0001454937-23-000006.txt : 20230425 0001454937-23-000006.hdr.sgml : 20230425 20230425092624 ACCESSION NUMBER: 0001454937-23-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 EFFECTIVENESS DATE: 20230425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 23841984 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001454937 XXXXXXXX 03-31-2023 03-31-2023 AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 000114537 801-60667 N
Dustin Boxa Treasurer 319-355-8098 Dustin Boxa Cedar Rapids IA 04-25-2023 1 38 170346985 false 1 028-00136 Transamerica Corp
INFORMATION TABLE 2 infotable.xml AMERICAN ELEC POWER CO UNIT 08/15/2023 02557T307 5602499 111426 SH DFND 1 111426 0 0 ARES CAPITAL CORPORATION NOTE 4.625% 3/0 04010LAW3 1077362 1070000 PRN DFND 1 1070000 0 0 AVAYA HOLDINGS CORP NOTE 2.250% 6/1 05351XAB7 542880 6786000 PRN DFND 1 6786000 0 0 BLACKROCK CORP HY COM 09255P107 710854 81520 SH DFND 1 81520 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 315199 33144 SH DFND 1 33144 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 3444020 2300000 PRN DFND 1 2300000 0 0 CBL & ASSOCIATES PROP COMMON STOCK 124830878 1510145 58898 SH DFND 1 58898 0 0 CLEAR CHANNEL OUTDOOR COM 18453H106 220108 183423 SH DFND 1 183423 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 1930084 1569174 SH DFND 1 1569174 0 0 EATON VANCE FLOATING COM 278279104 873540 75894 SH DFND 1 75894 0 0 EATON VANCE SENIOR FLOATING COM 27828Q105 731284 64544 SH DFND 1 64544 0 0 EQT CORP NOTE 1.750% 5/0 26884LAK5 2863120 1300000 PRN DFND 1 1300000 0 0 EURONET WORLDWIDE INC. NOTE 0.750% 3/1 298736AL3 1405250 1460000 PRN DFND 1 1460000 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 2327676 2600000 PRN DFND 1 2600000 0 0 FIRST TRUST SENIOR FLOATING COM 33733U108 298669 30017 SH DFND 1 30017 0 0 IHEARTMEDIA INC COM CL A 45174J509 195776 50199 SH DFND 1 50199 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2359355 2420000 PRN DFND 1 2420000 0 0 INVESCO SENIOR INCOME TRUST COM 46131H107 536515 145792 SH DFND 1 145792 0 0 KKR GROUP CO INC 6% MCONV PFD C 48251W401 5359932 85200 SH DFND 1 85200 0 0 NEUBERGER BERMAN HY COM 64128C106 298243 35005 SH DFND 1 35005 0 0 NEW AMERICA HIGH INCOME COM NEW 641876800 296494 43538 SH DFND 1 43538 0 0 NEXTERA ENERGY INC UNIT 09/01/2023 65339F739 11774213 243922 SH DFND 1 243922 0 0 NISOURCE INC UNIT 12/01/2023 65473P121 6800865 65500 SH DFND 1 65500 0 0 PGIM HY BOND FUND COM 69346H100 255627 20953 SH DFND 1 20953 0 0 PIONEER DIVERSIFIED HIGH COM 723653101 194911 19260 SH DFND 1 19260 0 0 PIONEER FLOATING RATE COM 72369J102 117694 13528 SH DFND 1 13528 0 0 PIONEER NATURAL RESOURCes NOTE 0.250% 5/1 723787AP2 7555765 3539000 PRN DFND 1 3539000 0 0 PROSPECT CAPITAL CORP NOTE 6.375% 3/0 74348TAT9 976060 1000000 PRN DFND 1 1000000 0 0 SOUTHWEST AIRLINES CO NOTE 1.250% 5/0 844741BG2 6106000 5375000 PRN DFND 1 5375000 0 0 SPDR BLACKSTONE / GSO SENIOR BLACKSTONE SENR 78467V608 296107 7142 SH DFND 1 7142 0 0 SPDR PORTFOLIO ST CORP BOND PORTFOLIO SHORT 78464A474 278463 9398 SH DFND 1 9398 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142409 398072 25933 SH DFND 1 25933 0 0 VANGUARD IDX FUND TOTAL STK MKT 922908769 81173836 397716 SH DFND 1 397716 0 0 VANGUARD ST BOND INDEX SHORT TRM BOND 921937827 251117 3283 SH DFND 1 3283 0 0 VANGUARD ST CORP BOND SHRT TRM CORP BD 92206C409 470873 6177 SH DFND 1 6177 0 0 VANGUARD TOTAL BOND MARKET TOTAL BND MRKT 921937835 8100997 109725 SH DFND 1 109725 0 0 WELLS FARGO & COMPANY PERP PFD CNV A 949746804 9280000 8000 SH DFND 1 8000 0 0 WESTERN DIGITAL CORPORATION NOTE 1.500% 2/0 958102AP0 3417380 3545000 PRN DFND 1 3545000 0 0