0000950123-21-000654.txt : 20210127 0000950123-21-000654.hdr.sgml : 20210127 20210127105412 ACCESSION NUMBER: 0000950123-21-000654 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 EFFECTIVENESS DATE: 20210127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Wealth Management LLC CENTRAL INDEX KEY: 0001455258 IRS NUMBER: 208535025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13358 FILM NUMBER: 21557376 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001455258 XXXXXXXX 12-31-2020 12-31-2020 false CALAMOS WEALTH MANAGEMENT LLC

2020 CALAMOS COURT NAPERVILLE IL 60563

13F HOLDINGS REPORT 028-13358 N Jacqueline Sinker 630-245-1110 Jacqueline Sinker NAPERVILLE IL 01-27-2021 0 280 1095367 false INFORMATION TABLE 2 2274.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 1694 9694 SH SOLE 1744 0 7950 ABBOTT LABS COM 002824100 623 5688 SH SOLE 4805 0 883 ABBVIE INC COM 00287Y109 364 3401 SH SOLE 3401 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1307 5004 SH SOLE 3062 0 1942 ADOBE SYSTEMS INCORPORATED COM 00724F101 944 1887 SH SOLE 1833 0 54 ADVANCED MICRO DEVICES INC COM 007903107 296 3226 SH SOLE 3226 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 717 63000 PRN SOLE 63 0 0 AIR LEASE CORP CL A 00912X302 4881 109882 SH SOLE 106213 0 3669 AIR PRODS & CHEMS INC COM 009158106 276 1010 SH SOLE 921 0 89 AIR TRANSPORT SERVICES GRP I NOTE 1.125%10/1 00922RAB1 840 711000 PRN SOLE 711 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 1045 846000 PRN SOLE 846 0 0 ALCON AG ORD SHS H01301128 1607 24359 SH SOLE 23141 0 1218 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2258 9704 SH SOLE 9161 0 543 ALPHABET INC CAP STK CL C 02079K107 1827 1043 SH SOLE 907 0 136 ALPHABET INC CAP STK CL A 02079K305 24304 13867 SH SOLE 12829 0 1038 ALTRIA GROUP INC COM 02209S103 753 18367 SH SOLE 18000 0 367 AMAZON COM INC COM 023135106 32993 10130 SH SOLE 9517 0 613 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 27 21000 PRN SOLE 21 0 0 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 726 14489 SH SOLE 14489 0 0 AMERICAN EXPRESS CO COM 025816109 7186 59432 SH SOLE 57496 0 1936 AMERICAN INTL GROUP INC COM NEW 026874784 331 8754 SH SOLE 8754 0 0 AMERICAN TOWER CORP NEW COM 03027X100 866 3856 SH SOLE 2062 0 1794 AMERICAN WTR WKS CO INC NEW COM 030420103 312 2035 SH SOLE 2035 0 0 AMGEN INC COM 031162100 925 4021 SH SOLE 2662 0 1359 APPLE INC COM 037833100 79882 602019 SH SOLE 407097 0 194922 APPLIED MATLS INC COM 038222105 14840 171961 SH SOLE 113838 0 58123 APTIV PLC SHS G6095L109 1784 13689 SH SOLE 12998 0 691 ARK ETF TR GENOMIC REV ETF 00214Q302 869 9318 SH SOLE 4289 0 5029 ARK ETF TR INNOVATION ETF 00214Q104 1385 11126 SH SOLE 6149 0 4977 ASML HOLDING N V N Y REGISTRY SHS N07059210 2283 4680 SH SOLE 4440 0 240 ASSURANT INC 6.50% CONV PFD D 04621X207 612 4714 SH SOLE 4714 0 0 AT&T INC COM 00206R102 424 14730 SH SOLE 9523 0 5207 BAXTER INTL INC COM 071813109 4920 61311 SH SOLE 57995 0 3316 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 999 4310 SH SOLE 2318 0 1992 BK OF AMERICA CORP COM 060505104 10241 337880 SH SOLE 325614 0 12266 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 800 527 SH SOLE 527 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 239 3689 SH SOLE 3089 0 600 BOEING CO COM 097023105 1732 8090 SH SOLE 3339 0 4751 BOOKING HOLDINGS INC COM 09857L108 252 113 SH SOLE 3 0 110 BOSTON SCIENTIFIC CORP COM 101137107 6063 168660 SH SOLE 163087 0 5573 BOSTON SCIENTIFIC CORP 5.50% CNV PFD A 101137206 854 7797 SH SOLE 7797 0 0 BP PLC SPONSORED ADR 055622104 322 15668 SH SOLE 8928 0 6740 BRISTOL-MYERS SQUIBB CO COM 110122108 4258 68637 SH SOLE 66655 0 1982 BROADCOM INC COM 11135F101 6174 14100 SH SOLE 13640 0 460 CALAMOS LNG SHR EQT DYNAMIC COM 12812C106 222 12739 SH SOLE 0 0 12739 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 250 15830 SH SOLE 0 0 15830 CANADIAN PAC RY LTD COM 13645T100 1333 3846 SH SOLE 3648 0 198 CATERPILLAR INC COM 149123101 201 1105 SH SOLE 1105 0 0 CDW CORP COM 12514G108 513 3890 SH SOLE 3890 0 0 CELANESE CORP DEL COM 150870103 5313 40886 SH SOLE 39672 0 1214 CEMEX SAB DE CV SPON ADR NEW 151290889 1326 256400 SH SOLE 243356 0 13044 CENTENE CORP DEL COM 15135B101 1103 18380 SH SOLE 18380 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 7127 10773 SH SOLE 10411 0 362 CHEVRON CORP NEW COM 166764100 765 9064 SH SOLE 8714 0 350 CHIPOTLE MEXICAN GRILL INC COM 169656105 691 498 SH SOLE 495 0 3 CHUBB LIMITED COM H1467J104 6460 41972 SH SOLE 40633 0 1339 CINTAS CORP COM 172908105 751 2126 SH SOLE 2126 0 0 CISCO SYS INC COM 17275R102 1057 23612 SH SOLE 17857 0 5755 CITIGROUP INC COM NEW 172967424 663 10753 SH SOLE 10604 0 149 CME GROUP INC COM 12572Q105 447 2455 SH SOLE 2455 0 0 COCA COLA CO COM 191216100 8810 160654 SH SOLE 153653 0 7001 COLFAX CORP UNIT 01/15/2022T 194014205 353 2185 SH SOLE 2185 0 0 COLONY STARWOOD HOMES NOTE 3.500% 1/1 19625XAB8 1194 894000 PRN SOLE 894 0 0 COMCAST CORP NEW CL A 20030N101 1321 25210 SH SOLE 17799 0 7411 CONMED CORP NOTE 2.625% 2/0 207410AF8 1456 1038000 PRN SOLE 1038 0 0 CONSTELLATION BRANDS INC CL A 21036P108 10357 47283 SH SOLE 45714 0 1569 COSTCO WHSL CORP NEW COM 22160K105 2281 6055 SH SOLE 5563 0 492 CROWN CASTLE INTL CORP NEW COM 22822V101 1020 6405 SH SOLE 6320 0 85 CSX CORP COM 126408103 8733 96231 SH SOLE 93356 0 2875 DANAHER CORPORATION 4.75 MND CV PFD 235851300 1399 922 SH SOLE 922 0 0 DBX ETF TR XTRACK HRVST CSI 233051879 1032 25754 SH SOLE 24394 0 1360 DEXCOM INC COM 252131107 331 895 SH SOLE 889 0 6 DEXCOM INC NOTE 0.750%12/0 252131AH0 288 128000 PRN SOLE 128 0 0 DISCOVER FINL SVCS COM 254709108 483 5336 SH SOLE 4936 0 400 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 192 201000 PRN SOLE 201 0 0 DISNEY WALT CO COM 254687106 9659 53310 SH SOLE 49794 0 3516 DOMINION ENERGY INC COM 25746U109 5558 73903 SH SOLE 70959 0 2944 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 642 6402 SH SOLE 6402 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 831 17257 SH SOLE 17257 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 264 2882 SH SOLE 1884 0 998 EDWARDS LIFESCIENCES CORP COM 28176E108 5117 56087 SH SOLE 53231 0 2856 ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 486 5423 SH SOLE 5423 0 0 ENPHASE ENERGY INC COM 29355A107 38603 220000 SH SOLE 220000 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 531 403000 PRN SOLE 403 0 0 EQUINIX INC COM 29444U700 6321 8851 SH SOLE 8574 0 277 ETSY INC NOTE 0.125%10/0 29786AAJ5 972 457000 PRN SOLE 457 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 911 654000 PRN SOLE 654 0 0 EXXON MOBIL CORP COM 30231G102 1357 32910 SH SOLE 17336 0 15574 FACEBOOK INC CL A 30303M102 20644 75573 SH SOLE 71338 0 4235 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 307 5317 SH SOLE 5086 0 231 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 261 2493 SH SOLE 2250 0 243 FIDELITY NATL INFORMATION SV COM 31620M106 5702 40310 SH SOLE 38955 0 1355 GLOBAL PMTS INC COM 37940X102 662 3075 SH SOLE 2006 0 1069 GOLDMAN SACHS GROUP INC COM 38141G104 9013 34176 SH SOLE 32977 0 1199 HDFC BANK LTD SPONSORED ADS 40415F101 1612 22314 SH SOLE 21192 0 1122 HEICO CORP NEW COM 422806109 218 1644 SH SOLE 0 0 1644 HESS CORP COM 42809H107 6782 128464 SH SOLE 122712 0 5752 HOME DEPOT INC COM 437076102 5367 20205 SH SOLE 11995 0 8210 HONEYWELL INTL INC COM 438516106 9209 43297 SH SOLE 40486 0 2811 HUNT J B TRANS SVCS INC COM 445658107 344 2521 SH SOLE 2521 0 0 IDEXX LABS INC COM 45168D104 3099 6200 SH SOLE 0 0 6200 IHS MARKIT LTD SHS G47567105 660 7350 SH SOLE 7350 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 758 454000 PRN SOLE 454 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 663 457000 PRN SOLE 457 0 0 ING GROEP N.V. SPONSORED ADR 456837103 1350 143014 SH SOLE 135554 0 7460 INSULET CORP COM 45784P101 324 1269 SH SOLE 0 0 1269 INSULET CORP NOTE 0.375% 9/0 45784PAK7 1123 843000 PRN SOLE 843 0 0 INTEL CORP COM 458140100 297 5952 SH SOLE 5746 0 206 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1068 9262 SH SOLE 9157 0 105 INTERNATIONAL BUSINESS MACHS COM 459200101 538 4273 SH SOLE 4073 0 200 INTUITIVE SURGICAL INC COM NEW 46120E602 404 494 SH SOLE 494 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 549 1749 SH SOLE 1660 0 89 ISHARES INC CORE MSCI EMKT 46434G103 500 8067 SH SOLE 6901 0 1166 ISHARES TR 1 3 YR TREAS BD 464287457 317 3672 SH SOLE 0 0 3672 ISHARES TR ISHS 5-10YR INVT 464288638 1914 30970 SH SOLE 21597 0 9373 ISHARES TR CORE HIGH DV ETF 46429B663 6279 71625 SH SOLE 45554 0 26071 ISHARES TR CORE MSCI EAFE 46432F842 4035 58398 SH SOLE 14333 0 44065 ISHARES TR CORE S&P500 ETF 464287200 118215 314913 SH SOLE 145103 0 169809 ISHARES TR CORE S&P MCP ETF 464287507 514 2235 SH SOLE 1945 0 290 ISHARES TR CORE S&P SCP ETF 464287804 494 5380 SH SOLE 5316 0 64 ISHARES TR CORE US AGGBD ET 464287226 13327 112758 SH SOLE 35280 0 77478 ISHARES TR EXPANDED TECH 464287515 517 1460 SH SOLE 1100 0 360 ISHARES TR MSCI ACWI EX US 464288240 364 6855 SH SOLE 2798 0 4057 ISHARES TR MSCI EAFE ETF 464287465 736 10091 SH SOLE 2722 0 7369 ISHARES TR MSCI EMG MKT ETF 464287234 303 5861 SH SOLE 1933 0 3928 ISHARES TR NATIONAL MUN ETF 464288414 26132 222967 SH SOLE 154028 0 68939 ISHARES TR RUS 1000 ETF 464287622 1746 8242 SH SOLE 7651 0 591 ISHARES TR RUS 1000 GRW ETF 464287614 2192 9089 SH SOLE 7746 0 1342 ISHARES TR RUS 1000 VAL ETF 464287598 514 3757 SH SOLE 3016 0 741 ISHARES TR RUSSELL 2000 ETF 464287655 572 2915 SH SOLE 2915 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 28977 129620 SH SOLE 640 0 128980 ISHARES TR RUS MID CAP ETF 464287499 1356 19788 SH SOLE 19788 0 0 ISHARES TR RUS MD CP GR ETF 464287481 869 8466 SH SOLE 8466 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 4680 73334 SH SOLE 33233 0 40101 ISHARES TR S&P 500 VAL ETF 464287408 6436 50274 SH SOLE 46749 0 3525 ISHARES TR ISHS 1-5YR INVS 464288646 2457 44527 SH SOLE 33405 0 11122 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 1089 36721 SH SOLE 34815 0 1906 JOHNSON & JOHNSON COM 478160104 3275 20807 SH SOLE 17033 0 3774 JPMORGAN CHASE & CO COM 46625H100 14872 117038 SH SOLE 109780 0 7258 KANSAS CITY SOUTHERN COM NEW 485170302 1531 7500 SH SOLE 7500 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 348 1843 SH SOLE 1724 0 119 LABORATORY CORP AMER HLDGS COM NEW 50540R409 6324 31069 SH SOLE 29936 0 1133 LAM RESEARCH CORP COM 512807108 787 1667 SH SOLE 1125 0 542 LAUDER ESTEE COS INC CL A 518439104 6015 22595 SH SOLE 21889 0 706 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 1539 1204000 PRN SOLE 1204 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 1134 877000 PRN SOLE 877 0 0 LILLY ELI & CO COM 532457108 9750 57748 SH SOLE 55362 0 2386 LINDE PLC SHS G5494J103 9964 37811 SH SOLE 36603 0 1208 LIQTECH INTL INC COM 53632A201 100 12500 SH SOLE 12500 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 1024 787000 PRN SOLE 787 0 0 LOCKHEED MARTIN CORP COM 539830109 704 1984 SH SOLE 1241 0 743 LOWES COS INC COM 548661107 859 5353 SH SOLE 3539 0 1814 LULULEMON ATHLETICA INC COM 550021109 8179 23500 SH SOLE 19899 0 3601 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 352 213000 PRN SOLE 213 0 0 MARRIOTT VACTINS WORLDWID CO NOTE 1.500% 9/1 57164YAB3 485 427000 PRN SOLE 427 0 0 MARSH & MCLENNAN COS INC COM 571748102 6356 54328 SH SOLE 52676 0 1652 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 737 15495 SH SOLE 15432 0 63 MASCO CORP COM 574599106 322 5855 SH SOLE 5855 0 0 MASTERCARD INCORPORATED CL A 57636Q104 8557 23972 SH SOLE 17480 0 6492 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 1419 50000 SH SOLE 50000 0 0 MCDONALDS CORP COM 580135101 2215 10323 SH SOLE 9170 0 1153 MCKESSON CORP COM 58155Q103 800 4600 SH SOLE 0 0 4600 MEDTRONIC PLC SHS G5960L103 4928 42071 SH SOLE 40454 0 1617 MERCADOLIBRE INC COM 58733R102 1555 928 SH SOLE 886 0 42 MERCK & CO. INC COM 58933Y105 1455 17785 SH SOLE 13158 0 4627 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 209 69000 PRN SOLE 0 0 69 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 1579 782000 PRN SOLE 782 0 0 MICRON TECHNOLOGY INC COM 595112103 6472 86092 SH SOLE 83736 0 2356 MICROSOFT CORP COM 594918104 45025 202434 SH SOLE 177380 0 25053 MONDELEZ INTL INC CL A 609207105 1436 24564 SH SOLE 24239 0 325 MOODYS CORP COM 615369105 201 693 SH SOLE 625 0 68 MORGAN STANLEY COM NEW 617446448 891 13005 SH SOLE 12726 0 279 NETFLIX INC COM 64110L106 1529 2827 SH SOLE 2730 0 97 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 202 111000 PRN SOLE 111 0 0 NEXTERA ENERGY INC COM 65339F101 14796 191787 SH SOLE 168343 0 23444 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 971 16401 SH SOLE 16401 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 368 7165 SH SOLE 7165 0 0 NIKE INC CL B 654106103 10631 75144 SH SOLE 71263 0 3881 NORFOLK SOUTHN CORP COM 655844108 499 2100 SH SOLE 2100 0 0 NORTHERN TR CORP COM 665859104 232 2488 SH SOLE 2488 0 0 NORTHROP GRUMMAN CORP COM 666807102 1042 3419 SH SOLE 3407 0 12 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 1497 101000 PRN SOLE 56 0 45 NOVO-NORDISK A S ADR 670100205 1123 16078 SH SOLE 15264 0 814 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 576 504000 PRN SOLE 504 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 30 30000 PRN SOLE 30 0 0 NVIDIA CORPORATION COM 67066G104 11769 22537 SH SOLE 21312 0 1225 OKTA INC NOTE 0.125% 9/0 679295AD7 1209 805000 PRN SOLE 805 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 1255 741000 PRN SOLE 741 0 0 ORACLE CORP COM 68389X105 256 3965 SH SOLE 1465 0 2500 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 753 662000 PRN SOLE 662 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 770 544000 PRN SOLE 544 0 0 PAYCOM SOFTWARE INC COM 70432V102 7631 16874 SH SOLE 15774 0 1100 PAYPAL HLDGS INC COM 70450Y103 6492 27720 SH SOLE 26895 0 825 PEPSICO INC COM 713448108 1571 10591 SH SOLE 7414 0 3177 PFIZER INC COM 717081103 2526 68630 SH SOLE 23088 0 45542 PHILIP MORRIS INTL INC COM 718172109 1798 21713 SH SOLE 21413 0 300 PIONEER NAT RES CO COM 723787107 337 2961 SH SOLE 2961 0 0 PPG INDS INC COM 693506107 457 3167 SH SOLE 3167 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1418 1221000 PRN SOLE 1221 0 0 PROCTER AND GAMBLE CO COM 742718109 3067 22039 SH SOLE 16892 0 5147 PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 326 292000 PRN SOLE 292 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 729 476000 PRN SOLE 476 0 0 QUALCOMM INC COM 747525103 410 2692 SH SOLE 2692 0 0 QUANTA SVCS INC COM 74762E102 454 6303 SH SOLE 110 0 6193 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6979 97594 SH SOLE 92563 0 5031 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 779 443000 PRN SOLE 443 0 0 RH NOTE 6/1 74967XAA1 329 139000 PRN SOLE 139 0 0 RINGCENTRAL INC CL A 76680R206 224 590 SH SOLE 590 0 0 ROPER TECHNOLOGIES INC COM 776696106 296 686 SH SOLE 215 0 471 ROYAL CARIBBEAN GROUP COM V7780T103 1244 16657 SH SOLE 15882 0 775 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 1184 10769 SH SOLE 10205 0 564 SALESFORCE COM INC COM 79466L302 7152 32140 SH SOLE 30169 0 1971 SCHWAB CHARLES CORP COM 808513105 6822 128617 SH SOLE 124860 0 3757 SEA LTD SPONSORD ADS 81141R100 1918 9635 SH SOLE 9151 0 484 SEALED AIR CORP NEW COM 81211K100 1145 25000 SH SOLE 0 0 25000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 816 6277 SH SOLE 637 0 5640 SEMPRA ENERGY 6% PFD CONV A 816851406 713 7145 SH SOLE 7145 0 0 SERVICENOW INC COM 81762P102 1878 3412 SH SOLE 812 0 2600 SHOPIFY INC CL A 82509L107 1426 1260 SH SOLE 1175 0 85 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 827 698000 PRN SOLE 698 0 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 656 476000 PRN SOLE 476 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 1617 713000 PRN SOLE 713 0 0 SOUTHERN CO COM 842587107 1629 26525 SH SOLE 3871 0 22654 SOUTHERN COPPER CORP COM 84265V105 1130 17348 SH SOLE 16443 0 905 SOUTHWEST AIRLS CO COM 844741108 5646 121135 SH SOLE 117279 0 3856 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 2231 1531000 PRN SOLE 1531 0 0 SPDR GOLD TR GOLD SHS 78463V107 672 3770 SH SOLE 2470 0 1300 SPDR S&P 500 ETF TR TR UNIT 78462F103 17063 45637 SH SOLE 17858 0 27779 SPDR SER TR S&P DIVID ETF 78464A763 668 6304 SH SOLE 754 0 5550 SPLUNK INC NOTE 1.125% 9/1 848637AD6 733 540000 PRN SOLE 540 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 648 231000 PRN SOLE 231 0 0 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 962 8600 SH SOLE 8600 0 0 STARBUCKS CORP COM 855244109 6275 58660 SH SOLE 52680 0 5980 STRYKER CORPORATION COM 863667101 1209 4933 SH SOLE 4933 0 0 SUNPOWER CORP COM 867652406 1538 60000 SH SOLE 60000 0 0 SYNOPSYS INC COM 871607107 238 917 SH SOLE 917 0 0 SYSCO CORP COM 871829107 457 6150 SH SOLE 6150 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 3604 33050 SH SOLE 31480 0 1570 TARGET CORP COM 87612E106 460 2608 SH SOLE 2542 0 66 TESLA INC COM 88160R101 5546 7859 SH SOLE 7576 0 283 TESLA INC NOTE 2.000% 5/1 88160RAG6 1354 119000 PRN SOLE 119 0 0 TEXAS INSTRS INC COM 882508104 487 2966 SH SOLE 2267 0 699 THERMO FISHER SCIENTIFIC INC COM 883556102 8691 18660 SH SOLE 18136 0 524 TJX COS INC NEW COM 872540109 5885 86175 SH SOLE 83670 0 2505 T-MOBILE US INC COM 872590104 807 5985 SH SOLE 5985 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 405 2793 SH SOLE 2793 0 0 TWILIO INC CL A 90138F102 6640 19615 SH SOLE 18458 0 1157 TWILIO INC NOTE 0.250% 6/0 90138FAB8 442 92000 PRN SOLE 92 0 0 UBER TECHNOLOGIES INC COM 90353T100 5415 106181 SH SOLE 102967 0 3214 UBS AG LONDON BRANCH EN LG CP GRWTH 902677780 257 466 SH SOLE 427 0 39 UBS GROUP AG SHS H42097107 1563 110634 SH SOLE 104975 0 5659 UNION PAC CORP COM 907818108 5928 28470 SH SOLE 27708 0 762 UNITED PARCEL SERVICE INC CL B 911312106 407 2419 SH SOLE 0 0 2419 UNITEDHEALTH GROUP INC COM 91324P102 13348 38064 SH SOLE 36096 0 1968 US BANCORP DEL COM NEW 902973304 413 8868 SH SOLE 5790 0 3078 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 4314 52044 SH SOLE 17818 0 34226 VANGUARD INDEX FDS GROWTH ETF 922908736 268 1059 SH SOLE 1059 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 3293 15928 SH SOLE 15928 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 668 3152 SH SOLE 3152 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 495 4165 SH SOLE 4165 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2141 11000 SH SOLE 0 0 11000 VANGUARD INDEX FDS TOTAL STK MKT 922908769 285 1465 SH SOLE 1465 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 285 1150 SH SOLE 0 0 1150 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 436 2508 SH SOLE 2508 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 765 13022 SH SOLE 10675 0 2347 VERTEX PHARMACEUTICALS INC COM 92532F100 5616 23763 SH SOLE 23038 0 725 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 273 212000 PRN SOLE 212 0 0 VISA INC COM CL A 92826C839 12695 58040 SH SOLE 55367 0 2673 WALMART INC COM 931142103 9572 66406 SH SOLE 63261 0 3145 WASTE MGMT INC DEL COM 94106L109 6936 58812 SH SOLE 56807 0 2005 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 176 86000 PRN SOLE 86 0 0 WELLS FARGO CO NEW COM 949746101 7746 256666 SH SOLE 246584 0 10082 WELLS FARGO CO NEW PERP PFD CNV A 949746804 584 385 SH SOLE 385 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 354 296000 PRN SOLE 296 0 0 WORKDAY INC CL A 98138H101 493 2059 SH SOLE 2044 0 15 WORKDAY INC NOTE 0.250%10/0 98138HAF8 1003 597000 PRN SOLE 597 0 0 YAMANA GOLD INC COM 98462Y100 677 118629 SH SOLE 112353 0 6276 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 376 165000 PRN SOLE 165 0 0 ZOETIS INC CL A 98978V103 7676 46380 SH SOLE 44859 0 1521 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 1113 838000 PRN SOLE 838 0 0