0001085146-13-000883.txt : 20130513
0001085146-13-000883.hdr.sgml : 20130513
20130510211725
ACCESSION NUMBER: 0001085146-13-000883
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130510
EFFECTIVENESS DATE: 20130513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricadia Capital Management, LLC
CENTRAL INDEX KEY: 0001455452
IRS NUMBER: 202605420
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13382
FILM NUMBER: 13835176
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-388-5900
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tricadia1q2013.txt
TRICADIA CAPITAL MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tricadia Capital Management, LLC
Address: 780 Third Avenue
29th Floor
New York, New York 10017
13F File Number: 028-13382
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James McKee
Title: General Counsel & Chief Compliance Officer
Phone: 646-388-5900
Signature, Place, and Date of Signing:
/s/James McKee New York, New York May 10, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 40
Form 13F Information Table Value Total: $255,686 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
028-11231 Mariner Investment Group, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ADA ES INC COM 005208103 2982 112234 SH DEFINED 0 112234 0
AMERICAN INTL GROUP INC COM NEW 026874784 21351 550000 SH DEFINED 0 550000 0
APPLE INC COM 037833100 432 137200 SH CALL DEFINED 0 137200 0
BANK OF AMERICA CORPORATION COM 060505104 4720 1745000 SH CALL DEFINED 0 1745000 0
BARCLAYS BK PLC IPATH S&P500 VIX 06740C188 14 30000 SH PUT DEFINED 0 30000 0
CBS CORP NEW CL B 124857202 9338 200000 SH DEFINED 0 200000 0
CBS CORP NEW CL B 124857202 1095 300000 SH CALL DEFINED 0 300000 0
CENTRAL PAC FINL CORP COM NEW 154760409 16543 1053697 SH DEFINED 0 1053697 0
CITIGROUP INC COM NEW 172967424 13298 1220000 SH CALL DEFINED 0 1220000 0
CITIGROUP INC COM NEW 172967424 1433 32383 SH DEFINED 0 32383 0
DELPHI AUTOMOTIVE PLC SHS G27823106 17760 400000 SH DEFINED 0 400000 0
FORD MTR CO DEL COM PAR $0.01 345370860 1296 2490000 SH CALL DEFINED 0 2490000 0
FORD MTR CO DEL COM PAR $0.01 345370860 5260 400000 SH DEFINED 0 400000 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 31919 4987282 SH DEFINED 0 4987282 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 3071 206250 SH DEFINED 0 206250 0
FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 1024 68750 SH DEFINED 1 68750 0
GENERAL MTRS CO COM 37045V100 1013 750000 SH CALL DEFINED 0 750000 0
GOLDMAN SACHS GROUP INC COM 38141G104 4946 182000 SH CALL DEFINED 0 182000 0
JPMORGAN CHASE & CO COM 46625H100 10450 1520000 SH CALL DEFINED 0 1520000 0
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 5291 70000 SH DEFINED 0 70000 0
MORGAN STANLEY COM NEW 617446448 2907 510000 SH CALL DEFINED 0 510000 0
NATIONAL BK HLDGS CORP CL A 633707104 5197 284000 SH DEFINED 0 284000 0
NAVISTAR INTL CORP NEW COM 63934E108 140 350000 SH PUT DEFINED 0 350000 0
NEWS CORP CL A 65248E104 10679 350000 SH DEFINED 0 350000 0
NEWS CORP CL A 65248E104 910 700000 SH CALL DEFINED 0 700000 0
PMC COML TR SH BEN INT 693434102 2577 342647 SH DEFINED 0 342647 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 9608 135000 SH DEFINED 0 135000 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 45 125000 SH PUT DEFINED 0 125000 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 24281 335000 SH DEFINED 0 335000 0
SPDR GOLD TRUST GOLD SHS 78463V107 1128 7300 SH DEFINED 0 7300 0
SPDR GOLD TRUST GOLD SHS 78463V107 0 10000 SH CALL DEFINED 0 10000 0
SPDR GOLD TRUST GOLD SHS 78463V107 67 50000 SH PUT DEFINED 0 50000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 68 80000 SH CALL DEFINED 0 80000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 52 130000 SH PUT DEFINED 0 130000 0
TARGET CORP COM 87612E106 6845 100000 SH DEFINED 0 100000 0
TIMKEN CO COM 887389104 10467 185000 SH DEFINED 0 185000 0
TIMKEN CO COM 887389104 624 195000 SH CALL DEFINED 0 195000 0
TYCO INTERNATIONAL LTD SHS H89128104 7040 220000 SH DEFINED 0 220000 0
UNION PAC CORP COM 907818108 7121 50000 SH DEFINED 0 50000 0
VISTEON CORP COM NEW 92839U206 12694 220000 SH DEFINED 0 220000 0