13F-HR 1 tricadia2q2011.txt TRICADIA CAPITAL MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tricadia Capital Management, LLC Address: 780 Third Avenue 29th Floor New York, New York 10017 13F File Number: 028-13382 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James McKee Title: General Counsel & Chief Compliance Officer Phone: 646-388-5900 Signature, Place, and Date of Signing: /s/ James McKee New York, New York August 10, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $243,213 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 028-11231 Mariner Investment Group, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BANK OF AMERICA CORPORATION COM 060505104 369 2115000 SH PUT DEFINED 0 2115000 0 BANK OF AMERICA CORPORATION COM 060505104 3140 4000000 SH CALL DEFINED 0 4000000 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 49 21000 SH PUT DEFINED 0 21000 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 15389 425000 SH DEFINED 0 425000 0 CENTRAL PAC FINL CORP COM NEW 154760409 6889 492100 SH DEFINED 0 492100 0 CHEMTURA CORP COM NEW 163893209 26233 1441368 SH DEFINED 0 1441368 0 CITIGROUP INC COM NEW 172967424 3838 750000 SH CALL DEFINED 0 750000 0 DISNEY WALT CO COM DISNEY 254687106 13307 340847 SH DEFINED 0 340847 0 GENERAL ELECTRIC CO COM 369604103 15 88700 SH CALL DEFINED 0 88700 0 GLOBE SPECIALTY METALS INC COM 37954N206 15694 700000 SH DEFINED 0 700000 0 GOLDMAN SACHS GROUP INC COM 38141G104 495 250000 SH PUT DEFINED 0 250000 0 GOLDMAN SACHS GROUP INC COM 38141G104 295 250000 SH CALL DEFINED 0 250000 0 INTEL CORP COM 458140100 8864 400000 SH DEFINED 0 400000 0 ISHARES TR FTSE CHINA25 IDX 464287184 46 70000 SH CALL DEFINED 0 70000 0 ISHARES TR FTSE CHINA25 IDX 464287184 34 17500 SH PUT DEFINED 0 17500 0 ISHARES TR MSCI EMERG MKT 464287234 333 7000 SH DEFINED 0 7000 0 ISHARES TR MSCI EMERG MKT 464287234 89 142000 SH CALL DEFINED 0 142000 0 ISHARES TR MSCI EMERG MKT 464287234 28 20000 SH PUT DEFINED 0 20000 0 JPMORGAN CHASE & CO COM 46625H100 3470 1010000 SH CALL DEFINED 0 1010000 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 23112 600000 SH DEFINED 0 600000 0 MACYS INC COM 55616P104 13158 450000 SH DEFINED 0 450000 0 MADISON SQUARE GARDEN CO CL A 55826P100 6933 251846 SH DEFINED 0 251846 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 37 50000 SH CALL DEFINED 0 50000 0 MORGAN STANLEY COM NEW 617446448 17258 750000 SH DEFINED 0 750000 0 PREMIER EXIBITIONS INC COM 74051E102 499 287060 SH DEFINED 0 287060 0 PREMIER EXIBITIONS INC COM 74051E102 78 44740 SH DEFINED 1 44740 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1012 850000 SH PUT DEFINED 0 850000 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 5194 473000 SH DEFINED 0 473000 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 56175 1500000 SH DEFINED 0 1500000 0 SPDR GOLD TRUST GOLD SHS 78463V107 23 20000 SH PUT DEFINED 0 20000 0 SPDR GOLD TRUST GOLD SHS 78463V107 1153 7900 SH DEFINED 0 7900 0 SPDR GOLD TRUST GOLD SHS 78463V107 113 59500 SH CALL DEFINED 0 59500 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 63 35000 SH CALL DEFINED 0 35000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 108 115100 SH PUT DEFINED 0 115100 0 TIME WARNER CABLE INC COM 88732J207 10145 130000 SH DEFINED 0 130000 0 UBS AG SHS NEW H89231338 3681 201600 SH DEFINED 0 201600 0 WET SEAL INC CL A 961840105 5365 1200300 SH DEFINED 0 1200300 0 YAHOO INC COM 984332106 9 20000 SH PUT DEFINED 0 20000 0 YAHOO INC COM 984332106 520 2000000 SH CALL DEFINED 0 2000000 0