0001085146-12-001037.txt : 20120813
0001085146-12-001037.hdr.sgml : 20120813
20120813064936
ACCESSION NUMBER: 0001085146-12-001037
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120813
DATE AS OF CHANGE: 20120813
EFFECTIVENESS DATE: 20120813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricadia Capital Management, LLC
CENTRAL INDEX KEY: 0001455452
IRS NUMBER: 202605420
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13382
FILM NUMBER: 121026004
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-388-5900
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tricadia2q2012.txt
TRICADIA CAPITAL MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 06/30/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tricadia Capital Management, LLC
Address: 780 Third Avenue
29th Floor
New York, New York 10017
13F File Number: 028-13382
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James McKee
Title: General Counsel & Chief Compliance Officer
Phone: 646-388-5900
Signature, Place, and Date of Signing:
/s/James McKee New York, NY August 10, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 32
Form 13F Information Table Value Total: $157,262 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-11231 Mariner Investment Group, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
BANK OF AMERICA CORPORATION COM 060505104 4313 3655000 SH CALL DEFINED 0 3655000 0
CENTRAL PAC FINL CORP COM NEW 154760409 24563 1739611 SH DEFINED 0 1739611 0
CHEMTURA CORP COM NEW 163893209 3988 275000 SH DEFINED 0 275000 0
CITIGROUP INC COM NEW 172967424 888 32383 SH DEFINED 0 32383 0
CITIGROUP INC COM NEW 172967424 6988 2150000 SH CALL DEFINED 0 2150000 0
FIFTH & PAC COS INC COM 316645100 4292 400000 SH DEFINED 0 400000 0
FORD MTR CO DEL COM PAR $0.01 345370860 363 1210000 SH CALL DEFINED 0 1210000 0
FORD MTR CO DEL COM PAR $0.01 345370860 3836 400000 SH DEFINED 0 400000 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 12504 3710450 SH DEFINED 0 3710450 0
GOLDMAN SACHS GROUP INC COM 38141G104 2129 387000 SH CALL DEFINED 0 387000 0
ISHARES TR FTSE CHINA25 IDX 464287184 78 63300 SH CALL DEFINED 0 63300 0
ISHARES TR FTSE CHINA25 IDX 464287184 59 40000 SH PUT DEFINED 0 40000 0
ISHARES TR MSCI EMERG MKT 464287234 71 347000 SH CALL DEFINED 0 347000 0
ISHARES TR MSCI EMERG MKT 464287234 7 20000 SH PUT DEFINED 0 20000 0
JPMORGAN CHASE & CO COM 46625H100 9224 3225000 SH CALL DEFINED 0 3225000 0
JPMORGAN CHASE & CO COM 46625H100 49 30000 SH PUT DEFINED 0 30000 0
JPMORGAN CHASE & CO COM 46625H100 2537 71000 SH DEFINED 0 71000 0
MORGAN STANLEY COM NEW 617446448 2709 1075000 SH CALL DEFINED 0 1075000 0
PMC COML TR SH BEN INT 693434102 2642 342647 SH DEFINED 0 342647 0
POLYPORE INTL INC COM 73179V103 2020 50000 SH DEFINED 0 50000 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 8183 162042 SH DEFINED 0 162042 0
RESEARCH IN MOTION LTD COM 760975102 1397 189000 SH DEFINED 0 189000 0
RESEARCH IN MOTION LTD COM 760975102 451 61000 SH DEFINED 1 61000 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 57 800000 SH PUT DEFINED 0 800000 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 37926 700000 SH DEFINED 0 700000 0
SPDR GOLD TRUST GOLD SHS 78463V107 25 15000 SH PUT DEFINED 0 15000 0
SPDR GOLD TRUST GOLD SHS 78463V107 197 109000 SH CALL DEFINED 0 109000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 6805 50000 SH DEFINED 0 50000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 122 85000 SH PUT DEFINED 0 85000 0
SUPERVALU INC COM 868536103 3626 700000 SH DEFINED 0 700000 0
TARGET CORP COM 87612E106 15129 260000 SH DEFINED 0 260000 0
UNITED STATES OIL FUND LP UNITS 91232N108 84 1292700 SH CALL DEFINED 0 1292700 0