0001454937-20-000005.txt : 20200424 0001454937-20-000005.hdr.sgml : 20200424 20200424165457 ACCESSION NUMBER: 0001454937-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200424 DATE AS OF CHANGE: 20200424 EFFECTIVENESS DATE: 20200424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 20815787 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 03-31-2020 03-31-2020 AEGON USA Investment Management, LLC

6300 C STREET SW CEDAR RAPIDS IA 52499

13F HOLDINGS REPORT 028-13378 N Stephanie Phelps 319-355-8647 Stephanie Phelps Cedar Rapids IA 04-24-2020 1 63 243919 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO UNIT 03/15/2022 025537127 3488 72300 SH DFND 1 72300 0 0 AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 975 1000000 PRN DFND 1 1000000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 1442 1600000 PRN DFND 1 1600000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 519 600000 PRN DFND 1 600000 0 0 AVAYA HLDGS CORP COM 05351X101 868 107324 SH DFND 1 107324 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 9951 7860 SH DFND 1 7860 0 0 BLACKROCK CORPOR HI COM 09255P107 974 110702 SH DFND 1 110702 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 639 75578 SH DFND 1 75578 0 0 BLACKROCK FLOATING R COM 09255X100 1983 198061 SH DFND 1 198061 0 0 BLACKROCK TCP CAPITA NOTE 4.625% 3/0 87238QAD5 405 454000 PRN DFND 1 454000 0 0 CLEAR CHANNEL OUTDOO COM 18453H106 193 301118 SH DFND 1 301118 0 0 COMMUNITY HEALTH SYS COM 203668108 317 95006 SH DFND 1 95006 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 186 200000 PRN DFND 1 200000 0 0 CORNERSTONE BLDG BRA COM 21925D109 271 59342 SH DFND 1 59342 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 228 250000 PRN DFND 1 250000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5383 58500 SH DFND 1 58500 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 2260 60000 SH DFND 1 60000 0 0 EURONET WORLDWIDE IN NOTE 0.750% 3/1 298736AL3 1816 2000000 PRN DFND 1 2000000 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 197 250000 PRN DFND 1 250000 0 0 FERRELLGAS PARTNERS UNIT LTD PART 315293100 11 54876 SH DFND 1 54876 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 4820 5200000 PRN DFND 1 5200000 0 0 IHEARTMEDIA INC COM CL A 45174J509 317 43386 SH DFND 1 43386 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 366 400000 PRN DFND 1 400000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 6221 6500000 PRN DFND 1 6500000 0 0 INTELSAT S A NOTE 4.500% 6/1 45790VAB6 26 132000 PRN DFND 1 132000 0 0 INVESCO EXCHANGE-TRA SR LN ETF 46138G508 1469 71800 SH DFND 1 71800 0 0 INVESCO HIGH INCOME COM 46131F101 442 41234 SH DFND 1 41234 0 0 INVESCO SR INCOME TR COM 46131H107 1896 588721 SH DFND 1 588721 0 0 JAZZ INVESTMENTS I L NOTE 1.500% 8/1 472145AD3 352 400000 PRN DFND 1 400000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 403 412000 PRN DFND 1 412000 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 416 400000 PRN DFND 1 400000 0 0 LIVE NATION ENTERTAI NOTE 2.500% 3/1 538034AQ2 191 200000 PRN DFND 1 200000 0 0 LUMENTUM HLDGS INC COM 55024U109 324 4400 SH DFND 1 4400 0 0 MARRIOTT VACTINS WOR NOTE 1.500% 9/1 57164YAB3 233 300000 PRN DFND 1 300000 0 0 MCDERMOTT INTL INC COM 580037703 1 23538 SH DFND 1 23538 0 0 MICRON TECHNOLOGY IN NOTE 3.125% 5/0 595112AX1 1856 440000 PRN DFND 1 440000 0 0 MOMO INC NOTE 1.250% 7/0 60879BAB3 239 300000 PRN DFND 1 300000 0 0 NEUBERGER BERMAN HIG COM 64128C106 1362 156907 SH DFND 1 156907 0 0 NEW AMER HIGH INCOME COM NEW 641876800 196 28307 SH DFND 1 28307 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 3704 84000 SH DFND 1 84000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 5302 112000 SH DFND 1 112000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 2645 351000 PRN DFND 1 351000 0 0 ON SEMICONDUCTOR COR NOTE 1.625%10/1 682189AP0 398 400000 PRN DFND 1 400000 0 0 PALO ALTO NETWORKS I NOTE 0.750% 7/0 697435AD7 290 300000 PRN DFND 1 300000 0 0 PGIM GLOBAL HIGH YIE COM 69346J106 265 24000 SH DFND 1 24000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 9570 9600000 PRN DFND 1 9600000 0 0 PROSPECT CAPITAL COR NOTE 6.375% 3/0 74348TAT9 850 1000000 PRN DFND 1 1000000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 106 100000 PRN DFND 1 100000 0 0 RIVERNORTH OPPORTUNI COM 76881Y109 642 51661 SH DFND 1 51661 0 0 SIRIUS XM HLDGS INC COM 82968B103 51 10400 SH DFND 1 10400 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 5417 122000 SH DFND 1 122000 0 0 SPIRIT RLTY CAP INC NOTE 3.750% 5/1 84860WAB8 1043 1100000 PRN DFND 1 1100000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 207 200000 PRN DFND 1 200000 0 0 STANLEY BLACK & DECK UNIT 11/15/2022 854502846 1749 25000 SH DFND 1 25000 0 0 STANLEY BLACK & DECK UNIT 05/15/2020 854502887 1235 17000 SH DFND 1 17000 0 0 TPG SPECIALTY LENDIN NOTE 4.500% 8/0 87265KAD4 452 486000 PRN DFND 1 486000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 359 400000 PRN DFND 1 400000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10638 124645 SH DFND 1 124645 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 129432 1004050 SH DFND 1 1004050 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 337 350000 PRN DFND 1 350000 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 2748 870000 PRN DFND 1 870000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 9937 7800 SH DFND 1 7800 0 0 WESTERN DIGITAL CORP NOTE 1.500% 2/0 958102AP0 3305 3800000 PRN DFND 1 3800000 0 0