0 0 VISTEON CORP COM NEW 92839U206 17019 225000 SH DFND 225000 0 0