0001454937-21-000016.txt : 20211102
0001454937-21-000016.hdr.sgml : 20211102
20211102140332
ACCESSION NUMBER: 0001454937-21-000016
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211102
DATE AS OF CHANGE: 20211102
EFFECTIVENESS DATE: 20211102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 211370346
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001454937
XXXXXXXX
09-30-2021
09-30-2021
true
1
RESTATEMENT
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
10-29-2021
1
42
330976
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
AMERICAN ELEC PWR CO
UNIT 08/01/2021
025537127
2538
53250
SH
DFND
1
53250
0
0
AMERICAN ELEC PWR CO
UNIT 08/15/2025
02557T307
1849
37180
SH
DFND
1
37180
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
2113
400000
PRN
DFND
1
400000
0
0
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
1609
1500000
PRN
DFND
1
1500000
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
666
600000
PRN
DFND
1
600000
0
0
AVAYA HLDGS CORP
COM
05351X101
525
26527
SH
DFND
1
26527
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
1880
1786000
PRN
DFND
1
1786000
0
0
BLACKROCK FLOATING R
COM
09255X100
613
45900
SH
DFND
1
45900
0
0
BONANZA CREEK ENERGY
COM NEW
097793400
8310
173487
SH
DFND
1
173487
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
3389
2300000
PRN
DFND
1
2300000
0
0
CLEAR CHANNEL OUTDOO
COM
18453H106
479
176595
SH
DFND
1
176595
0
0
CORNERSTONE BLDG BRA
COM
21925D109
629
43079
SH
DFND
1
43079
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
741
412587
SH
DFND
1
412587
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
4264
43900
SH
DFND
1
43900
0
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
3543
70500
SH
DFND
1
70500
0
0
EURONET WORLDWIDE IN
NOTE 0.750% 3/1
298736AL3
1619
1460000
PRN
DFND
1
1460000
0
0
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
4080
4050000
PRN
DFND
1
4050000
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
803
74565
SH
DFND
1
74565
0
0
IHEARTMEDIA INC
COM CL A
45174J509
258
10296
SH
DFND
1
10296
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
2129
1825000
PRN
DFND
1
1825000
0
0
INVESCO EXCH TRADED
SR LN ETF
46138G508
1789
80900
SH
DFND
1
80900
0
0
INVESCO SR INCOME TR
COM
46131H107
1345
302238
SH
DFND
1
302238
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
216
2465
SH
DFND
1
2465
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
5334
104666
SH
DFND
1
104666
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
5949
101500
SH
DFND
1
101500
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
2462
23800
SH
DFND
1
23800
0
0
OASIS PETROLEUM INC
COM NEW
674215207
15828
159203
SH
DFND
1
159203
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
5812
3590000
PRN
DFND
1
3590000
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
1085
1000000
PRN
DFND
1
1000000
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
4795
94000
SH
DFND
1
94000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
9172
6125000
PRN
DFND
1
6125000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
294
9398
SH
DFND
1
9398
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
2043
44402
SH
DFND
1
44402
0
0
STANLEY BLACK & DECK
UNIT 11/15/2022
854502846
2631
25000
SH
DFND
1
25000
0
0
STARWOOD WAYPOINT HO
NOTE 3.500% 1/1
19625XAB8
708
420000
PRN
DFND
1
420000
0
0
SUMMIT MIDSTREAM PAR
COM UNIT LTD
866142409
334
9388
SH
DFND
1
9388
0
0
TPG SPECIALTY LENDIN
NOTE 4.500% 8/0
87265KAD4
423
366000
PRN
DFND
1
366000
0
0
VANGUARD BD INDEX FD
SHORT TRM BOND
921937827
269
3283
SH
DFND
1
3283
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
9865
115452
SH
DFND
1
115452
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
215072
968531
SH
DFND
1
968531
0
0
VANGUARD SCOTTSDALE
SHRT TRM CORP BD
92206C409
509
6177
SH
DFND
1
6177
0
0
WESTERN DIGITAL CORP
NOTE 1.500% 2/0
958102AP0
3004
2965000
PRN
DFND
1
2965000
0
0