0001454937-17-000010.txt : 20171107 0001454937-17-000010.hdr.sgml : 20171107 20171107104435 ACCESSION NUMBER: 0001454937-17-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 171182142 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2017 09-30-2017 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M. Phelps 319-355-8647 Stephanie M. Phelps Cedar Rapids IA 10-26-2017 1 45 518045 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml 3Q 2017 13F FILING ALLERGAN PLC PFD CONV SER A G0177J116 1866 2150 SH DFND 1 2150 0 0 ANTHEM INC UNIT 05/01/20188 036752202 315 6000 SH DFND 1 6000 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 14166 5500000 PRN DFND 1 5500000 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 4678 3700 SH DFND 1 3700 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 22663 21380000 PRN DFND 1 21380000 0 0 BARCLAYS PLC NOTE 6.625%12/3 06738EAB1 25421 24953000 PRN DFND 1 24953000 0 0 BECTON DICKINSON & C PFD SHS CONV A 075887208 4163 75000 SH DFND 1 75000 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 1474 127741 SH DFND 1 127741 0 0 CLEAR CHANNEL OUTDOO CL A 18451C109 2274 468819 SH DFND 1 468819 0 0 CREDIT SUISSE GROUP DEBT 6.250%12/3 H3698DAL8 1063 1000000 PRN DFND 1 1000000 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 8059 2500000 PRN DFND 1 2500000 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 4529 90000 SH DFND 1 90000 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 1950 36000 SH DFND 1 36000 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 3520 1400000 PRN DFND 1 1400000 0 0 HSBC HLDGS PLC DBCV 5.625%12/3 404280AR0 11240 11000000 PRN DFND 1 11000000 0 0 HSBC HLDGS PLC DBCV 6.375%12/3 404280AS8 26092 24875000 PRN DFND 1 24875000 0 0 HUNTINGTON BANCSHARE PFD CONV SER A 446150401 1420 1000 SH DFND 1 1000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1064 1000000 PRN DFND 1 1000000 0 0 INTEL CORP SDCV 12/1 458140AD2 2091 1600000 PRN DFND 1 1600000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 8263 5000000 PRN DFND 1 5000000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 15507 175444 PRN DFND 1 175444 0 0 LLOYDS BANKING GROUP DBCV 7.500%12/3 539439AG4 31363 28431000 PRN DFND 1 28431000 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 2701 50000 SH DFND 1 50000 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 4879 76300 SH DFND 1 76300 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 13671 3275000 PRN DFND 1 3275000 0 0 NXP SEMICONDUCTORS N DBCV 1.000%12/0 62952QAB6 2385 2000000 PRN DFND 1 2000000 0 0 PORTMARNOCK LEASING NOTE 1.741%10/2 736879AA5 1905 1945861 PRN DFND 1 1945861 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 11174 482900 PRN DFND 1 482900 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1431 1250000 PRN DFND 1 1250000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5508 3750000 PRN DFND 1 3750000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 5916 3000000 PRN DFND 1 3000000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 5592 4050000 PRN DFND 1 4050000 0 0 ROYAL BK OF SCOTLAND NOTE 8.000%12/3 780099CK1 543 500000 PRN DFND 1 500000 0 0 ROYAL BK SCOTLAND GR NOTE 8.625%12/3 780097BB6 15478 14200000 PRN DFND 1 14200000 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 3362 120200 PRN DFND 1 120200 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 13237 355846 PRN DFND 1 355846 0 0 SPIRIT RLTY CAP INC NOTE 3.750% 5/1 84860WAB8 1836 1850000 PRN DFND 1 1850000 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 4553 96000 SH DFND 1 96000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 4290 4000000 PRN DFND 1 4000000 0 0 TORONTO DOMINION BK NOTE 3.625% 9/1 891160MJ9 15561 15680000 PRN DFND 1 15680000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 194959 1566561 PRN DFND 1 1566561 0 0 VERIZON COMMUNICATIO COM 92343V104 313 7000 SH DFND 1 7000 0 0 WELLS FARGO CO NEW *W EXP 10/28/201 949746119 560 25210 PRN DFND 1 25210 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 11690 8915 SH DFND 1 8915 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 3323 50000 SH DFND 1 50000 0 0