Chief Administrative Officer

0001454937-20-000002.txt : 20200115 0001454937-20-000002.hdr.sgml : 20200115 20200115105535 ACCESSION NUMBER: 0001454937-20-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200115 EFFECTIVENESS DATE: 20200115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 20527568 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001454937 XXXXXXXX 12-31-2019 12-31-2019 AEGON USA Investment Management, LLC

6300 C STREET SW CEDAR RAPIDS IA 52499

13F HOLDINGS REPORT 028-13378 N Stephanie Phelps Chief Administrative Officer 3193558647 Stephanie Phelps Cedar Rapids IA 01-15-2020 1 48 293403 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO UNIT 03/15/2022 025537127 4834 89300 SH DFND 1 89300 0 0 AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 1012 1000000 PRN DFND 1 1000000 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 8819 2100000 PRN DFND 1 2100000 0 0 AVAYA HLDGS CORP COM 05351X101 1936 143397 SH DFND 1 143397 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 11679 8060 SH DFND 1 8060 0 0 BECTON DICKINSON & C PFD SHS CONV A 075887208 1637 25000 SH DFND 1 25000 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 805 71849 SH DFND 1 71849 0 0 BLACKROCK FLOAT RATE COM 09255X100 3458 257325 SH DFND 1 257325 0 0 CLEAR CHANNEL OUTDOO COM 18453H106 575 201171 SH DFND 1 201171 0 0 COMMUNITY HEALTH SYS COM 203668108 315 108469 SH DFND 1 108469 0 0 CORNERSTONE BLDG BRA COM 21925D109 180 21170 SH DFND 1 21170 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 265 250000 PRN DFND 1 250000 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 6259 58500 SH DFND 1 58500 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 3076 60000 SH DFND 1 60000 0 0 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 388 400000 PRN DFND 1 400000 0 0 FERRELLGAS PARTNERS UNIT LTD PART 315293100 34 102340 SH DFND 1 102340 0 0 IHEARTMEDIA INC COM CL A 45174J509 211 12510 SH DFND 1 12510 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 408 400000 PRN DFND 1 400000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 4408 4000000 PRN DFND 1 4000000 0 0 INVESCO EXCHNG TRADE SR LN ETF 46138G508 4936 216300 SH DFND 1 216300 0 0 INVESCO SR INCOME TR COM 46131H107 3027 705585 SH DFND 1 705585 0 0 ISIS PHARMACEUTICALS NOTE 1.000%11/1 464337AJ3 229 200000 PRN DFND 1 200000 0 0 JAZZ INVESTMENTS I L NOTE 1.500% 8/1 472145AD3 402 400000 PRN DFND 1 400000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 493 412000 PRN DFND 1 412000 0 0 LIVE NATION ENTERTAI NOTE 2.500% 3/1 538034AQ2 244 200000 PRN DFND 1 200000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 452 310000 PRN DFND 1 310000 0 0 MARRIOTT VACTINS WOR NOTE 1.500% 9/1 57164YAB3 320 300000 PRN DFND 1 300000 0 0 MOMO INC NOTE 1.250% 7/0 60879BAB3 279 300000 PRN DFND 1 300000 0 0 NEUBERGER BERMAN HGH COM 64128C106 3174 256981 PRN DFND 1 256981 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 194 200000 PRN DFND 1 200000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 5743 112000 SH DFND 1 112000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 9392 1030000 PRN DFND 1 1030000 0 0 ON SEMICONDUCTOR COR NOTE 1.625%10/1 682189AP0 552 400000 PRN DFND 1 400000 0 0 PALO ALTO NETWORKS I NOTE 0.750% 7/0 697435AD7 386 350000 PRN DFND 1 350000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 11063 9600000 PRN DFND 1 9600000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 108 100000 PRN DFND 1 100000 0 0 SIRIUS XM HLDGS INC COM 82968B103 74 10400 SH DFND 1 10400 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 6576 122000 SH DFND 1 122000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 223 200000 PRN DFND 1 200000 0 0 STANLEY BLACK & DECK UNIT 11/15/2022 854502846 2724 25000 SH DFND 1 25000 0 0 STANLEY BLACK & DECK UNIT 05/15/2020 854502887 1855 17000 SH DFND 1 17000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 193 200000 PRN DFND 1 200000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10604 126445 SH DFND 1 126445 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 165199 1009650 SH DFND 1 1009650 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 377 350000 PRN DFND 1 350000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 11310 7800 SH DFND 1 7800 0 0 WESTERN DIGITAL CORP NOTE 1.500% 2/0 958102AP0 2938 3000000 PRN DFND 1 3000000 0 0 WHITING PETE CORP NE NOTE 1.250% 4/0 966387AL6 38 39000 PRN DFND 1 39000 0 0