0001454937-19-000003.txt : 20190211 0001454937-19-000003.hdr.sgml : 20190211 20190211090804 ACCESSION NUMBER: 0001454937-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 19582263 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 12-31-2018 12-31-2018 AEGON USA Investment Management, LLC

6300 C STREET SW CEDAR RAPIDS IA 52499

13F HOLDINGS REPORT 028-13378 N Stephanie Phelps 319-355-8647 Stephanie Phelps Cedar Rapids IA 02-04-2019 1 48 306492 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 1478 1500000 PRN DFND 1 1500000 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 11932 3300000 PRN DFND 1 3300000 0 0 ASCENT CAP GROUP INC COM SER A 043632108 190 486710 SH DFND 1 486710 0 0 AVAYA HLDGS CORP COM 05351X101 3116 213982 SH DFND 1 213982 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 10471 8360 SH DFND 1 8360 0 0 BECTON DICKINSON & C PFD SHS CONV A 075887208 3633 63000 SH DFND 1 63000 0 0 BLACKROCK CORPOR HI COM 09255P107 4237 456565 SH DFND 1 456565 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 4643 475238 SH DFND 1 475238 0 0 BLACKROCK FLOAT RATE COM 09255X100 4948 415825 SH DFND 1 415825 0 0 CLEAR CHANNEL OUTDOO CL A 18451C109 549 105718 SH DFND 1 105718 0 0 COMMUNITY HEALTH SYS COM 203668108 518 183772 SH DFND 1 183772 0 0 DANAHER CORP DEL DBCV 1/2 235851AF9 4720 1205000 PRN DFND 1 1205000 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 4308 90000 SH DFND 1 90000 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 1868 36000 SH DFND 1 36000 0 0 EATON VANCE FLTNG RA COM 27831H100 122 14298 SH DFND 1 14298 0 0 EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 220 200000 PRN DFND 1 200000 0 0 FERRELLGAS PARTNERS UNIT LTD PART 315293100 68 128024 SH DFND 1 128024 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 393 400000 PRN DFND 1 400000 0 0 II VI INC NOTE 0.250% 9/0 902104AB4 389 400000 PRN DFND 1 400000 0 0 INTEGRATED DEVICE TE NOTE 0.875%11/1 458118AC0 464 300000 PRN DFND 1 300000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 11422 5000000 PRN DFND 1 5000000 0 0 ISIS PHARMACEUTICALS NOTE 1.000%11/1 464337AJ3 321 300000 PRN DFND 1 300000 0 0 JAZZ INVESTMENTS I L NOTE 1.875% 8/1 472145AB7 386 400000 PRN DFND 1 400000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 213 200000 PRN DFND 1 200000 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 311 310000 PRN DFND 1 310000 0 0 MARRIOTT VACATIONS W NOTE 1.500% 9/1 57164YAB3 172 200000 PRN DFND 1 200000 0 0 NEUBERGER BERMAN HGH COM 64128C106 3784 391273 SH DFND 1 391273 0 0 NEW AMER HIGH INCOME COM NEW 641876800 3766 498180 SH DFND 1 498180 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 2882 50000 SH DFND 1 50000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 8990 2180000 PRN DFND 1 2180000 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 158 150000 PRN DFND 1 150000 0 0 NXP SEMICONDUCTORS N NOTE 1.000%12/0 62952QAB6 3502 3500000 PRN DFND 1 3500000 0 0 ON SEMICONDUCTOR COR NOTE 1.625%10/1 682189AP0 429 400000 PRN DFND 1 400000 0 0 PG&E CORP COM 69331C108 535 22523 SH DFND 1 22523 0 0 PGIM GLOBAL SHORT DU COM 69346J106 1302 100781 SH DFND 1 100781 0 0 PIONEER DIV HIGH INC COM 723653101 2064 158757 SH DFND 1 158757 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5048 3750000 PRN DFND 1 3750000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1379 1250000 PRN DFND 1 1250000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 9619 4050000 PRN DFND 1 4050000 0 0 SILICON LABORATORIES NOTE 1.375% 3/0 826919AB8 211 200000 PRN DFND 1 200000 0 0 STANLEY BLACK & DECK UNIT 05/15/2020 854502887 1545 17000 SH DFND 1 17000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 365 400000 PRN DFND 1 400000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10785 136155 SH DFND 1 136155 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 165534 1296980 SH DFND 1 1296980 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 387 400000 PRN DFND 1 400000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 12482 9898 SH DFND 1 9898 0 0 WHITING PETE CORP NE NOTE 1.250% 4/0 966387AL6 84 89000 PRN DFND 1 89000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 550 450000 PRN DFND 1 450000 0 0