0001454937-23-000011.txt : 20230525 0001454937-23-000011.hdr.sgml : 20230525 20230525171022 ACCESSION NUMBER: 0001454937-23-000011 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230525 DATE AS OF CHANGE: 20230525 EFFECTIVENESS DATE: 20230525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 23961945 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR/A 1 primary_doc.xml X0202 13F-HR/A LIVE false true false 0001454937 XXXXXXXX 03-31-2023 03-31-2023 true 1 NEW HOLDINGS AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 000114537 801-60667 N
Dustin Boxa Treasurer 319-355-8098 Dustin Boxa Cedar Rapids IA 05-25-2023 1 42 180411043 1 028-00136 Transamerica Corp
INFORMATION TABLE 2 2023Q1.Amended.infotable.xml AMERICAN ELEC PWR CO INC UNIT 08/15/2023 02557T307 5602499 111426 SH DFND 1 111426 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 1077362 1070000 PRN DFND 1 1070000 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 542880 6786000 PRN DFND 1 6786000 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 9224544 7950 SH DFND 1 7950 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 710854 81520 SH DFND 1 81520 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 315199 33144 SH DFND 1 33144 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 3444020 2300000 PRN DFND 1 2300000 0 0 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 1227592 47878 SH DFND 1 47878 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 220108 183423 SH DFND 1 183423 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 1930084 1569174 SH DFND 1 1569174 0 0 EATON VANCE FLTING RATE INC COM 278279104 873540 75894 SH DFND 1 75894 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 731284 64544 SH DFND 1 64544 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 218666 16756 SH DFND 1 16756 0 0 EQT CORP NOTE 1.750% 5/0 26884LAK5 2863120 1300000 PRN DFND 1 1300000 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 1405250 1460000 PRN DFND 1 1460000 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 2327676 2600000 PRN DFND 1 2600000 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 298669 30017 SH DFND 1 30017 0 0 IHEARTMEDIA INC COM CL A 45174J509 195776 50199 SH DFND 1 50199 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2359355 2420000 PRN DFND 1 2420000 0 0 INVESCO SR INCOME TR COM 46131H107 536515 145792 SH DFND 1 145792 0 0 KKR & CO INC 6% MCONV PFD C 48251W401 5359932 85200 SH DFND 1 85200 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 298243 35005 SH DFND 1 35005 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 296494 43538 SH DFND 1 43538 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 645938 650000 PRN DFND 1 650000 0 0 NEXTERA ENERGY INC UNIT 09/01/2023 65339F739 11774213 243922 SH DFND 1 243922 0 0 NISOURCE INC UNIT 12/01/2023 65473P121 6800865 65500 SH DFND 1 65500 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 255627 20953 SH DFND 1 20953 0 0 PIONEER DIVERSIFIED HIGH INC COM 723653101 194911 19260 SH DFND 1 19260 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 117694 13528 SH DFND 1 13528 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 7555765 3539000 PRN DFND 1 3539000 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 976060 1000000 PRN DFND 1 1000000 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 257463 22664 SH DFND 1 22664 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 6106000 5375000 PRN DFND 1 5375000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 278463 9398 SH DFND 1 9398 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 296107 7142 SH DFND 1 7142 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142409 398072 25933 SH DFND 1 25933 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 251117 3283 SH DFND 1 3283 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 8100997 109725 SH DFND 1 109725 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 81173836 397716 SH DFND 1 397716 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 470873 6177 SH DFND 1 6177 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 9280000 8000 SH DFND 1 8000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 3417380 3545000 PRN DFND 1 3545000 0 0