0001454937-23-000016.txt : 20231113 0001454937-23-000016.hdr.sgml : 20231113 20231113102534 ACCESSION NUMBER: 0001454937-23-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 231396163 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2023 09-30-2023 AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 000114537 801-60667 N
Dustin Boxa Treasurer 319-355-8098 Dustin Boxa Cedar Rapids IA 11-10-2023 1 36 138634952 false 1 0000099189 028-00136 TRANSAMERICA CORP
INFORMATION TABLE 2 infotable.xml ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 1085387 1070000 PRN DFND 1 1070000 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 8836266 7950 SH DFND 1 7950 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 744942 86320 SH DFND 1 86320 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 287560 28000 SH DFND 1 28000 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 3699050 2215000 PRN DFND 1 2215000 0 0 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 1235030 58867 SH DFND 1 58867 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 200848 127119 SH DFND 1 127119 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 2296143 1663872 SH DFND 1 1663872 0 0 EATON VANCE FLTING RATE INC COM 278279104 934255 75894 SH DFND 1 75894 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 781628 64544 SH DFND 1 64544 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 211293 16756 SH DFND 1 16756 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 1525125 1660000 PRN DFND 1 1660000 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 2258880 2600000 PRN DFND 1 2600000 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 300170 30017 SH DFND 1 30017 0 0 HIGHLAND OPPORTUNITIES HIGHLAND INCOME 43010E404 146103 18172 SH DFND 1 18172 0 0 IHEARTMEDIA INC COM CL A 45174J509 203703 64463 SH DFND 1 64463 0 0 INVESCO SR INCOME TR COM 46131H107 571505 145792 SH DFND 1 145792 0 0 ISHARES TR IBOXX HI YD ETF 464288513 216884 2942 SH DFND 1 2942 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 216352 28732 SH DFND 1 28732 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 326061 50318 SH DFND 1 50318 0 0 NEXTERA ENERGY INC UNIT 09/01/2025 65339F713 3400200 90000 SH DFND 1 90000 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 246826 20953 SH DFND 1 20953 0 0 PIONEER DIVERSIFIED HIGH INC COM 723653101 196837 19260 SH DFND 1 19260 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 121887 13528 SH DFND 1 13528 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 991570 1000000 PRN DFND 1 1000000 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 367177 34936 SH DFND 1 34936 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 3970000 4000000 PRN DFND 1 4000000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 296718 10120 SH DFND 1 10120 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 328396 7832 SH DFND 1 7832 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142409 366173 26448 SH DFND 1 26448 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 265726 3535 SH DFND 1 3535 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7573782 108538 SH DFND 1 108538 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 81885117 385505 SH DFND 1 385505 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 499823 6651 SH DFND 1 6651 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 8956000 8000 SH DFND 1 8000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 3091535 3145000 PRN DFND 1 3145000 0 0