0001752724-19-160908.txt : 20191113 0001752724-19-160908.hdr.sgml : 20191113 20191113134005 ACCESSION NUMBER: 0001752724-19-160908 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190831 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB STRATEGIC TRUST CENTRAL INDEX KEY: 0001454889 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-22311 FILM NUMBER: 191212962 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Schwab Strategic Trust DATE OF NAME CHANGE: 20090127 0001454889 S000026631 Schwab U.S. Broad Market ETF C000079978 Schwab U.S. Broad Market ETF SCHB 0001454889 S000026632 Schwab U.S. Large-Cap ETF C000079979 Schwab U.S. Large-Cap ETF SCHX 0001454889 S000026633 Schwab U.S. Large-Cap Growth ETF C000079980 Schwab U.S. Large-Cap Growth ETF SCHG 0001454889 S000026634 Schwab U.S. Large-Cap Value ETF C000079981 Schwab U.S. Large-Cap Value ETF SCHV 0001454889 S000026635 Schwab U.S. Mid-Cap ETF C000079982 Schwab U.S. Mid-Cap ETF SCHM 0001454889 S000026636 Schwab U.S. Small-Cap ETF C000079983 Schwab U.S. Small-Cap ETF SCHA 0001454889 S000026637 Schwab International Equity ETF C000079984 Schwab International Equity ETF SCHF 0001454889 S000026638 Schwab International Small-Cap Equity ETF C000079985 Schwab International Small-Cap Equity ETF SCHC 0001454889 S000026639 Schwab Emerging Markets Equity ETF C000079986 Schwab Emerging Markets Equity ETF SCHE 0001454889 S000034163 Schwab U.S. Dividend Equity ETF C000105320 Schwab U.S. Dividend Equity ETF SCHD 0001454889 S000059091 Schwab 1000 Index ETF C000193734 Schwab 1000 Index ETF SCHK N-CEN 1 primary_doc.xml X0201 N-CEN LIVE 0001454889 XXXXXXXX 811-22311 false false false N-1A S000026637 C000079984 S000026638 C000079985 S000026631 C000079978 S000026636 C000079983 S000034163 C000105320 S000026633 C000079980 S000026632 C000079979 S000059091 C000193734 S000026634 C000079981 S000026635 C000079982 S000026639 C000079986 SCHWAB STRATEGIC TRUST 811-22311 0001454889 549300NAZEQOIX80E226 211 MAIN STREET SAN FRANCISCO 94105 US-CA US 800-648-5300 Charles Schwab Investment Management, Inc. 211 Main Street San Francisco 94105 800-648-5300 Investment Adviser and Fund Administrator Records State Street Bank and Trust Company One Lincoln Street Boston 02111 617-786-3000 Transfer Agent, Custodian, and Fund Accountant Records SEI Investments Distribution Co. One Freedom Valley Drive Oaks 19456 610-676-1000 Distributor and Underwriter Records N N N-1A 22 Y Kimberly S. Patmore 000000000 N Walter W. Bettinger II 002915574 Y David L. Mahoney 000000000 N Joseph R. Martinetto 002996277 Y John F. Cogan 000000000 N Stephen Timothy Kochis 002293884 N Robert W. Burns 000000000 N Jonathan de St. Paer 004731700 Y Jane P. Moncreiff 000000000 N Gerald B. Smith 000500814 N Kiran M. Patel 000000000 N Nancy F. Heller 001813276 N Michael Hogan 002986381 211 Main Street San Francisco 94105 XXXXXX N N N N N N SEI Investments Distribution Co. 008-27897 000010690 0000000000 N N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N Schwab International Small-Cap Equity ETF S000026638 549300WKPJ36EQS9LQ80 N 1 0 0 Exchange-Traded Fund N N 0.25000000 0.14000000 0.00000000 0.00000000 N N Y Y N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N Y Revenue sharing split Cash collateral reinvestment fee 61869970.20000000 3307722.95000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (London, GB, Branch) 0000000000 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Limited 54930045L3MXWBD27H71 CH N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 21182.26000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 6655.77000000 Kepler Capital Markets, Inc. 8-67194 000139148 254900VCHS9DMDUVZN16 5377.92000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 24657.30000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 9857.90000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 7496.37000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 6477.01000000 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 8850.81000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 8233.58000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 81156.98000000 189312.32000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 944016.16000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 890016.15000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 11301722.59000000 Banca IMI Securities Corp. 8-37444 000019418 V48XYRSNOB3HY0J4NK61 81330.23000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 2533682.29000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 160092224.40000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 6137452.54000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 534898.67000000 Deutsche Bank Securities Inc. 8-17822 000002525 9J6MBOOO7BECTDTUZW19 407053.94000000 194263549.21000000 N 2153970359.94000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab 1000 Index ETF S000059091 549300ILTOKOUL3LZF18 N 1 0 0 Exchange-Traded Fund Y N -0.02000000 -0.07000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Cash collateral reinvestment fee Revenue sharing split 10813.15000000 326.47000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 727.11000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 497.59000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1567.69000000 Penserra Securities LLC 8-67773 000145994 549300WY8ZBI168Y6Z05 392.32000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 1675.61000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 1591.44000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 977.06000000 Guzman & Company 8-38646 000021013 549300E7R8O8EHE8SN83 331.71000000 BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 376.78000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 294.18000000 10469.11000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 307405.28000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 89956.24000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 493620.19000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 1554359.73000000 2524541.44000000 N 696225491.41000000 Committed 750000000.00000000 N Uncommitted 500000000.00000000 N N N Schwab U.S. Small-Cap ETF S000026636 5493003UKSEZNILT8D61 N 1 0 0 Exchange-Traded Fund N N 0.06000000 0.02000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Cash collateral reinvestment fee Revenue sharing split 92503855.27000000 4626546.98000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 23049.99000000 Susquehanna Financial Group, LLLP 08-44325 000035865 549300E8QX0ZMRDC2M81 14209.63000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 20698.63000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 45329.06000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 17689.59000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 18848.53000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 114806.39000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 35050.53000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 19771.69000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 18968.44000000 424756.53000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 11320.78000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 24055856.44000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 4515993.56000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 59658.57000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 36946020.54000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 342892.68000000 65931742.57000000 N 7986014864.16000000 Committed 750000000.00000000 N Uncommitted 500000000.00000000 N N N Schwab International Equity ETF S000026637 5493003PP4X6ZGIBL520 N 1 0 0 Exchange-Traded Fund N N 0.22000000 0.16000000 0.00000000 0.00000000 N N Y Y N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N Y Cash collateral reinvestment fee Revenue sharing split 42902231.74000000 2771254.74000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank International GmbH ZMHGNT7ZPKZ3UFZ8EO46 DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Societa per Azioni 529900SS7ZWCX82U3W60 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Helsinki, Uusimaa, FI, Branch) F3JS33DEI6XQ4ZBPTN86 FI N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Skandinaviska Enskilda Banken A/S F3JS33DEI6XQ4ZBPTN86 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Limited 54930045L3MXWBD27H71 CH N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) 7LTWFZYICNSX8D621K86 ES N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Austria AG D1HEB8VEU6D9M8ZUXG17 AT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (London, GB, Branch) 0000000000 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 79599.56000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 123052.63000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 148169.52000000 CLSA Americas, LLC 8-69166 000165533 213800M2DXATWY7JMS07 86182.54000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 47954.57000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 115370.74000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 25694.63000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 70449.10000000 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 25337.98000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 45386.55000000 804706.00000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 17832523.54000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1826781.19000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 203809327.24000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 36184410.91000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 5193611.34000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 2984132.85000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 40386867.64000000 344083175.91000000 N 16827772352.10000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab U.S. Large-Cap ETF S000026632 549300D3593FFQX1M411 N 1 0 0 Exchange-Traded Fund N N 0.02000000 -0.01000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split Cash collateral reinvestment fee 12260755.24000000 2171033.19000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 5720.83000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 5102.87000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 6936.10000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 6449.83000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 5650.56000000 Guzman & Company 8-38646 000021013 549300E7R8O8EHE8SN83 8767.70000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 12714.56000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7621.60000000 BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 6630.59000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 12762.10000000 120577.41000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 40648476.70000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 1018225.04000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10700685.12000000 54109786.86000000 N 15565925508.23000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab U.S. Large-Cap Growth ETF S000026633 549300X647G1Z3XCRR98 N 1 0 0 Exchange-Traded Fund N N 0.04000000 -0.01000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split Cash collateral reinvestment fee 8135388.94000000 1623194.01000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 2584.22000000 Virtu Itg LLC 8-44218 000029299 549300S41SMIODVIT266 9476.08000000 Guzman & Company 8-38646 000021013 549300E7R8O8EHE8SN83 1844.81000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 3635.90000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 1918.10000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 3253.86000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 30440.41000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 8762.45000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 3347.55000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 7398.25000000 84934.25000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 1233967.34000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 862946.51000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 46455623.28000000 48552537.13000000 N 7085845466.08000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab U.S. Large-Cap Value ETF S000026634 549300FRX8JVCKQ08Y53 N 1 0 0 Exchange-Traded Fund N N -0.01000000 -0.05000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split Cash collateral reinvestment fee 5190269.68000000 161274.23000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 7223.70000000 Guzman & Company 8-38646 000021013 549300E7R8O8EHE8SN83 5386.22000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 4338.70000000 RBC Capital Markets, LLC 8-45411 000031194 549300LCO2FLSSVFFR64 3792.83000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 14453.38000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 3670.93000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 5895.65000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 3846.90000000 Stuart Frankel & Co., Incorporated 8-17419 000014593 254900XE1RBF5OLE0T50 6464.92000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 4450.31000000 89446.60000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 15687316.40000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7741237.61000000 24035754.01000000 N 5379128320.57000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab Emerging Markets Equity ETF S000026639 549300BX5O2DW26SGM55 N 1 0 0 Exchange-Traded Fund N N 0.15000000 0.02000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Cash collateral reinvestment fee Revenue sharing split 19916632.47000000 953562.38000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N Deutsche Bank Aktiengesellschaft (Mumbai, Maharashtra, IN, Branch) 7LTWFZYICNSX8D621K86 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, Anonim Sirketi CWZ8NZDH5SKY12Q4US31 TR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Hong Kong) Limited X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited 549300F99IL9YJDWH369 AE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) E57ODZWZ7FF32TWEFA76 BR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Banco Nacional de Mexico, S.A., Integrante del Grupo Financiero Banamex 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) F3JS33DEI6XQ4ZBPTN86 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Singapore, SG, Branch) E57ODZWZ7FF32TWEFA76 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) 7LTWFZYICNSX8D621K86 NL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Kuwait City, Al Asimah, KW, Branch) 549300F99IL9YJDWH369 KW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Itau CorpBanca 549300DDPTTIZ06NIV06 CL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UniCredit Bank Hungary Zrt. Y28RT6GGYJ696PMW8T44 HU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank del Peru S.A. MYTK5NHHP1G8TVFGT193 PE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch) 25490016G0WR60ANOK04 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Cititrust Colombia S A Sociedad Fiduciaria 549300242J3IJCOSGI49 CO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS Switzerland AG 549300WOIFUSNYH0FL22 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank (Thai) Public Company Limited 549300O1LQYCQ7G1IM57 TH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Ceskoslovenska obchodni banka, a. s. Q5BP2UEQ48R75BOTCB92 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Joint Stock Company Commercial Bank Citibank CHSQDSVI1UI96Y2SW097 RU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) 549300F99IL9YJDWH369 QA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank, National Association (Cairo, Cairo, EG, Branch) E57ODZWZ7FF32TWEFA76 EG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company (London, GB, Branch) 0000000000 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) RB0PEZSDGCO3JS6CEU02 JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) 2HI3YI5320L3RW6NJ957 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Standard Bank of South Africa Limited QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Hapoalim B.M. B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Skandinaviska Enskilda Banken AB F3JS33DEI6XQ4ZBPTN86 SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) 7LTWFZYICNSX8D621K86 ID N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citibank Maghreb S.A 5493003FVWLMBFTISI11 MA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Saudi Arabia Limited 558600MV09XWUB38H245 SA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Euroclear Limited 54930045L3MXWBD27H71 CH N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) Bank Handlowy w Warszawie Spolka Akcyjna XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) 7LTWFZYICNSX8D621K86 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) 2HI3YI5320L3RW6NJ957 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas Securities Services (Athens, Attica, GR, Branch) 549300WCGB70D06XZS54 GR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) 2HI3YI5320L3RW6NJ957 NZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC Bank (China) Company Limited 2CZOJRADNJXBLT55G526 CN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Standard Chartered Bank Malaysia Berhad 549300JTJBG2QBI8KD48 MY N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 27189.30000000 Scotia Capital (USA) Inc. 8-3716 000002739 549300BLWPABP1VNME36 33408.95000000 SG Americas Securities, LLC 8-66125 000128351 549300F35UE0BOM1WJ55 1969.35000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 138768.42000000 Credit Suisse Securities (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 457960.62000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 16542.32000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 619330.56000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 14126.00000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 38889.71000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 5583.09000000 1357524.73000000 UBS Securities LLC 8-22651 000007654 T6FIZBDPKLYJKFCRVK44 4.26000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 149756980.67000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 3319314.04000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 3401795.18000000 Scotia Capital (USA) Inc. 8-3716 000002739 549300BLWPABP1VNME36 14405151.28000000 173812379.52000000 N 5388134400.32000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab U.S. Broad Market ETF S000026631 549300Z43HSC4Q4CI525 N 1 0 0 Exchange-Traded Fund N N 0.03000000 0.00000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split Cash collateral reinvestment fee 25221927.12000000 2517812.42000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Trust Company Canada 549300L71XG2CTQ2V827 CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 14152.57000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 10680.80000000 Guzman & Company 8-38646 000021013 549300E7R8O8EHE8SN83 6962.59000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 32860.10000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 16699.40000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 32005.70000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 12212.74000000 BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 7613.38000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 11454.37000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 8300.35000000 213036.78000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 30413117.90000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 879731.79000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 5193121.18000000 Virtu Americas LLC 8-68193 000149823 549300RA02N3BNSWBV74 50843.12000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 8038.05000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 6996548.73000000 45116600.77000000 N 13923724115.43000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab U.S. Mid-Cap ETF S000026635 549300CX4Y7E1N0YFZ10 N 1 0 0 Exchange-Traded Fund N N 0.00000000 -0.04000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Cash collateral reinvestment fee Revenue sharing split 18050288.69000000 798704.42000000 Rule 32a-4 (17 CFR 270.32a-4) Rule 17a-7 (17 CFR 270.17a-7) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N ICE Data Services, Inc. 13-3668779 Tax ID N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 5881.46000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 114456.89000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 7307.60000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 18529.42000000 Susquehanna Financial Group, LLLP 08-44325 000035865 549300E8QX0ZMRDC2M81 6141.78000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 12761.07000000 Instinet, LLC 8-23669 000007897 549300MGMN3RKMU8FT57 6823.33000000 Penserra Securities LLC 8-67773 000145994 549300WY8ZBI168Y6Z05 5788.61000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 11884.84000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 5655.13000000 236757.67000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 7368762.70000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 18940723.40000000 BofA Securities, Inc. 8-69787 000283942 549300HN4UKV1E2R3U73 24408097.74000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 18414191.02000000 69131774.86000000 N 5643777465.75000000 Committed 750000000.00000000 N Uncommitted 500000000.00000000 N N N Schwab U.S. Dividend Equity ETF S000034163 549300MUIMRQQDWJ5226 N 1 0 0 Exchange-Traded Fund N N -0.02000000 -0.09000000 0.00000000 0.00000000 N N Y N N Goldman Sachs Bank USA KD3XUN7C6T14HNAYLU02 N N Revenue sharing split Cash collateral reinvestment fee 1661780.31000000 31520.89000000 Rule 17a-7 (17 CFR 270.17a-7) Rule 32a-4 (17 CFR 270.32a-4) N N N N Charles Schwab Investment Management, Inc. 801-35905 000106753 EVQ6EP3QESDF386W4D54 N State Street Bank and Trust Company 85-05003 571474TGEMMWANRLN572 N N N ICE Data Services, Inc. 13-3668779 Tax ID N Refinitiv US Holdings Inc. 549300NF240HXJO7N016 N N Euroclear Limited 54930045L3MXWBD27H71 CH N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) State Street Bank and Trust Company 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N State Street Bank and Trust Company 571474TGEMMWANRLN572 N N N Charles Schwab Investment Management, Inc. EVQ6EP3QESDF386W4D54 Y N N Charles Schwab Europe Limited N/A 000000000 549300N3L67TREKCRK89 IE 0.00000000 Charles Schwab Singapore Pte. Ltd. N/A 000000000 00000000000000000000 SG 0.00000000 Charles Schwab, Hong Kong, Ltd. N/A 000000000 00000000000000000000 HK 0.00000000 Charles Schwab, U.K., Limited N/A 000000000 549300PF2KTM8A12FH91 GB 0.00000000 Charles Schwab Australia Pty Limited N/A 000000000 00000000000000000000 AU 0.00000000 Charles Schwab & Co., Inc. 8-16514 000005393 549300ZP8XN77GK5BS04 0.00000000 Maxim Group LLC 8-65337 000120708 254900OJ6JZO6SDMHQ83 13484.95000000 Loop Capital Markets LLC 8-50140 000043098 254900FPPM2WN90D4786 5659.96000000 Citigroup Global Markets Inc. 8-8177 000007059 MBNUM2BPBDO7JBLYG310 9754.95000000 J.P. Morgan Securities LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 62473.71000000 Goldman Sachs & Co. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 8591.90000000 Susquehanna Financial Group, LLLP 08-44325 000035865 549300E8QX0ZMRDC2M81 5051.57000000 Barclays Capital Inc. 8-41342 000019714 AC28XWWI3WIBK2824319 17491.28000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 8-7221 000007691 8NAV47T0Y26Q87Y0QP81 152299.65000000 Wells Fargo Securities, LLC 8-65876 000126292 VYVVCKR63DVZZN70PB21 27082.35000000 Morgan Stanley & Co. LLC 8-15869 000008209 9R7GPTSO7KV3UQJZQ078 18855.53000000 359767.58000000 0.00000000 N 8753411529.93000000 Uncommitted 500000000.00000000 N Committed 750000000.00000000 N N N Schwab Emerging Markets Equity ETF S000026639 N 100000.00000000 69.53066666 1.77625319 30.46933333 1.77625319 4.72000000 0.00000000 95.28000000 0.00000000 0.00000000 6000.00000000 0.00000000 0.00000000 6000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Schwab U.S. Mid-Cap ETF S000026635 N 50000.00000000 1.01794736 1.06172241 98.98205263 1.06172241 1.32025641 2.38427688 98.67974358 2.38427688 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N Schwab International Small-Cap Equity ETF S000026638 Y 100000.00000000 7.63352941 0.81361800 92.36647058 0.81361800 8.66000000 0.97238538 91.34000000 0.97238538 0.00000000 10000.00000000 0.00000000 0.00000000 10000.00000000 0.00000000 0.00000000 10000.00000000 0.00000000 0.00000000 10000.00000000 0.00000000 N Schwab U.S. Broad Market ETF S000026631 N 50000.00000000 2.29000000 0.11104249 97.71000000 0.11104249 2.33128205 0.16545000 97.66871794 0.16545000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 N Schwab U.S. Small-Cap ETF S000026636 N 50000.00000000 1.35569444 0.89388033 98.64430555 0.89388033 1.21387096 6.05118648 98.78612903 6.05118648 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 0.00000000 1500.00000000 0.00000000 N Schwab International Equity ETF S000026637 N 100000.00000000 8.07159090 1.22562740 91.92840909 1.22562740 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 10000.00000000 0.00000000 0.00000000 10000.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Schwab U.S. Large-Cap Growth ETF S000026633 N 50000.00000000 0.93379562 0.13158609 99.06620437 0.13158609 0.97000000 0.24686178 99.03000000 0.24686178 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N Schwab 1000 Index ETF S000059091 N 50000.00000000 3.36706896 0.17303289 96.63293103 0.17303289 3.42823529 0.18416145 96.57176470 0.18416145 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N Schwab U.S. Large-Cap ETF S000026632 N 50000.00000000 1.40160493 0.10697327 98.59839506 0.10697327 1.50064516 0.70072063 98.49935483 0.70072063 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N Schwab U.S. Large-Cap Value ETF S000026634 N 50000.00000000 0.64333333 0.12454187 99.35666666 0.12454187 0.98483870 1.90617395 99.01516129 1.90617395 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 0.00000000 500.00000000 0.00000000 N Schwab U.S. Dividend Equity ETF S000034163 Y 50000.00000000 0.56475083 1.62064586 99.43524916 1.62064586 1.14137931 3.03051707 98.85862068 3.03051707 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 N true INTERNAL CONTROL RPT 2 NCEN_14056238268244704.txt Report of Independent Registered Public Accounting Firm To the Board of Trustees of Schwab Strategic Trust and Shareholders of Schwab U.S. Broad Market ETF, Schwab 1000 Index ETF, Schwab U.S. Large-Cap ETF, Schwab U.S. Large-Cap Growth ETF, Schwab U.S. Large-Cap Value ETF, Schwab U.S. Mid-Cap ETF, Schwab U.S. Small-Cap ETF, Schwab U.S. Dividend Equity ETF, Schwab International Equity ETF, Schwab International Small-Cap Equity ETF and Schwab Emerging Markets Equity ETF. In planning and performing our audit of the financial statements of Schwab U.S. Broad Market ETF, Schwab 1000 Index ETF, Schwab U.S. Large-Cap ETF, Schwab U.S. Large-Cap Growth ETF, Schwab U.S. Large-Cap Value ETF, Schwab U.S. Mid-Cap ETF, Schwab U.S. Small-Cap ETF, Schwab U.S. Dividend Equity ETF, Schwab International Equity ETF, Schwab International Small-Cap Equity ETF and Schwab Emerging Markets Equity ETF (eleven of the funds constituting Schwab Strategic Trust, hereafter referred to as the "Funds") as of and for the year ended August 31, 2019, in accordance with the standards of the Public Company Accounting Oversight Board (United States) ("PCAOB"), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the PCAOB. However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of August 31, 2019. This report is intended solely for the information and use of the Board of Trustees of Schwab Strategic Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/PricewaterhouseCoopers LLP San Francisco, California October 17, 2019