0001454937-23-000008.txt : 20230525
0001454937-23-000008.hdr.sgml : 20230525
20230525170615
ACCESSION NUMBER: 0001454937-23-000008
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230525
DATE AS OF CHANGE: 20230525
EFFECTIVENESS DATE: 20230525
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 23961898
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR/A
1
primary_doc.xml
X0202
13F-HR/A
LIVE
false
true
false
0001454937
XXXXXXXX
12-31-2022
12-31-2022
true
1
NEW HOLDINGS
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
000114537
801-60667
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
05-25-2023
1
44
173609344
1
028-00136
Transamerica corp
INFORMATION TABLE
2
2022Q4.Amended.infotable.xml
AMERICAN ELEC PWR CO INC
UNIT 08/15/2023
02557T307
4984461
95087
SH
DFND
1
95087
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
1134874
1070000
PRN
DFND
1
1070000
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
254475
6786000
PRN
DFND
1
6786000
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
9247440
7950
SH
DFND
1
7950
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
585528
66994
SH
DFND
1
66994
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
304925
33144
SH
DFND
1
33144
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
3063370
2300000
PRN
DFND
1
2300000
0
0
CBL & ASSOC PPTYS INC
COMMON STOCK
124830878
1365067
59145
SH
DFND
1
59145
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
295702
281621
SH
DFND
1
281621
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
2208530
1660549
SH
DFND
1
1660549
0
0
EATON VANCE FLTING RATE INC
COM
278279104
819484
73894
SH
DFND
1
73894
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
706111
64544
SH
DFND
1
64544
0
0
EATON VANCE TAX MNGED BUY WR
COM
27828X100
220341
16756
SH
DFND
1
16756
0
0
EQT CORP
NOTE 1.750% 5/0
26884LAK5
3018600
1300000
PRN
DFND
1
1300000
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
1380620
1460000
PRN
DFND
1
1460000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
2264418
2600000
PRN
DFND
1
2600000
0
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
257472
27017
SH
DFND
1
27017
0
0
IHEARTMEDIA INC
COM CL A
45174J509
298065
48624
SH
DFND
1
48624
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
2337672
2420000
PRN
DFND
1
2420000
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
1038818
50600
SH
DFND
1
50600
0
0
INVESCO SR INCOME TR
COM
46131H107
1010982
263964
SH
DFND
1
263964
0
0
KKR & CO INC
6% MCONV PFD C
48251W401
4881960
85200
SH
DFND
1
85200
0
0
NATIONAL CINEMEDIA INC
COM
635309107
74304
337746
SH
DFND
1
337746
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
205400
24108
SH
DFND
1
24108
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
287351
43538
SH
DFND
1
43538
0
0
NEW MTN FIN CORP
NOTE 5.750% 8/1
647551AC4
644722
650000
PRN
DFND
1
650000
0
0
NEXTERA ENERGY INC
UNIT 03/01/2023
65339F770
9201920
182000
SH
DFND
1
182000
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
4460478
42684
SH
DFND
1
42684
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
248712
20953
SH
DFND
1
20953
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
194141
19260
SH
DFND
1
19260
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
118641
13528
SH
DFND
1
13528
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
8252948
3539000
PRN
DFND
1
3539000
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
996300
1000000
PRN
DFND
1
1000000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
6455375
5375000
PRN
DFND
1
5375000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
276113
9398
SH
DFND
1
9398
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
1314608
32142
SH
DFND
1
32142
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142409
432562
25933
SH
DFND
1
25933
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
247144
3283
SH
DFND
1
3283
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
7945360
110598
SH
DFND
1
110598
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
77048996
402997
SH
DFND
1
402997
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
464449
6177
SH
DFND
1
6177
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
9480000
8000
SH
DFND
1
8000
0
0
WESTERN ASSET HIGH INCOM FD
COM
95766J102
204292
42209
SH
DFND
1
42209
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
3376613
3545000
PRN
DFND
1
3545000
0
0