0000950123-21-004477.txt : 20210412
0000950123-21-004477.hdr.sgml : 20210412
20210412103419
ACCESSION NUMBER: 0000950123-21-004477
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210412
DATE AS OF CHANGE: 20210412
EFFECTIVENESS DATE: 20210412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Wealth Management LLC
CENTRAL INDEX KEY: 0001455258
IRS NUMBER: 208535025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13358
FILM NUMBER: 21819738
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
13F-HR
1
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03-31-2021
03-31-2021
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CALAMOS WEALTH MANAGEMENT LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
13F HOLDINGS REPORT
028-13358
N
Jacqueline Sinker
VP, CHIEF COMPLIANCE OFFICER
630-245-1110
Jacqueline Sinker
NAPERVILLE
IL
04-12-2021
0
288
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88579Y101
1894
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SH
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9382
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450
ABBOTT LABS
COM
002824100
723
6036
SH
SOLE
5153
0
883
ABBVIE INC
COM
00287Y109
490
4531
SH
SOLE
4531
0
0
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G1151C101
1610
5828
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SOLE
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ADOBE SYSTEMS INCORPORATED
COM
00724F101
2976
6260
SH
SOLE
6106
0
154
ADVANCED MICRO DEVICES INC
COM
007903107
317
4035
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SOLE
4035
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0
AES CORP
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00130H204
564
5464
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SOLE
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0
0
AIR LEASE CORP
CL A
00912X302
5484
111917
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SOLE
108360
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3557
AIR PRODS & CHEMS INC
COM
009158106
218
775
SH
SOLE
730
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45
AIR TRANSPORT SERVICES GRP I
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00922RAB1
812
724000
PRN
SOLE
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0
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AKAMAI TECHNOLOGIES INC
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00971TAJ0
545
451000
PRN
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288
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CAP STK CL C
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2226
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SOLE
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136
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COM
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588
AMERICAN ELEC PWR CO INC
UNIT 08/01/2021
025537127
309
6400
SH
SOLE
6400
0
0
AMERICAN EXPRESS CO
COM
025816109
8914
63025
SH
SOLE
61135
0
1890
AMERICAN INTL GROUP INC
COM NEW
026874784
469
10141
SH
SOLE
10141
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
924
3867
SH
SOLE
2073
0
1794
AMERICAN WTR WKS CO INC NEW
COM
030420103
305
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SH
SOLE
2035
0
0
AMGEN INC
COM
031162100
1043
4192
SH
SOLE
2833
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1359
APPLE INC
COM
037833100
76880
629394
SH
SOLE
433792
0
195602
APPLIED MATLS INC
COM
038222105
16496
123471
SH
SOLE
67038
0
56433
APTINYX INC
COM
03836N103
30
10000
SH
SOLE
10000
0
0
APTIV PLC
SHS
G6095L109
2134
15477
SH
SOLE
14786
0
691
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L203
1410
48349
SH
SOLE
46122
0
2227
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00214Q104
1984
16538
SH
SOLE
9777
0
6761
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
3369
5457
SH
SOLE
5209
0
248
ASSURANT INC
COM
04621X108
513
3622
SH
SOLE
3622
0
0
AT&T INC
COM
00206R102
439
14515
SH
SOLE
9308
0
5207
BAXTER INTL INC
COM
071813109
813
9639
SH
SOLE
8243
0
1396
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1244
4870
SH
SOLE
2878
0
1992
BK OF AMERICA CORP
COM
060505104
13410
346601
SH
SOLE
335304
0
11297
BLACKSTONE GROUP INC
COM
09260D107
275
3689
SH
SOLE
3089
0
600
BOEING CO
COM
097023105
1953
7666
SH
SOLE
2915
0
4751
BOOKING HOLDINGS INC
COM
09857L108
263
113
SH
SOLE
3
0
110
BOSTON SCIENTIFIC CORP
COM
101137107
5566
144001
SH
SOLE
139648
0
4353
BP PLC
SPONSORED ADR
055622104
382
15668
SH
SOLE
8928
0
6740
BRISTOL-MYERS SQUIBB CO
COM
110122108
4444
70388
SH
SOLE
68467
0
1921
BROADCOM INC
COM
11135F101
6674
14395
SH
SOLE
13981
0
414
CAESARS ENTERTAINMENT INC NE
COM
12769G100
328
3752
SH
SOLE
3722
0
30
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
575
28614
SH
SOLE
0
0
28614
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
504
29240
SH
SOLE
0
0
29240
CANADIAN NAT RES LTD
COM
136385101
1241
40204
SH
SOLE
38330
0
1874
CANADIAN PAC RY LTD
COM
13645T100
1633
4306
SH
SOLE
4108
0
198
CARRIER GLOBAL CORPORATION
COM
14448C104
878
20802
SH
SOLE
18790
0
2012
CATERPILLAR INC
COM
149123101
282
1217
SH
SOLE
1217
0
0
CDW CORP
COM
12514G108
645
3890
SH
SOLE
3890
0
0
CELANESE CORP DEL
COM
150870103
6227
41563
SH
SOLE
40386
0
1177
CEMEX SAB DE CV
SPON ADR NEW
151290889
2018
289577
SH
SOLE
276533
0
13044
CENTENE CORP DEL
COM
15135B101
1175
18380
SH
SOLE
18380
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
6769
10971
SH
SOLE
10620
0
351
CHEVRON CORP NEW
COM
166764100
5616
53594
SH
SOLE
51872
0
1722
CHIPOTLE MEXICAN GRILL INC
COM
169656105
718
505
SH
SOLE
502
0
3
CHUBB LIMITED
COM
H1467J104
4325
27376
SH
SOLE
26569
0
807
CISCO SYS INC
COM
17275R102
1241
24007
SH
SOLE
18252
0
5755
CITIGROUP INC
COM NEW
172967424
815
11209
SH
SOLE
11209
0
0
CME GROUP INC
COM
12572Q105
328
1605
SH
SOLE
1605
0
0
COCA COLA CO
COM
191216100
8591
162993
SH
SOLE
156124
0
6869
COLFAX CORP
UNIT 01/15/2022T
194014205
432
2396
SH
SOLE
2396
0
0
COLGATE PALMOLIVE CO
COM
194162103
351
4453
SH
SOLE
3977
0
476
COLONY STARWOOD HOMES
NOTE 3.500% 1/1
19625XAB8
1292
910000
PRN
SOLE
910
0
0
COMCAST CORP NEW
CL A
20030N101
1449
26770
SH
SOLE
19512
0
7258
CONMED CORP
NOTE 2.625% 2/0
207410AF8
1653
1055000
PRN
SOLE
1055
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
10974
48130
SH
SOLE
46664
0
1466
COSTCO WHSL CORP NEW
COM
22160K105
2185
6198
SH
SOLE
5706
0
492
CROWN CASTLE INTL CORP NEW
COM
22822V101
589
3420
SH
SOLE
3350
0
70
CSX CORP
COM
126408103
9482
98339
SH
SOLE
95552
0
2787
DANAHER CORPORATION
COM
235851102
4881
21685
SH
SOLE
21005
0
680
DEXCOM INC
COM
252131107
4145
11533
SH
SOLE
11220
0
313
DEXCOM INC
NOTE 0.750%12/0
252131AH0
283
128000
PRN
SOLE
128
0
0
DISCOVER FINL SVCS
COM
254709108
511
5384
SH
SOLE
4984
0
400
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
177
184000
PRN
SOLE
184
0
0
DISNEY WALT CO
COM
254687106
10073
54588
SH
SOLE
51250
0
3338
DOMINION ENERGY INC
COM
25746U109
5735
75505
SH
SOLE
72671
0
2834
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
877
8868
SH
SOLE
8868
0
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
683
13750
SH
SOLE
13750
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
4903
58618
SH
SOLE
55795
0
2823
ENPHASE ENERGY INC
COM
29355A107
35675
220000
SH
SOLE
220000
0
0
ENVESTNET INC
NOTE 1.750% 6/0
29404KAB2
469
380000
PRN
SOLE
380
0
0
EQUINIX INC
COM
29444U700
5864
8628
SH
SOLE
8363
0
265
ETSY INC
NOTE 0.125%10/0
29786AAJ5
774
327000
PRN
SOLE
327
0
0
EVERBRIDGE INC
NOTE 0.125%12/1
29978AAC8
317
249000
PRN
SOLE
249
0
0
EXACT SCIENCES CORP
NOTE 0.375% 3/1
30063PAB1
912
667000
PRN
SOLE
667
0
0
EXXON MOBIL CORP
COM
30231G102
2223
39816
SH
SOLE
24242
0
15574
FACEBOOK INC
CL A
30303M102
22153
75216
SH
SOLE
71256
0
3960
FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
314
5317
SH
SOLE
5086
0
231
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
264
2493
SH
SOLE
2250
0
243
FIDELITY NATL INFORMATION SV
COM
31620M106
5720
40683
SH
SOLE
39521
0
1162
GLOBAL PMTS INC
COM
37940X102
746
3703
SH
SOLE
2634
0
1069
GOLDMAN SACHS GROUP INC
COM
38141G104
9945
30412
SH
SOLE
29443
0
969
HDFC BANK LTD
SPONSORED ADS
40415F101
1975
25421
SH
SOLE
24299
0
1122
HESS CORP
COM
42809H107
9247
130675
SH
SOLE
125053
0
5622
HOME DEPOT INC
COM
437076102
6136
20101
SH
SOLE
11938
0
8163
HONEYWELL INTL INC
COM
438516106
9561
44044
SH
SOLE
41307
0
2737
HUNT J B TRANS SVCS INC
COM
445658107
427
2540
SH
SOLE
2540
0
0
IDEXX LABS INC
COM
45168D104
3034
6200
SH
SOLE
6200
0
0
IHS MARKIT LTD
SHS
G47567105
711
7350
SH
SOLE
7350
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
731
611000
PRN
SOLE
611
0
0
ING GROEP N.V.
SPONSORED ADR
456837103
2261
184880
SH
SOLE
176393
0
8487
INSULET CORP
NOTE 0.375% 9/0
45784PAK7
1132
855000
PRN
SOLE
855
0
0
INTEGRA LIFESCIENCES HLDGS C
NOTE 0.500% 8/1
457985AM1
1278
1145000
PRN
SOLE
1145
0
0
INTEL CORP
COM
458140100
422
6598
SH
SOLE
6392
0
206
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1026
9187
SH
SOLE
9082
0
105
INTERNATIONAL BUSINESS MACHS
COM
459200101
587
4402
SH
SOLE
4202
0
200
INTUITIVE SURGICAL INC
COM NEW
46120E602
361
488
SH
SOLE
488
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
608
1906
SH
SOLE
1817
0
89
ISHARES INC
CORE MSCI EMKT
46434G103
511
7934
SH
SOLE
6901
0
1033
ISHARES INC
MSCI EMERG MRKT
464286533
293
4640
SH
SOLE
4640
0
0
ISHARES TR
ISHS 5-10YR INVT
464288638
1872
31609
SH
SOLE
20780
0
10829
ISHARES TR
CORE HIGH DV ETF
46429B663
352
3710
SH
SOLE
2150
0
1560
ISHARES TR
CORE MSCI EAFE
46432F842
3946
54765
SH
SOLE
54333
0
432
ISHARES TR
CORE S&P500 ETF
464287200
119501
300389
SH
SOLE
140798
0
159592
ISHARES TR
CORE S&P MCP ETF
464287507
608
2334
SH
SOLE
1945
0
389
ISHARES TR
CORE S&P SCP ETF
464287804
764
7041
SH
SOLE
6957
0
84
ISHARES TR
CORE US AGGBD ET
464287226
11211
98489
SH
SOLE
30775
0
67713
ISHARES TR
EXPANDED TECH
464287515
499
1460
SH
SOLE
1100
0
360
ISHARES TR
MSCI ACWI EX US
464288240
279
5059
SH
SOLE
1761
0
3298
ISHARES TR
MSCI EAFE ETF
464287465
816
10759
SH
SOLE
3490
0
7269
ISHARES TR
MSCI EAFE MIN VL
46429B689
2032
27834
SH
SOLE
27834
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
313
5861
SH
SOLE
1933
0
3928
ISHARES TR
MSCI USA MIN VOL
46429B697
3114
45000
SH
SOLE
45000
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
2195
18914
SH
SOLE
18914
0
0
ISHARES TR
RUS 1000 ETF
464287622
2528
11295
SH
SOLE
10540
0
755
ISHARES TR
RUS 1000 GRW ETF
464287614
2390
9836
SH
SOLE
8524
0
1311
ISHARES TR
RUS 1000 VAL ETF
464287598
591
3897
SH
SOLE
3346
0
551
ISHARES TR
RUSSELL 2000 ETF
464287655
667
3017
SH
SOLE
2996
0
21
ISHARES TR
RUSSELL 3000 ETF
464287689
29829
125738
SH
SOLE
640
0
125098
ISHARES TR
RUS MID CAP ETF
464287499
1444
19538
SH
SOLE
19538
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
795
7786
SH
SOLE
7786
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
5176
79502
SH
SOLE
42048
0
37454
ISHARES TR
S&P 500 VAL ETF
464287408
7101
50274
SH
SOLE
46749
0
3525
ISHARES TR
ISHS 1-5YR INVS
464288646
1679
30704
SH
SOLE
23300
0
7404
JAMES HARDIE INDS PLC
SPONSORED ADR
47030M106
1271
41562
SH
SOLE
39656
0
1906
JOHNSON & JOHNSON
COM
478160104
3642
22159
SH
SOLE
18385
0
3774
JPMORGAN CHASE & CO
COM
46625H100
14137
92865
SH
SOLE
87166
0
5699
KANSAS CITY SOUTHERN
COM NEW
485170302
1584
6000
SH
SOLE
6000
0
0
KEYCORP
COM
493267108
1424
71290
SH
SOLE
71290
0
0
L3HARRIS TECHNOLOGIES INC
COM
502431109
545
2688
SH
SOLE
2671
0
17
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
6186
24257
SH
SOLE
23519
0
738
LAM RESEARCH CORP
COM
512807108
1021
1716
SH
SOLE
1174
0
542
LAS VEGAS SANDS CORP
COM
517834107
3829
63018
SH
SOLE
61115
0
1903
LAUDER ESTEE COS INC
CL A
518439104
6683
22977
SH
SOLE
22292
0
685
LIBERTY MEDIA CORP DEL
NOTE 1.375%10/1
531229AB8
1569
1214000
PRN
SOLE
1214
0
0
LIBERTY MEDIA CORP DEL
NOTE 1.000% 1/3
531229AF9
1133
890000
PRN
SOLE
890
0
0
LILLY ELI & CO
COM
532457108
8846
47353
SH
SOLE
45418
0
1935
LINDE PLC
SHS
G5494J103
10778
38472
SH
SOLE
37348
0
1124
LIVE NATION ENTERTAINMENT IN
NOTE 2.500% 3/1
538034AQ2
1117
800000
PRN
SOLE
800
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
34
14502
SH
SOLE
14502
0
0
LOCKHEED MARTIN CORP
COM
539830109
365
989
SH
SOLE
246
0
743
LOWES COS INC
COM
548661107
1025
5392
SH
SOLE
3667
0
1725
LULULEMON ATHLETICA INC
COM
550021109
6148
20045
SH
SOLE
16660
0
3385
LUMENTUM HLDGS INC
NOTE 0.500%12/1
55024UAD1
340
293000
PRN
SOLE
293
0
0
MARATHON PETE CORP
COM
56585A102
269
5036
SH
SOLE
4959
0
77
MARRIOTT VACTINS WORLDWID CO
NOTE 1.500% 9/1
57164YAB3
1388
1069000
PRN
SOLE
1069
0
0
MARSH & MCLENNAN COS INC
COM
571748102
6725
55213
SH
SOLE
53612
0
1601
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
366
7482
SH
SOLE
7419
0
63
MASTERCARD INCORPORATED
CL A
57636Q104
9190
25810
SH
SOLE
19531
0
6279
MAXEON SOLAR TECHNOLOGIES LT
SHS
Y58473102
1578
50000
SH
SOLE
50000
0
0
MCDONALDS CORP
COM
580135101
2253
10051
SH
SOLE
8969
0
1082
MCKESSON CORP
COM
58155Q103
897
4600
SH
SOLE
0
0
4600
MEDTRONIC PLC
SHS
G5960L103
842
7124
SH
SOLE
6800
0
324
MERCADOLIBRE INC
COM
58733R102
1198
814
SH
SOLE
784
0
30
MERCK & CO. INC
COM
58933Y105
1271
16484
SH
SOLE
11930
0
4554
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
239
69000
PRN
SOLE
0
0
69
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
548
241000
PRN
SOLE
241
0
0
MICROCHIP TECHNOLOGY INC.
NOTE 0.125%11/1
595017AU8
1183
1005000
PRN
SOLE
1005
0
0
MICRON TECHNOLOGY INC
COM
595112103
7763
88011
SH
SOLE
85726
0
2285
MICROSOFT CORP
COM
594918104
53582
227263
SH
SOLE
205747
0
21516
MONDELEZ INTL INC
CL A
609207105
421
7201
SH
SOLE
6876
0
325
MOODYS CORP
COM
615369105
208
697
SH
SOLE
629
0
68
MORGAN STANLEY
COM NEW
617446448
1019
13123
SH
SOLE
13123
0
0
NEOGENOMICS INC
NOTE 0.250% 1/1
64049MAB6
361
357000
PRN
SOLE
357
0
0
NETFLIX INC
COM
64110L106
5763
11048
SH
SOLE
10711
0
337
NEXTERA ENERGY INC
COM
65339F101
14605
193157
SH
SOLE
175213
0
17944
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
932
16238
SH
SOLE
16238
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F739
371
7480
SH
SOLE
7480
0
0
NIKE INC
CL B
654106103
10163
76476
SH
SOLE
72845
0
3631
NORFOLK SOUTHN CORP
COM
655844108
763
2842
SH
SOLE
2842
0
0
NORTHERN TR CORP
COM
665859104
271
2578
SH
SOLE
2578
0
0
NORTHROP GRUMMAN CORP
COM
666807102
988
3052
SH
SOLE
3040
0
12
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
1856
98000
PRN
SOLE
53
0
45
NOVO-NORDISK A S
ADR
670100205
1214
18003
SH
SOLE
17189
0
814
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
377
369000
PRN
SOLE
369
0
0
NVIDIA CORPORATION
COM
67066G104
12696
23779
SH
SOLE
22569
0
1210
OKTA INC
NOTE 0.125% 9/0
679295AD7
1106
819000
PRN
SOLE
819
0
0
ON SEMICONDUCTOR CORP
NOTE 1.625%10/1
682189AP0
1602
773000
PRN
SOLE
773
0
0
ORACLE CORP
COM
68389X105
3681
52453
SH
SOLE
49953
0
2500
PACIRA BIOSCIENCES INC
NOTE 2.375% 4/0
695127AD2
862
706000
PRN
SOLE
706
0
0
PALO ALTO NETWORKS INC
NOTE 0.750% 7/0
697435AD7
736
556000
PRN
SOLE
556
0
0
PAYCOM SOFTWARE INC
COM
70432V102
6333
17113
SH
SOLE
16628
0
485
PAYPAL HLDGS INC
COM
70450Y103
7041
28995
SH
SOLE
27850
0
1145
PELOTON INTERACTIVE INC
CL A COM
70614W100
60819
540903
SH
SOLE
0
0
540903
PEPSICO INC
COM
713448108
1313
9284
SH
SOLE
5682
0
3602
PFIZER INC
COM
717081103
2430
67075
SH
SOLE
20533
0
46542
PHILIP MORRIS INTL INC
COM
718172109
371
4181
SH
SOLE
3881
0
300
PIONEER NAT RES CO
COM
723787107
507
3191
SH
SOLE
3191
0
0
PLUG POWER INC
COM NEW
72919P202
358
10000
SH
SOLE
10000
0
0
PPG INDS INC
COM
693506107
474
3152
SH
SOLE
3152
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
1507
1283000
PRN
SOLE
1283
0
0
PROCTER AND GAMBLE CO
COM
742718109
2751
20316
SH
SOLE
14569
0
5747
PROGRESSIVE CORP
COM
743315103
1109
11600
SH
SOLE
0
0
11600
PROOFPOINT INC
NOTE 0.250% 8/1
743424AF0
318
299000
PRN
SOLE
299
0
0
Q2 HLDGS INC
NOTE 0.750% 6/0
74736LAD1
626
482000
PRN
SOLE
482
0
0
QUALCOMM INC
COM
747525103
402
3029
SH
SOLE
3029
0
0
QUANTA SVCS INC
COM
74762E102
582
6618
SH
SOLE
425
0
6193
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
7954
102932
SH
SOLE
98191
0
4741
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
795
451000
PRN
SOLE
451
0
0
RH
NOTE 6/1
74967XAA1
442
144000
PRN
SOLE
144
0
0
RINGCENTRAL INC
NOTE 3/0
76680RAF4
1338
1222000
PRN
SOLE
1222
0
0
ROPER TECHNOLOGIES INC
COM
776696106
277
686
SH
SOLE
215
0
471
ROYAL CARIBBEAN GROUP
COM
V7780T103
1443
16861
SH
SOLE
16188
0
673
RYANAIR HOLDINGS PLC
SPONSORED ADS
783513203
1703
14813
SH
SOLE
14125
0
688
SALESFORCE COM INC
COM
79466L302
7179
33882
SH
SOLE
32043
0
1839
SCHWAB CHARLES CORP
COM
808513105
8526
130813
SH
SOLE
127169
0
3644
SEA LTD
SPONSORD ADS
81141R100
2581
11564
SH
SOLE
11044
0
520
SEALED AIR CORP NEW
COM
81211K100
1146
25000
SH
SOLE
0
0
25000
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
670
3984
SH
SOLE
3984
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
303
2594
SH
SOLE
2594
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
834
6277
SH
SOLE
5637
0
640
SERVICENOW INC
COM
81762P102
2962
5923
SH
SOLE
816
0
5107
SHOPIFY INC
CL A
82509L107
1540
1392
SH
SOLE
1312
0
80
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
784
690000
PRN
SOLE
690
0
0
SNAP INC
NOTE 0.750% 8/0
83304AAB2
928
393000
PRN
SOLE
393
0
0
SNOWFLAKE INC
CL A
833445109
255
1114
SH
SOLE
1104
0
10
SONY CORP
SPONSORED ADR
835699307
1321
12457
SH
SOLE
11852
0
605
SOUTHERN CO
COM
842587107
1684
27086
SH
SOLE
4295
0
22791
SOUTHERN COPPER CORP
COM
84265V105
1319
19428
SH
SOLE
18523
0
905
SOUTHWEST AIRLS CO
COM
844741108
7162
117292
SH
SOLE
113610
0
3682
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
2650
1542000
PRN
SOLE
1542
0
0
SPDR GOLD TR
GOLD SHS
78463V107
603
3770
SH
SOLE
2470
0
1300
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18332
46254
SH
SOLE
42880
0
3374
SPDR SER TR
S&P DIVID ETF
78464A763
744
6304
SH
SOLE
5754
0
550
SPLUNK INC
NOTE 1.125% 9/1
848637AD6
648
548000
PRN
SOLE
548
0
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
695
238000
PRN
SOLE
238
0
0
STANLEY BLACK & DECKER INC
UNIT 11/15/2022
854502846
1293
10958
SH
SOLE
10958
0
0
STARBUCKS CORP
COM
855244109
6501
59493
SH
SOLE
53563
0
5930
STRYKER CORPORATION
COM
863667101
1196
4909
SH
SOLE
4909
0
0
SUNPOWER CORP
COM
867652406
2007
60000
SH
SOLE
60000
0
0
SYSCO CORP
COM
871829107
5696
72340
SH
SOLE
70235
0
2105
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
4701
39745
SH
SOLE
38036
0
1709
TARGET CORP
COM
87612E106
508
2566
SH
SOLE
2500
0
66
TESLA INC
COM
88160R101
7407
11089
SH
SOLE
10715
0
374
TESLA INC
NOTE 2.000% 5/1
88160RAG6
646
60000
PRN
SOLE
60
0
0
TEXAS INSTRS INC
COM
882508104
547
2895
SH
SOLE
2196
0
699
THERMO FISHER SCIENTIFIC INC
COM
883556102
6181
13544
SH
SOLE
13215
0
329
TJX COS INC NEW
COM
872540109
5841
88298
SH
SOLE
85069
0
3229
T-MOBILE US INC
COM
872590104
753
6010
SH
SOLE
6010
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
9005
57700
SH
SOLE
0
0
57700
TRANE TECHNOLOGIES PLC
SHS
G8994E103
293
1767
SH
SOLE
1767
0
0
TWILIO INC
CL A
90138F102
6850
20103
SH
SOLE
18962
0
1141
TWILIO INC
NOTE 0.250% 6/0
90138FAB8
447
93000
PRN
SOLE
93
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
704
528000
PRN
SOLE
528
0
0
UBER TECHNOLOGIES INC
COM
90353T100
5895
108154
SH
SOLE
105036
0
3118
UBS AG LONDON BRANCH
EN LG CP GRWTH
902677780
262
466
SH
SOLE
427
0
39
UBS GROUP AG
SHS
H42097107
1939
124863
SH
SOLE
119204
0
5659
UNION PAC CORP
COM
907818108
6397
29023
SH
SOLE
28283
0
740
UNITED PARCEL SERVICE INC
CL B
911312106
411
2419
SH
SOLE
0
0
2419
UNITEDHEALTH GROUP INC
COM
91324P102
14612
39271
SH
SOLE
37385
0
1886
US BANCORP DEL
COM NEW
902973304
492
8887
SH
SOLE
5982
0
2905
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3041
36996
SH
SOLE
9145
0
27851
VANGUARD INDEX FDS
GROWTH ETF
922908736
272
1059
SH
SOLE
1059
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
327
1766
SH
SOLE
1766
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
3526
15928
SH
SOLE
15928
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
676
3152
SH
SOLE
3152
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
562
4165
SH
SOLE
4165
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
2418
11296
SH
SOLE
11019
0
277
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
506
2448
SH
SOLE
1774
0
674
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
288
1150
SH
SOLE
0
0
1150
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
447
2508
SH
SOLE
2508
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
340
1486
SH
SOLE
1190
0
296
VERIZON COMMUNICATIONS INC
COM
92343V104
790
13587
SH
SOLE
11240
0
2347
VERTEX PHARMACEUTICALS INC
COM
92532F100
5201
24202
SH
SOLE
23537
0
665
VIAVI SOLUTIONS INC
NOTE 1.000% 3/0
925550AB1
279
212000
PRN
SOLE
212
0
0
VISA INC
COM CL A
92826C839
13665
64538
SH
SOLE
62316
0
2222
VONAGE HLDGS CORP
COM
92886T201
3113
263351
SH
SOLE
205061
0
58290
WALMART INC
COM
931142103
9096
66964
SH
SOLE
63976
0
2988
WASTE MGMT INC DEL
COM
94106L109
7679
59521
SH
SOLE
57721
0
1800
WAYFAIR INC
NOTE 1.125%11/0
94419LAD3
241
88000
PRN
SOLE
88
0
0
WELLS FARGO CO NEW
COM
949746101
10174
260397
SH
SOLE
250560
0
9837
WINNEBAGO INDS INC
NOTE 1.500% 4/0
974637AB6
425
306000
PRN
SOLE
306
0
0
WORKDAY INC
CL A
98138H101
506
2038
SH
SOLE
2023
0
15
WORKDAY INC
NOTE 0.250%10/0
98138HAF8
1036
600000
PRN
SOLE
600
0
0
ZENDESK INC
NOTE 0.250% 3/1
98936JAB7
350
166000
PRN
SOLE
166
0
0
ZOETIS INC
CL A
98978V103
7417
47098
SH
SOLE
45620
0
1478
ZYNGA INC
NOTE 0.250% 6/0
98986TAB4
1207
881000
PRN
SOLE
881
0
0