0001454937-16-000014.txt : 20160808
0001454937-16-000014.hdr.sgml : 20160808
20160808095732
ACCESSION NUMBER: 0001454937-16-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160808
DATE AS OF CHANGE: 20160808
EFFECTIVENESS DATE: 20160808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 161813041
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
06-30-2016
06-30-2016
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
07-18-2016
1
42
423284
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13f2qtr2016.xml
ALLERGAN PLC
PFD CONV SER A
G0177J116
1781
2150
PRN
DFND
1
2150
0
0
ANTHEM INC
UNIT 05/01/20188
036752202
892
20000
PRN
DFND
1
20000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4780
4000
PRN
DFND
1
4000
0
0
BARCLAYS PLC
NOTE 6.625%12/2
06738EAB1
16032
18003000
PRN
DFND
1
18003000
0
0
BARCLAYS PLC
NOTE 8.250%12/2
06738EAA3
21376
21795000
PRN
DFND
1
21795000
0
0
BLACKROCK DEBT STRAT
COM
09255R103
1308
370490
SH
DFND
1
370490
0
0
BLACKROCK FLOAT RATE
COM
09255X100
3467
263619
SH
DFND
1
263619
0
0
CLEAR CHANNEL OUTDOO
CL A
18451C109
466
74932
SH
DFND
1
74932
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
7331
2500000
PRN
DFND
1
2500000
0
0
DOMINION RES INC VA
UNIT 99/99/9999
25746U869
4912
95000
PRN
DFND
1
95000
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
2860
1400000
PRN
DFND
1
1400000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
10560
11000000
PRN
DFND
1
11000000
0
0
HUNTINGTON BANCSHARE
PFD CONV SER A
446150401
1420
1000
SH
DFND
1
1000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
999
1000000
PRN
DFND
1
1000000
0
0
INTEL CORP
SDCV 12/1
458140AD2
4461
3450000
PRN
DFND
1
3450000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
8128
5000000
PRN
DFND
1
5000000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
952
11244
PRN
DFND
1
11244
0
0
LABORATORY CORP AMER
NOTE 9/1
50540RAG7
1807
1036000
PRN
DFND
1
1036000
0
0
LLOYDS BANKING GROUP
SDCV 7.500%12/3
539439AG4
24153
24875000
PRN
DFND
1
24875000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3916
3500000
PRN
DFND
1
3500000
0
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F846
4841
76300
SH
DFND
1
76300
0
0
NXP SEMICONDUCTORS N
DBCV 1.000%12/0
62952QAB6
2170
2000000
PRN
DFND
1
2000000
0
0
PORTMARNOCK LEASING
NOTE 1.741%10/2
736879AA5
2200
2187113
PRN
DFND
1
2187113
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
4215
183500
PRN
DFND
1
183500
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
4164
3000000
PRN
DFND
1
3000000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
3544
3500000
PRN
DFND
1
3500000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4397
3750000
PRN
DFND
1
3750000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
4911
4050000
PRN
DFND
1
4050000
0
0
ROYAL BK OF SCOTLAND
NOTE 8.000%12/3
780099CK1
466
500000
PRN
DFND
1
500000
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
2267
84000
PRN
DFND
1
84000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
4098
114823
PRN
DFND
1
114823
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
4253
91000
PRN
DFND
1
91000
0
0
STANLEY BLACK & DECK
UNIT 11/17/20166
854502804
1162
10000
PRN
DFND
1
10000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
7519
6000000
PRN
DFND
1
6000000
0
0
UNISYS CORP
COM NEW
909214306
1890
259600
SH
DFND
1
259600
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
216312
2018591
PRN
DFND
1
2018591
0
0
VERIZON COMMUNICATIO
COM
92343V104
528
9450
SH
DFND
1
9450
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
10469
5750000
PRN
DFND
1
5750000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
12752
9815
PRN
DFND
1
9815
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
510
37460
PRN
DFND
1
37460
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
3382
50000
SH
DFND
1
50000
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
5633
3500000
PRN
DFND
1
3500000
0
0