0001085146-12-000700.txt : 20120511
0001085146-12-000700.hdr.sgml : 20120511
20120511164143
ACCESSION NUMBER: 0001085146-12-000700
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricadia Capital Management, LLC
CENTRAL INDEX KEY: 0001455452
IRS NUMBER: 202605420
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13382
FILM NUMBER: 12835142
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-388-5900
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
tricadia1Q2012.txt
TRICADIA CAPITAL MANAGEMENT, LLC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 03/31/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tricadia Capital Management, LLC
Address: 780 Third Avenue
29th Floor
New York, New York 10017
13F File Number: 028-13382
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James McKee
Title: General Counsel & Chief Compliance Officer
Phone: 646-388-5900
Signature, Place, and Date of Signing:
/s/James McKee New York, NY May 11, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 25
Form 13F Information Table Value Total: $96,318 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
028-11231 Mariner Investment Group, LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 31 45600 SH PUT DEFINED 0 45600 0
CENTRAL PAC FINL CORP COM NEW 154760409 23473 1812604 SH DEFINED 0 1812604 0
CHEMTURA CORP COM NEW 163893209 6511 383473 SH DEFINED 0 383473 0
CITIGROUP INC COM NEW 172967424 1184 32383 SH DEFINED 0 32383 0
FORD MTR CO DEL COM PAR $0.01 345370860 2495 200000 SH DEFINED 0 200000 0
FORD MTR CO DEL COM PAR $0.01 345370860 160 1100000 SH CALL DEFINED 0 1100000 0
ISHARES INC MSCI GERMAN 464286806 22 15800 SH CALL DEFINED 0 15800 0
ISHARES TR FTSE CHINA25 IDX 464287184 23 40000 SH PUT DEFINED 0 40000 0
ISHARES TR MSCI EMERG MKT 464287234 216 322100 SH CALL DEFINED 0 322100 0
ISHARES TR MSCI EMERG MKT 464287234 91 60000 SH PUT DEFINED 0 60000 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 7 15000 SH CALL DEFINED 0 15000 0
PMC COML TR SH BEN INT 693434102 2933 342647 SH DEFINED 0 342647 0
POLYPORE INTL INC COM 73179V103 3516 100000 SH DEFINED 0 100000 0
QUALCOMM INC COM 747525103 45 30000 SH PUT DEFINED 0 30000 0
QUALCOMM INC COM 747525103 61 30000 SH CALL DEFINED 0 30000 0
RELIANCE STEEL & ALUMINUM CO COM 759509102 9152 162042 SH DEFINED 0 162042 0
RESEARCH IN MOTION LTD COM 760975102 2721 185500 SH DEFINED 0 185500 0
RESEARCH IN MOTION LTD COM 760975102 873 59500 SH DEFINED 1 59500 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 30400 650000 SH DEFINED 0 650000 0
SPDR GOLD TRUST GOLD SHS 78463V107 265 1633 SH DEFINED 0 1633 0
SPDR GOLD TRUST GOLD SHS 78463V107 138 70300 SH CALL DEFINED 0 70300 0
SPDR GOLD TRUST GOLD SHS 78463V107 21 15000 SH PUT DEFINED 0 15000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 97 130000 SH CALL DEFINED 0 130000 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 229 170000 SH PUT DEFINED 0 170000 0
TARGET CORP COM 87612E106 11654 200000 SH DEFINED 0 200000 0