0001454937-21-000012.txt : 20211015 0001454937-21-000012.hdr.sgml : 20211015 20211015101546 ACCESSION NUMBER: 0001454937-21-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 EFFECTIVENESS DATE: 20211015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 211325066 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2021 09-30-2021 AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 N
Dustin Boxa Treasurer 319-355-8098 Dustin Boxa Cedar Rapids IA 10-14-2021 1 35 317836 false 1 0000099189 028-00136 TRANSAMERICA CORP
INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO UNIT 08/01/2021 025537127 2673 53250 SH DFND 1 53250 0 0 AMERICAN ELEC PWR CO UNIT 08/15/2025 02557T307 1770 34580 SH DFND 1 34580 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 2122 400000 PRN DFND 1 400000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 1555 1500000 PRN DFND 1 1500000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 654 600000 PRN DFND 1 600000 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 277 25207 SH DFND 1 25207 0 0 BLACKROCK FLOATING R COM 09255X100 1151 89209 SH DFND 1 89209 0 0 BONANZA CREEK ENERGY COM NEW 097793400 10823 327084 SH DFND 1 327084 0 0 CLEAR CHANNEL OUTDOO COM 18453H106 635 252900 SH DFND 1 252900 0 0 CORNERSTONE BLDG BRA COM 21925D109 615 43739 SH DFND 1 43739 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 444 263736 SH DFND 1 263736 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 4332 42000 SH DFND 1 42000 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 3044 60000 SH DFND 1 60000 0 0 EURONET WORLDWIDE IN NOTE 0.750% 3/1 298736AL3 1545 1350000 PRN DFND 1 1350000 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 4099 4050000 PRN DFND 1 4050000 0 0 IHEARTMEDIA INC COM CL A 45174J509 339 17706 SH DFND 1 17706 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2197 1825000 PRN DFND 1 1825000 0 0 INVESCO EXCH TRADED SR LN ETF 46138G508 839 37900 SH DFND 1 37900 0 0 INVESCO SR INCOME TR COM 46131H107 1474 347578 SH DFND 1 347578 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 4861 96500 SH DFND 1 96500 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 6067 104000 SH DFND 1 104000 0 0 NOBLE CORP NEW SHS G6610J209 209 11125 SH DFND 1 11125 0 0 OASIS PETROLEUM INC COM NEW 674215207 24959 321559 SH DFND 1 321559 0 0 OYSTER ENTERPRISES A UNIT 01/20/2026 69242M203 382 38333 SH DFND 1 38333 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3294 2700000 PRN DFND 1 2700000 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 1090 1000000 PRN DFND 1 1000000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 4768 91000 SH DFND 1 91000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 10317 5925000 PRN DFND 1 5925000 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 836 18200 SH DFND 1 18200 0 0 STANLEY BLACK & DECK UNIT 11/15/2022 854502846 3050 25000 SH DFND 1 25000 0 0 SUMMIT MIDSTREAM PAR COM UNIT LTD 866142409 409 17313 SH DFND 1 17313 0 0 TPG SPECIALTY LENDIN NOTE 4.500% 8/0 87265KAD4 427 366000 PRN DFND 1 366000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10032 117668 SH DFND 1 117668 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 203269 936290 SH DFND 1 936290 0 0 WESTERN DIGITAL CORP NOTE 1.500% 2/0 958102AP0 3278 3150000 PRN DFND 1 3150000 0 0